Cracchiolo James M's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Feb 13, 2024
- Accession no.
- 0001415889-24-003649
- Filed
- Feb 13, 2024
- Trade date
- Feb 9-12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cracchiolo James MCIK 0001196484 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +39,834 | $179.84 | +$7,163,746.56 | 228,170 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −29,079 | $402.09 | −$11,692,375.11 | 199,091 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −1,644 | $400.88 | −$659,046.72 | 197,447 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −849 | $401.58 | −$340,941.42 | 196,598 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | AGrant or awardAcquired | +1,054.95 | $396.94 | +$418,751.85 | 102,208.31 | Direct | |
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −39,834 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.