Sweeney Joseph Edward's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Nov 13, 2024
- Accession no.
- 0001415889-24-026729
- Filed
- Nov 13, 2024
- Trade date
- Nov 8, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.90M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sweeney Joseph EdwardCIK 0001335749 | Officer (PRES-AWM PRODUCTS & SERVICES) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +24,485 | $126.89 | +$3,106,901.65 | 31,646 | Direct | |
| Nov 8, 2024 | Common Stock | FTax withholdingDisposed | −15,100 | $551.48 | −$8,327,348 | 16,546 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −4,885 | $548.78 | −$2,680,790.3 | 11,661 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −4,500 | $550.14 | −$2,475,630 | 7,161 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −1,350 | $551.41 | −$744,403.5 | 5,811 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −24,485 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.