Cracchiolo James M's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Dec 13, 2023
- Accession no.
- 0001415889-23-016394
- Filed
- Dec 13, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.64M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cracchiolo James MCIK 0001196484 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +40,000 | $179.84 | +$7,193,600 | 197,103 | Direct | |
| Dec 11, 2023 | Common Stock | FTax withholdingDisposed | −30,052 | $366.37 | −$11,010,151.24 | 167,051 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −1,506 | $365.15 | −$549,915.9 | 165,545 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −8,442 | $365.99 | −$3,089,687.58 | 157,103 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 39,834 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.