Berman Walter Stanley's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Nov 13, 2024
- Accession no.
- 0001415889-24-026752
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.88M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berman Walter StanleyCIK 0001335761 | Officer (EXECUTIVE VP AND CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +25,000 | $165.41 | +$4,135,250 | 31,409 | Direct | |
| Nov 11, 2024 | Common Stock | FTax withholdingDisposed | −16,345 | $565.15 | −$9,237,376.75 | 15,064 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −5,463 | $563.79 | −$3,079,984.77 | 9,601 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −3,192 | $564.78 | −$1,802,777.76 | 6,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 10,905 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.