Truscott William F's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Jan 30, 2024
- Accession no.
- 0001415889-24-002013
- Filed
- Jan 30, 2024
- Trade date
- Jan 26-28, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.78M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Truscott William FCIK 0001282835 | Officer (CEO, GLOBAL ASSET MANAGEMENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | AGrant or awardAcquired | +2,500 | $0.00 | $0 | 13,175 | Direct | |
| Jan 26, 2024 | Common Stock | MOption exerciseAcquired | +30,958 | $179.84 | +$5,567,486.72 | 44,133 | Direct | |
| Jan 26, 2024 | Common Stock | FTax withholdingDisposed | −21,269 | $391.92 | −$8,335,746.48 | 13,175 | Direct | |
| Jan 26, 2024 | Common Stock | SSaleDisposed | −9,689 | $390.22 | −$3,780,841.58 | 12,126 | Indirect | |
| Jan 27, 2024 | Common Stock | FTax withholdingDisposed | −469 | $391.40 | −$183,566.6 | 12,156 | Direct | |
| Jan 28, 2024 | Common Stock | FTax withholdingDisposed | −521 | $391.40 | −$203,919.4 | 11,024 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | MOption exerciseDisposed | −30,958 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2024 | Common Stock | AGrant or awardAcquired | +7,386 | $0.00 | $0 | 7,386 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.