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Ameriprise Financial Inc

AMP
Exchange
NYSE
Industry
Investment Advice
SEC CIK
0000820027

In the last 90 days, Ameriprise Financial Inc insiders filed 0 open-market purchases and 5 sales; 1,396 institutions reported holding it in 13F filings for Q2 2026, worth $35.9B in total; no superinvestor holds it.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Ameriprise Financial Inc insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
5 filings
5 insiders, $26.1M in total
Insiders trading
5
Net value
−$26.1M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Ameriprise Financial Inc, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Ameriprise Financial Inc
NameTitleLast reported holdingLast filingFilings, past year
Melloh Heather J.EVP AND GENERAL COUNSEL3,937Aug 12, 20264
Brockman Dawn M.SVP AND CONTROLLER713Aug 12, 20265
McGraw Deirdre DaveyEVP Mktg, Strat. & Comms.3,373Aug 10, 20261
Cracchiolo James MCHAIRMAN AND CEO107,633Jul 30, 20265
Berman Walter StanleyEXECUTIVE VP AND CFO5,609Jul 30, 20265
Williams Christopher JDirector–Jul 30, 20265
Williams William JerrylPres, Wealth Mgmt Advisor Grp6,780Jul 29, 20262
Hunter Petruzillo Kelli A.Exec VP of Human Resources4,208Jul 13, 20261
Truscott William FCEO, GLOBAL ASSET MANAGEMENT4,794Jul 13, 20265
Smyth Gerard P.EVP & Hd. of Tech. & Serv. Del6,103May 18, 20264
Sharpe Robert Francis JRDirector6,300IndirectMay 12, 20263
Pelletier Liane JDirector–May 1, 20262
Neal Blixt DianneDirector–May 1, 20261
Bryan GlynisDirector–May 1, 20262
DiGeso AmyDirector–May 1, 20261
Shea Brian TDirector–May 1, 20261
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES4,621Feb 11, 20264
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES11,458Feb 3, 20263
Davies WilliamEXECUTIVE VP, GLOBAL CIO14,529Feb 3, 20263
Walter W EdwardDirector–May 2, 20250
Pimentel Armando JrDirector–Apr 26, 20240
Greenberg Lon RDirector5,500Apr 29, 20220
Woerner John RobertPres Ins & Chief Strat Officer34,167Feb 15, 20220
Thissen Karen WilsonExecutive VP and GC10,223Feb 15, 20220
Hutt John R.Sr Vice Pres and Controller3,088Feb 15, 20220
Moore ColinEVP & Global CIO66,517Feb 1, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Aug 12, 2026 (view filing)4:55 PM ETAug 102 daysBrockman Dawn M.SVP AND CONTROLLERSSale−472$558.93−$263.8K−39.8%713 after
Aug 10, 2026 (view filing)4:23 PM ETAug 64 daysMcGraw Deirdre DaveyEVP Mktg, Strat. & Comms.SSale−2.40K$558.28−$1.34M−41.6%3.37K after
Jul 30, 2026 (view filing)5:25 PM ETJul 282 daysCracchiolo James MCHAIRMAN AND CEOSSale−18.0K$545.43−$9.83M−14.3%107.6K after2 lots
Jul 30, 2026 (view filing)5:17 PM ETJul 282 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−11.0K$548.95−$6.05M−66.3%5.61K after2 lots
Jul 29, 2026 (view filing)4:41 PM ETJul 27-282 daysWilliams William JerrylPres, Wealth Mgmt Advisor GrpSSale−16.1K$538.24−$8.67M−70.4%6.78K after5 lots
May 18, 2026 (view filing)May 144 daysSmyth Gerard P.EVP & Hd. of Tech. & Serv. DelSSale−6.25K$472.52−$2.96M−50.6%6.10K after
May 12, 2026 (view filing)May 84 daysSharpe Robert Francis JRDirectorSSale−1.20K$465.83−$559.0K−16.0%6.30K after
Feb 12, 2026 (view filing)Feb 102 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−5.00K$532.08−$2.66M−29.2%12.1K after
Feb 11, 2026 (view filing)Feb 92 daysAlvero GumerPRESIDENT-INSURANCE&ANNUITIESSSale−4.66K$542.88−$2.53M−50.2%4.62K after
Feb 9, 2026 (view filing)Feb 54 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−7.00K$544.22−$3.81M−55.5%5.61K after
Feb 6, 2026 (view filing)Feb 42 daysCracchiolo James MCHAIRMAN AND CEOSSale−48.8K$544.96−$26.6M−31.2%107.6K after8 lots
Nov 25, 2025 (view filing)Nov 214 daysSharpe Robert Francis JRDirectorSSale−1.50K$450.95−$676.4K−16.7%7.50K after
Sep 8, 2025 (view filing)Sep 44 daysMelloh Heather J.EVP AND GENERAL COUNSELSSale−1.50K$512.34−$768.5K−36.9%2.56K after
Aug 21, 2025 (view filing)Aug 192 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−9.93K$506.89−$5.03M−47.3%11.0K after
Mar 19, 2025 (view filing)Apr 29, 20211,420 daysLateSmyth Gerard P.EVP & CIOSSale−974$259.53−$252.8K−9.7%9.02K after
Mar 19, 2025 (view filing)Jul 31, 20172,788 daysLateCracchiolo James MCHAIRMAN AND CEOSSale−33.7K$144.56−$4.87M−20.2%132.8K after
Feb 21, 2025 (view filing)Feb 192 daysSweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESSSale−4.64K$539.07−$2.50M−39.0%7.24K after
Feb 20, 2025 (view filing)Feb 182 daysSharpe Robert Francis JRDirectorSSale−1.00K$551.44−$551.4K−10.0%9.00K after
Feb 20, 2025 (view filing)Feb 182 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−8.00K$548.94−$4.39M−56.5%6.17K after2 lots
Feb 14, 2025 (view filing)Feb 122 daysSharpe Robert Francis JRDirectorSSale−1.00K$523.13−$523.1K−9.1%10.0K after
Feb 10, 2025 (view filing)Feb 64 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−6.00K$540.29−$3.24M−30.0%14.0K after
Nov 13, 2024 (view filing)Nov 112 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−8.65K$564.16−$4.88M−57.5%6.41K after2 lots
Nov 13, 2024 (view filing)Nov 112 daysCracchiolo James MCHAIRMAN AND CEOSSale−8.64K$563.44−$4.87M−5.2%159.0K after
Nov 13, 2024 (view filing)Nov 85 daysSweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESSSale−10.7K$549.68−$5.90M−64.9%5.81K after3 lots
Nov 8, 2024 (view filing)Nov 62 daysBrockman Dawn M.SVP AND CONTROLLERSSale−350$560.12−$196.0K−27.0%945 after
Nov 4, 2024 (view filing)Oct 314 daysAlvero GumerPRESIDENT-INSURANCE&ANNUITIESSSale−2.33K$516.05−$1.20M−33.2%4.67K after
Sep 4, 2024 (view filing)Aug 305 daysDavies WilliamEXECUTIVE VP, GLOBAL CIOSSale−8.70K$442.07−$3.85M−39.7%13.2K after
Aug 30, 2024 (view filing)Aug 282 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−15.6K$441.56−$6.88M−53.8%13.4K after
May 20, 2024 (view filing)May 164 daysSharpe Robert Francis JRDirectorSSale−1.50K$438.07−$657.1K−12.0%11.0K after
Mar 29, 2024 (view filing)Mar 272 daysAlvero GumerPRESIDENT-INSURANCE&ANNUITIESSSale−1.65K$437.00−$721.9K−19.1%6.99K after
Mar 28, 2024 (view filing)Mar 262 daysBrockman Dawn M.SVP AND CONTROLLERSSale−224$434.13−$97.2K−14.8%1.29K after
Mar 1, 2024 (view filing)Feb 282 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−8.00K$412.05−$3.30M−37.9%13.1K after
Feb 28, 2024 (view filing)Feb 262 daysSmyth Gerard P.EVP TECHNOLOGY AND CIOSSale−4.44K$407.92−$1.81M−54.0%3.79K after2 lots
Feb 26, 2024 (view filing)Feb 224 daysAlvero GumerPRESIDENT-INSURANCE&ANNUITIESSSale−385$400.98−$154.4K−5.2%6.99K after
Feb 26, 2024 (view filing)Feb 22-264 daysCracchiolo James MCHAIRMAN AND CEOSSale−22.0K$404.40−$8.90M−12.2%159.0K after5 lots
Feb 21, 2024 (view filing)Feb 16-205 daysCracchiolo James MCHAIRMAN AND CEOSSale−15.6K$398.98−$6.22M−7.9%181.0K after4 lots
Feb 13, 2024 (view filing)Feb 121 dayCracchiolo James MCHAIRMAN AND CEOSSale−2.49K$401.12−$1.00M−1.3%196.6K after2 lots
Feb 13, 2024 (view filing)Feb 121 daySweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESSSale−7.20K$401.82−$2.89M−50.7%7.00K after
Feb 9, 2024 (view filing)Feb 72 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−13.3K$387.81−$5.18M−67.6%6.41K after2 lots
Feb 8, 2024 (view filing)Feb 62 daysSharpe Robert Francis JRDirectorSSale−4.00K$386.60−$1.55M−24.2%12.5K after
Jan 30, 2024 (view filing)Jan 264 daysTruscott William FCEO, GLOBAL ASSET MANAGEMENTSSale−9.69K$390.22−$3.78M−44.4%12.1K after
Jan 30, 2024 (view filing)Jan 291 daySweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESSSale−5.15K$389.47−$2.00M−35.3%9.42K after
Dec 27, 2023 (view filing)Jun 29181 daysLateAlvero GumerPRESIDENT-INSURANCE&ANNUITIESSSale−460$329.94−$151.8K−5.8%7.46K after
Dec 18, 2023 (view filing)Dec 144 daysSweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICESSSale−3.00K$378.23−$1.13M−26.9%8.17K after
Dec 15, 2023 (view filing)Dec 132 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−6.41K$370.81−$2.38M−44.3%8.05K after
Dec 13, 2023 (view filing)Dec 112 daysCracchiolo James MCHAIRMAN AND CEOSSale−9.95K$365.86−$3.64M−6.0%157.1K after2 lots
Aug 8, 2023 (view filing)Aug 44 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−13.0K$351.55−$4.58M−61.8%8.05K after2 lots
Aug 7, 2023 (view filing)Aug 34 daysCracchiolo James MCHAIRMAN AND CEOSSale−9.62K$354.00−$3.40M−5.8%157.1K after
Aug 3, 2023 (view filing)Aug 12 daysSmyth Gerard P.EVP TECHNOLOGY AND CIOSSale−2.42K$348.74−$843.3K−39.5%3.71K after
Feb 17, 2023 (view filing)Feb 152 daysBerman Walter StanleyEXECUTIVE VP AND CFOSSale−10.0K$352.07−$3.52M−41.1%14.4K after