Smyth Gerard P.'s Form 4 filing
Ameriprise Financial Inc (AMP) · filed Aug 3, 2023
- Accession no.
- 0001415889-23-011806
- Filed
- Aug 3, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $843.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smyth Gerard P.CIK 0001823254 | Officer (EVP TECHNOLOGY AND CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | SSaleDisposed | −2,418 | $348.74 | −$843,253.32 | 3,710 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.