Truscott William F's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Aug 30, 2024
- Accession no.
- 0001415889-24-022619
- Filed
- Aug 30, 2024
- Trade date
- Aug 28, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.88M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Truscott William FCIK 0001282835 | Officer (CEO, GLOBAL ASSET MANAGEMENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2024 | Common Stock | MOption exerciseAcquired | +39,323 | $126.89 | +$4,989,695.47 | 48,604 | Direct | |
| Aug 28, 2024 | Common Stock | FTax withholdingDisposed | −23,739 | $440.85 | −$10,465,338.15 | 9,281 | Direct | |
| Aug 28, 2024 | Common Stock | SSaleDisposed | −15,584 | $441.56 | −$6,881,271.04 | 13,404 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2024 | Common Stock | MOption exerciseDisposed | −39,323 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.