Alvero Gumer's Form 4 filing
Ameriprise Financial Inc (AMP) · filed Dec 27, 2023
- Accession no.
- 0001415889-23-016957
- Filed
- Dec 27, 2023
- Trade date
- Jun 29-Dec 11, 2023
- Filing delay
- 181 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $151.8K. It was filed 181 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alvero GumerCIK 0001915877 | Officer (PRESIDENT-INSURANCE&ANNUITIES) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Common Stock | SSaleDisposed | −460 | $329.94 | −$151,772.4 | 7,465 | Direct | |
| Dec 11, 2023 | Common Stock | GGiftDisposed | −282 | $0.00 | $0 | 7,183 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.