AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in AppHarvest, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 169
- +13 vs. Q4 2021
- Shares held
- 39.7M
- −3.90M (−8.9%) vs. Q4 2021
- Total value
- $214.0M
- +$44.1M (+25.9%) vs. Q4 2021
- New holders
- 34
- 53 more added
- Sold out
- 21
- 49 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Alliancebernstein L.P. | 13,200 | $71.0K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 12,966 | $70.0K | 0.00% | +922+7.7% | Added |
| ProShare Advisors LLC | 13,083 | $69.0K | 0.00% | −2,158−14.2% | Reduced |
| Oppenheimer & Co Inc | 12,800 | $69.0K | 0.00% | +2,700+26.7% | Added |
| Virtu Financial LLC | 12,481 | $67.0K | 0.00% | −5,708−31.4% | Reduced |
| Transcend Wealth Collective, LLC | 12,500 | $67.0K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 12,490 | $67.0K | 0.00% | +200+1.6% | Added |
| Ballast, Inc. | 12,466 | $67.0K | 0.03% | +12,466 | New |
| Garner Asset Management Corp | 11,760 | $63.0K | 0.03% | −20−0.2% | Reduced |
| Amalgamated Bank | 11,396 | $61.0K | 0.00% | −804−6.6% | Reduced |
| Teacher Retirement System of Texas | 11,420 | $61.0K | 0.00% | +905+8.6% | Added |
| Amalgamated Financial Corp. | 11,396 | $61.0K | 0.00% | +11,396 | New |
| RDA Financial Network | 11,000 | $59.0K | 0.02% | +11,000 | New |
| Oxler Private Wealth LLC | 10,410 | $55.0K | 0.02% | 00.0% | Unchanged |
| Independent Advisor Alliance | 10,250 | $55.0K | 0.00% | +10,250 | New |
| Regent Investment Management LLC | 10,000 | $54.0K | 0.01% | +10,000 | New |
| Glenmede Trust Co NA | 10,000 | $53.0K | 0.00% | +10,000 | New |
| Bank of Montreal | 9,525 | $52.0K | 0.00% | −62,375−86.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 9,490 | $51.0K | 0.00% | +500+5.6% | Added |
| Dixon Hughes Goodman Wealth Advisors LLC | 9,350 | $50.0K | 0.01% | +9,350 | New |
| Quantbot Technologies LP | 8,807 | $47.0K | 0.00% | +8,807 | New |
| Cutler Group LP | 8,385 | $45.0K | 0.00% | −13,409−61.5% | Reduced |
| Wolverine Asset Management LLC | 8,437 | $45.0K | 0.00% | +2,005+31.2% | Added |
| Leonteq Securities AG | 7,149 | $38.4K | 0.00% | +5,873+460.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $37.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,550 | $35.0K | 0.00% | +1,069+19.5% | Added |
| Captrust Financial Advisors | 6,523 | $35.0K | 0.00% | +5,270+420.6% | Added |
| Metropolitan Life Insurance Co | 5,991 | $32.2K | 0.00% | −5,569−48.2% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $29.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 5,383 | $28.0K | 0.00% | +3,983+284.5% | Added |
| Evoke Wealth, LLC | 4,225 | $23.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,442 | $23.0K | 0.00% | +2,850+179.0% | Added |
| Nisa Investment Advisors, LLC | 4,100 | $22.0K | 0.00% | +4,100 | New |
| Prospera Financial Services Inc | 3,753 | $20.0K | 0.00% | +3,753 | New |
| American Portfolios Advisors | 3,426 | $18.4K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,150 | $17.0K | 0.00% | +100+3.3% | Added |
| Walleye Trading LLC | 3,100 | $17.0K | 0.00% | +3,100 | New |
| MCF Advisors LLC | 2,860 | $15.0K | 0.00% | +2,860 | New |
| FMR LLC | 2,373 | $13.0K | 0.00% | −4,500−65.5% | Reduced |
| Central Bank & Trust Co | 2,428 | $13.0K | 0.00% | +500+25.9% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $12.0K | 0.00% | −1,100−33.3% | Reduced |
| Archer Investment Corp | 2,310 | $10.0K | 0.00% | +40+1.8% | Added |
| Huntington National Bank | 1,400 | $7.00K | 0.00% | +1,200+600.0% | Added |
| Spire Wealth Management | 1,150 | $6.00K | 0.00% | −75−6.1% | Reduced |
| Allworth Financial LP | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 1,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Clearview Wealth Advisors LLC | 1,003 | $5.00K | 0.00% | −45−4.3% | Reduced |
| Fifth Third Bancorp | 700 | $4.00K | 0.00% | −1,540−68.8% | Reduced |
| South State Corp. | 715 | $4.00K | 0.00% | +500+232.6% | Added |
| CIBC Private Wealth Group, LLC | 800 | $4.00K | 0.00% | +800 | New |
| Ellevest, Inc. | 477 | $3.00K | 0.00% | +418+708.5% | Added |
| Federation des caisses Desjardins du Quebec | 550 | $2.96K | 0.00% | −1,000−64.5% | Reduced |
| Parkside Financial Bank & Trust | 300 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 310 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 306 | $2.00K | 0.00% | +306 | New |
| TD Waterhouse Canada Inc. | 400 | $1.95K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $1.00K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 146 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Econ Financial Services Corp | 108 | $1.00K | 0.00% | +62+134.8% | Added |
| Capital Advisors, Ltd. LLC | 111 | $1.00K | 0.00% | +111 | New |
| Joseph P. Lucia & Associates, LLC | 150 | $1.00K | 0.00% | +150 | New |
| Signaturefd, LLC | 30 | $0 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 13,292 | – | – | +9,221+226.5% | Added |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −391,943−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −176,349−100.0% | Sold out |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −87,406−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −31,689−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −22,667−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −14,911−100.0% | Sold out |
| Virginia Retirement Systems Et Al | 0 | $0 | 0.00% | −13,800−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −12,814−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,422−100.0% | Sold out |
| Manteio Capital LLC | 0 | $0 | 0.00% | −10,568−100.0% | Sold out |
| ARGI Investment Services, LLC | 0 | $0 | 0.00% | −10,149−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −8,661−100.0% | Sold out |
| Henrickson Nauta Wealth Advisors, Inc. | 0 | $0 | 0.00% | −1,676−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −1,247−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −1,125−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −647−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Harbour Investments, Inc. | – | – | – | – | Not filed |