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Cracchiolo James M's Form 4 filing

Ameriprise Financial Inc (AMP) · filed Feb 21, 2024

Accession no.
0001415889-24-004690
Filed
Feb 21, 2024
Trade date
Feb 16-20, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $6.22M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cracchiolo James MCIK 0001196484Director, Officer (CHAIRMAN AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 16, 2024Common StockSSaleDisposed−286$397.43−$113,664.98196,312Direct
Feb 16, 2024Common StockSSaleDisposed−10,002$399.66−$3,997,399.32186,310Direct
Feb 16, 2024Common StockSSaleDisposed−1,000$400.13−$400,130185,310Direct
Feb 20, 2024Common StockSSaleDisposed−4,298$397.22−$1,707,251.56181,012Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)