Brockman Dawn M.'s Form 4 filing
Ameriprise Financial Inc (AMP) · filed Mar 28, 2024
- Accession no.
- 0001415889-24-009338
- Filed
- Mar 28, 2024
- Trade date
- Mar 26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $97.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brockman Dawn M.CIK 0001937010 | Officer (SVP AND CONTROLLER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2024 | Common Stock | MOption exerciseAcquired | +461 | $128.76 | +$59,358.36 | 1,749 | Direct | |
| Mar 26, 2024 | Common Stock | FTax withholdingDisposed | −237 | $433.49 | −$102,737.13 | 1,512 | Direct | |
| Mar 26, 2024 | Common Stock | SSaleDisposed | −224 | $434.13 | −$97,245.12 | 1,288 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2024 | Common Stock | MOption exerciseDisposed | −461 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.