Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +2 vs. Q1 2024
- Shares held
- 3.98M
- −478.7K (−10.7%) vs. Q1 2024
- Total value
- $57.9M
- −$5.67M (−8.9%) vs. Q1 2024
- New holders
- 7
- 13 more added
- Sold out
- 5
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Principal Securities, Inc. | 10 | $145 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 39 | $567 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4.36K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 900 | $13.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,340 | $19.5K | 0.00% | +1,340 | New |
| Cape Investment Advisory, Inc. | 1,870 | $27.2K | 0.01% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,850 | $27.6K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,000 | $29.1K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 2,700 | $39.3K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,048 | $44.3K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,112 | $45.2K | 0.00% | −3,138−50.2% | Reduced |
| JPMorgan Chase & Co | 6,126 | $89.1K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 8,068 | $117.3K | 0.01% | −3,059−27.5% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 9,100 | $132.0K | 0.00% | +2,800+44.4% | Added |
| Advisor Group Holdings, Inc. | 9,417 | $136.9K | 0.00% | −24,150−71.9% | Reduced |
| Carolinas Wealth Consulting LLC | 9,803 | $142.5K | 0.03% | +2,285+30.4% | Added |
| Wealthcare Advisory Partners LLC | 10,028 | $145.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 11,410 | $165.9K | 0.00% | −1,053−8.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,000 | $174.5K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 12,083 | $175.7K | 0.00% | +12,083 | New |
| Virtu Financial LLC | 12,231 | $178.0K | 0.01% | +12,231 | New |
| Melfa Wealth Management, LLC | 12,399 | $180.3K | 0.13% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 13,020 | $189.3K | 0.01% | −213−1.6% | Reduced |
| Susquehanna International Group, LLP | 15,076 | $219.2K | 0.00% | +15,076 | New |
| Alpine Global Management, LLC | 17,000 | $247.2K | 0.04% | +17,000 | New |
| Advisory Services Network, LLC | 23,394 | $340.1K | 0.01% | +23,394 | New |
| Atomi Financial Group, Inc. | 24,988 | $363.3K | 0.03% | +24,988 | New |
| Janney Montgomery Scott LLC | 35,801 | $521.0K | 0.00% | +3,213+9.9% | Added |
| Capital Investment Advisors, LLC | 38,623 | $561.6K | 0.01% | +51+0.1% | Added |
| United Advisor Group, LLC | 43,397 | $631.0K | 0.20% | +1,875+4.5% | Added |
| Royal Bank of Canada | 45,930 | $668.0K | 0.00% | −3,459−7.0% | Reduced |
| Shufro Rose & Co LLC | 52,200 | $759.0K | 0.06% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 59,137 | $859.9K | 0.09% | +5,529+10.3% | Added |
| UBS Group AG | 61,788 | $898.4K | 0.00% | +8,993+17.0% | Added |
| Garner Asset Management Corp | 74,449 | $1.08M | 0.53% | +9,700+15.0% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.53M | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 160,310 | $2.33M | 0.00% | −32,833−17.0% | Reduced |
| Stifel Financial Corp | 161,778 | $2.35M | 0.00% | +19,463+13.7% | Added |
| LPL Financial LLC | 175,608 | $2.55M | 0.00% | +1,652+0.9% | Added |
| Wells Fargo & Company | 182,591 | $2.65M | 0.00% | +2,130+1.2% | Added |
| Resources Investment Advisors, LLC. | 189,649 | $2.76M | 0.03% | −26,872−12.4% | Reduced |
| Next Capital Management LLC | 202,529 | $2.94M | 1.24% | −151,326−42.8% | Reduced |
| Pathstone Holdings, LLC | 211,034 | $3.07M | 0.01% | −300,774−58.8% | Reduced |
| Invesco Ltd. | 263,267 | $3.83M | 0.00% | +21,556+8.9% | Added |
| Advisors Asset Management, Inc. | 302,779 | $4.40M | 0.09% | −16,909−5.3% | Reduced |
| Guggenheim Capital LLC | 331,759 | $4.82M | 0.03% | +19,031+6.1% | Added |
| Morgan Stanley | 1,058,161 | $15.4M | 0.00% | −68,121−6.0% | Reduced |
| Zazove Associates LLC | 0 | $0 | 0.00% | −14,507−100.0% | Sold out |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −14,014−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −13,694−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |