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Apollo Senior Floating Rate Fund Inc.

AFTDelisted Jul 22, 2024
SEC CIK
0001502573

Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.

13F holders, Q2 2022

Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
49
+7 vs. Q1 2022
Shares held
4.60M
+797.1K (+21.0%) vs. Q1 2022
Total value
$59.0M
+$3.45M (+6.2%) vs. Q1 2022
New holders
13
13 more added
Sold out
6
10 more reduced

1 institution that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 49 institutions
Q1 2021: 57 institutionsQ2 2021: 57 institutionsQ3 2021: 55 institutionsQ4 2021: 42 institutionsQ1 2022: 43 institutionsQ2 2022: 49 institutionsQ3 2022: 50 institutionsQ4 2022: 57 institutionsQ1 2023: 47 institutionsQ2 2023: 49 institutionsQ3 2023: 45 institutionsQ4 2023: 51 institutionsQ1 2024: 45 institutionsQ2 2024: 47 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ2 2022: $59.0M
Q1 2021: $102.1MQ2 2021: $106.4MQ3 2021: $86.1MQ4 2021: $74.9MQ1 2022: $58.7MQ2 2022: $59.0MQ3 2022: $62.2MQ4 2022: $65.3MQ1 2023: $68.4MQ2 2023: $72.8MQ3 2023: $77.3MQ4 2023: $66.9MQ1 2024: $63.5MQ2 2024: $57.9MQ3 2024: $1.10MQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding AFT and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$1.10M
Q2 202447$57.9M
Q1 202445$63.5M
Q4 202351$66.9M
Q3 202345$77.3M
Q2 202349$72.8M
Q1 202347$68.4M
Q4 202257$65.3M
Q3 202250$62.2M
Q2 202249$59.0M
Q1 202243$58.7M
Q4 202142$74.9M
Q3 202155$86.1M
Q2 202157$106.4M
Q1 202157$102.1M

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2022.

Institutions holding AFT in Q2 2022
InstitutionSharesValue% of portfolioChange in sharesAction
CWM, LLC13$00.00%+13New
Rockbridge Investment Management, LCC2$260.00%00.0%Unchanged
Spire Wealth Management300$4.00K0.00%00.0%Unchanged
American Portfolios Advisors340$4.36K0.00%+283+496.5%Added
Bessemer Group Inc360$5.00K0.00%+360New
IFP Advisors, Inc149$6.00K0.00%00.0%Unchanged
Fifth Third Bancorp621$8.00K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC1,000$13.0K0.00%00.0%Unchanged
Byrne Asset Management LLC1,200$15.0K0.01%00.0%Unchanged
Baldrige Asset Management LLC1,370$18.0K0.01%+1,370New
Anchor Investment Management, LLC2,700$34.6K0.01%00.0%Unchanged
Northwestern Mutual Wealth Management Co3,693$47.0K0.00%+2,746+290.0%Added
Stonebridge Capital Advisors LLC4,000$51.0K0.01%+4,000New
JPMorgan Chase & Co6,126$79.0K0.00%00.0%Unchanged
CoreCap Advisors, LLC7,500$96.0K0.01%+7,500New
Envestnet Asset Management Inc10,030$129.0K0.00%+10,030New
Westchester Capital Management, LLC11,127$143.0K0.00%00.0%Unchanged
Zazove Associates LLC14,507$186.0K0.02%00.0%Unchanged
Wealthcare Advisory Partners LLC15,515$199.0K0.01%−4,250−21.5%Reduced
Qube Research & Technologies Ltd16,457$211.0K0.00%00.0%Unchanged
Rockefeller Capital Management L.P.17,060$218.0K0.00%+2,060+13.7%Added
Landscape Capital Management, L.L.C.17,283$222.0K0.03%+5,241+43.5%Added
Advisor Group Holdings, Inc.20,311$261.0K0.00%−8,536−29.6%Reduced
Hightower 6M Holding, LLC20,424$262.0K0.02%+20,424New
Saba Capital Management, L.P.25,839$332.0K0.00%+25,839New
Quantedge Capital Pte Ltd26,868$345.0K0.07%+26,868New
Royal Bank of Canada41,972$539.0K0.00%−1,393−3.2%Reduced
Rivernorth Capital Management, LLC42,413$544.0K0.02%+42,413New
Logan Stone Capital, LLC42,656$547.0K0.40%+42,656New
Shufro Rose & Co LLC50,700$650.0K0.06%+2,000+4.1%Added
Capital Investment Advisors, LLC51,306$658.0K0.02%−1,387−2.6%Reduced
UBS Group AG58,083$746.0K0.00%−6,886−10.6%Reduced
Wolverine Asset Management LLC78,555$1.01M0.01%+43,728+125.6%Added
Garner Asset Management Corp98,769$1.27M0.56%+13,580+15.9%Added
Apollo Management Holdings, L.P.105,236$1.35M0.01%00.0%Unchanged
Shaker Financial Services, LLC108,267$1.39M0.68%−4,346−3.9%Reduced
Hennion & Walsh Asset Management, Inc.109,789$1.41M0.09%+5,967+5.7%Added
Stifel Financial Corp114,588$1.47M0.00%−18,249−13.7%Reduced
Oaktree Capital Management LPSuperinvestorOaktree Capital176,606$2.27M0.03%+176,606New
Bank of America Corp193,724$2.49M0.00%+23,715+13.9%Added
LPL Financial LLC205,566$2.64M0.00%+7,814+4.0%Added
Invesco Ltd.221,518$2.84M0.00%+11,007+5.2%Added
Sit Investment Associates Inc237,319$3.04M0.09%00.0%Unchanged
Advisors Asset Management, Inc.316,276$4.06M0.07%+316,276New
Resources Investment Advisors, LLC.319,158$4.09M0.18%−33,454−9.5%Reduced
Guggenheim Capital LLC331,486$4.25M0.03%−53,072−13.8%Reduced
Next Capital Management LLC368,523$4.73M3.49%+154,003+71.8%Added
Wells Fargo & Company548,433$7.04M0.00%−86,267−13.6%Reduced
Morgan Stanley553,769$7.11M0.00%+174,281+45.9%Added
Bluefin Capital Management, LLC0$00.00%−30,590−100.0%Sold out
Walleye Capital LLC0$00.00%−30,537−100.0%Sold out
OTA Financial Group L.P.0$00.00%−29,208−100.0%Sold out
Virtu Financial LLC0$00.00%−11,544−100.0%Sold out
San Luis Wealth Advisors LLC0$00.00%−3,929−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−64−100.0%Sold out
Parametric Portfolio Associates LLC––––Not filed