Sweeney Joseph Edward's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Jan 30, 2024
- Accession no.
- 0001415889-24-002006
- Filed
- Jan 30, 2024
- Trade date
- Jan 26-29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sweeney Joseph EdwardCIK 0001335749 | Officer (PRES-AWM PRODUCTS & SERVICES) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | AGrant or awardAcquired | +1,776 | $0.00 | $0 | 9,942 | Direct | |
| Jan 27, 2024 | Common Stock | FTax withholdingDisposed | −208 | $391.40 | −$81,411.2 | 9,734 | Direct | |
| Jan 28, 2024 | Common Stock | FTax withholdingDisposed | −313 | $391.40 | −$122,508.2 | 9,421 | Direct | |
| Jan 29, 2024 | Common Stock | MOption exerciseAcquired | +18,220 | $179.84 | +$3,276,684.8 | 27,641 | Direct | |
| Jan 29, 2024 | Common Stock | FTax withholdingDisposed | −13,074 | $389.20 | −$5,088,400.8 | 14,567 | Direct | |
| Jan 29, 2024 | Common Stock | SSaleDisposed | −5,146 | $389.47 | −$2,004,212.62 | 9,421 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2024 | Common Stock | AGrant or awardAcquired | +5,246 | $0.00 | $0 | 5,246 | Direct | |
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −18,220 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.