Smyth Gerard P.'s Form 4 filing
Ameriprise Financial Inc (AMP) · filed Feb 28, 2024
- Accession no.
- 0001415889-24-005738
- Filed
- Feb 28, 2024
- Trade date
- Feb 26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.81M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smyth Gerard P.CIK 0001823254 | Officer (EVP TECHNOLOGY AND CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +3,199 | $179.84 | +$575,308.16 | 9,165 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +3,433 | $126.89 | +$435,613.37 | 12,598 | Direct | |
| Feb 26, 2024 | Common Stock | FTax withholdingDisposed | −4,371 | $408.71 | −$1,786,471.41 | 8,227 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,261 | $407.16 | −$920,588.76 | 5,966 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,179 | $408.71 | −$890,579.09 | 3,787 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −3,199 | $0.00 | $0 | 0 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −3,433 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.