Cracchiolo James M's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Nov 13, 2024
- Accession no.
- 0001415889-24-026740
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.87M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cracchiolo James MCIK 0001196484 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +25,000 | $165.41 | +$4,135,250 | 184,012 | Direct | |
| Nov 11, 2024 | Common Stock | FTax withholdingDisposed | −16,362 | $565.15 | −$9,246,984.3 | 167,650 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −8,638 | $563.44 | −$4,866,994.72 | 159,012 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 52,932 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.