Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2022 年第 3 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2022/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 233
- 較 2022 年第 2 季 +7 家
- 持有股數
- 1.66 億
- 較 2022 年第 2 季 +1,230 萬 (+8.0%)
- 總市值
- $2.60 億
- 較 2022 年第 2 季 −$4,819 萬 (−15.6%)
- 新進機構
- 27
- 另有 78 家加碼
- 清倉機構
- 20
- 另有 42 家減碼
另有 3 家機構在 2022 年第 2 季持有、還沒有申報 2022 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2022 年第 3 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2022 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Verition Fund Management LLC | 21,971 | $3.40 萬 | 0.00% | 00.0% | 不變 |
| Integrated Wealth Concepts LLC | 22,281 | $3.50 萬 | 0.00% | +1,200+5.7% | 加碼 |
| Jump Financial, LLC | 22,284 | $3.50 萬 | 0.00% | +22,284 | 新進 |
| Keystone Financial Group | 22,650 | $3.60 萬 | 0.01% | 00.0% | 不變 |
| Truist Financial Corp | 22,650 | $3.60 萬 | 0.00% | 00.0% | 不變 |
| Prudential Financial Inc | 23,205 | $3.70 萬 | 0.00% | +420+1.8% | 加碼 |
| Front Street Capital Management, Inc. | 24,000 | $3.80 萬 | 0.01% | 00.0% | 不變 |
| Cetera Advisor Networks LLC | 24,880 | $3.90 萬 | 0.00% | +2,425+10.8% | 加碼 |
| Mackenzie Financial Corp | 25,219 | $4.00 萬 | 0.00% | −811−3.1% | 減碼 |
| Valeo Financial Advisors, LLC | 26,473 | $4.20 萬 | 0.00% | +7,000+35.9% | 加碼 |
| Ameritas Investment Partners, Inc. | 28,515 | $4.40 萬 | 0.00% | 00.0% | 不變 |
| Captrust Financial Advisors | 30,697 | $4.80 萬 | 0.00% | +28,504+1,299.8% | 加碼 |
| Stifel Financial Corp | 31,422 | $4.90 萬 | 0.00% | +9,750+45.0% | 加碼 |
| Acorn Wealth Advisors, LLC | 32,784 | $5.10 萬 | 0.04% | +574+1.8% | 加碼 |
| Public Employees Retirement Association of Colorado | 33,397 | $5.20 萬 | 0.00% | 00.0% | 不變 |
| Investors Asset Management of Georgia Inc | 33,500 | $5.30 萬 | 0.03% | 00.0% | 不變 |
| V Wealth Advisors LLC | 33,615 | $5.30 萬 | 0.01% | +33,615 | 新進 |
| GoalVest Advisory LLC | 33,615 | $5.30 萬 | 0.04% | +33,615 | 新進 |
| Mariner, LLC | 34,693 | $5.40 萬 | 0.00% | +34,693 | 新進 |
| Balyasny Asset Management LLC | 36,094 | $5.70 萬 | 0.00% | −25,352−41.3% | 減碼 |
| Caption Management, LLC | 36,892 | $5.70 萬 | 0.01% | +36,892 | 新進 |
| Natixis | 37,147 | $6.00 萬 | 0.00% | +22,147+147.6% | 加碼 |
| S&T Bank | 38,853 | $6.10 萬 | 0.01% | 00.0% | 不變 |
| Centaurus Financial, Inc. | 40,255 | $6.30 萬 | 0.01% | 00.0% | 不變 |
| SlateStone Wealth, LLC | 40,300 | $6.30 萬 | 0.02% | 00.0% | 不變 |
| RMR Wealth Builders | 40,250 | $6.30 萬 | 0.02% | +15,750+64.3% | 加碼 |
| Two Sigma Securities, LLC | 40,816 | $6.40 萬 | 0.01% | 00.0% | 不變 |
| Salvus Wealth Management, LLC | 40,911 | $6.40 萬 | 0.06% | 00.0% | 不變 |
| ProShare Advisors LLC | 41,911 | $6.60 萬 | 0.00% | −801−1.9% | 減碼 |
| US Bancorp | 41,880 | $6.60 萬 | 0.00% | +4,846+13.1% | 加碼 |
| ExodusPoint Capital Management, LP | 44,233 | $6.90 萬 | 0.00% | +44,233 | 新進 |
| HighTower Advisors, LLC | 46,012 | $7.20 萬 | 0.00% | −1,996−4.2% | 減碼 |
| Bank of Montreal | 34,813 | $7.30 萬 | 0.00% | −200,794−85.2% | 減碼 |
| Allspring Global Investments Holdings, LLC | 46,630 | $7.30 萬 | 0.00% | +46,624+777,066.7% | 加碼 |
| Independent Financial Group, LLC | 47,000 | $7.38 萬 | 0.01% | +3,000+6.8% | 加碼 |
| Gsa Capital Partners LLP | 47,595 | $7.50 萬 | 0.01% | +26,074+121.2% | 加碼 |
| World Equity Group, Inc. | 48,000 | $7.54 萬 | 0.02% | 00.0% | 不變 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,928 | $7.70 萬 | 0.00% | −154−0.3% | 減碼 |
| Amalgamated Bank | 50,084 | $7.90 萬 | 0.00% | +145+0.3% | 加碼 |
| Squarepoint Ops LLC | 50,844 | $8.00 萬 | 0.00% | +50,844 | 新進 |
| Csenge Advisory Group | 51,456 | $8.10 萬 | 0.01% | 00.0% | 不變 |
| Creative Planning | 52,683 | $8.30 萬 | 0.00% | +5,365+11.3% | 加碼 |
| SG Americas Securities, LLC | 53,722 | $8.40 萬 | 0.00% | −363,094−87.1% | 減碼 |
| Atria Wealth Solutions, Inc. | 53,600 | $8.42 萬 | 0.00% | −14,825−21.7% | 減碼 |
| Janus Henderson Group PLC | 54,763 | $8.60 萬 | 0.00% | +320+0.6% | 加碼 |
| Point72 Hong Kong Ltd | 57,149 | $9.00 萬 | 0.01% | +57,149 | 新進 |
| Moors & Cabot, Inc. | 58,500 | $9.20 萬 | 0.01% | −3,000−4.9% | 減碼 |
| Lattice Capital Management, LLC | 63,200 | $9.90 萬 | 0.16% | 00.0% | 不變 |
| Oaktree Fund Advisors, LLC | 66,000 | $10.3 萬 | 0.16% | 00.0% | 不變 |
| Handelsbanken Fonder AB | 69,100 | $10.8 萬 | 0.00% | 00.0% | 不變 |
| Virtus ETF Advisers LLC | 74,087 | $11.6 萬 | 0.05% | +540+0.7% | 加碼 |
| Engineers Gate Manager LP | 77,610 | $12.2 萬 | 0.01% | −70,123−47.5% | 減碼 |
| Goodman Advisory Group, LLC | 80,992 | $12.7 萬 | 0.07% | 00.0% | 不變 |
| Dimensional Fund Advisors LP | 82,204 | $12.9 萬 | 0.00% | 00.0% | 不變 |
| Principal Financial Group Inc | 83,526 | $13.1 萬 | 0.00% | +17,128+25.8% | 加碼 |
| Ameriprise Financial Inc | 96,507 | $15.2 萬 | 0.00% | −481−0.5% | 減碼 |
| State Board of Administration of Florida Retirement System | 98,694 | $15.5 萬 | 0.00% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 100,053 | $15.7 萬 | 0.00% | +10,095+11.2% | 加碼 |
| Collective Family Office LLC | 105,920 | $16.6 萬 | 0.08% | +7,175+7.3% | 加碼 |
| Arizona State Retirement System | 105,696 | $16.6 萬 | 0.00% | +24,711+30.5% | 加碼 |
| swisspartners Ltd. | 110,000 | $17.3 萬 | 0.18% | 00.0% | 不變 |
| LPL Financial LLC | 114,103 | $17.9 萬 | 0.00% | −2,447−2.1% | 減碼 |
| Advisor Group Holdings, Inc. | 120,069 | $19.0 萬 | 0.00% | −3,195−2.6% | 減碼 |
| Invesco Ltd. | 122,011 | $19.2 萬 | 0.00% | +3,519+3.0% | 加碼 |
| Teacher Retirement System of Texas | 127,215 | $20.0 萬 | 0.00% | +80,306+171.2% | 加碼 |
| HSBC Holdings PLC | 127,342 | $20.5 萬 | 0.00% | −33,391−20.8% | 減碼 |
| ETF Managers Group, LLC | 132,778 | $20.8 萬 | 0.01% | +9,896+8.1% | 加碼 |
| Oaktree Capital Management LP大師橡樹資本 | 134,000 | $21.0 萬 | 0.00% | 00.0% | 不變 |
| Asset Management Resources, LLC | 138,020 | $21.7 萬 | 0.21% | 00.0% | 不變 |
| Eudaimonia Advisors LLC | 138,887 | $21.8 萬 | 0.16% | +7,700+5.9% | 加碼 |
| Manufacturers Life Insurance Company, The | 141,438 | $22.2 萬 | 0.00% | −3,126−2.2% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 144,483 | $22.7 萬 | 0.00% | +250+0.2% | 加碼 |
| Commonwealth Equity Services, LLC | 145,229 | $22.8 萬 | 0.00% | −20,488−12.4% | 減碼 |
| Simplex Trading, LLC | 147,289 | $23.1 萬 | 0.01% | −100,268−40.5% | 減碼 |
| Donald L. Hagan, LLC | 149,477 | $23.5 萬 | 0.17% | +60,739+68.4% | 加碼 |
| Voya Investment Management LLC | 150,244 | $23.6 萬 | 0.00% | +6,279+4.4% | 加碼 |
| Deutsche Bank AG | 164,808 | $25.9 萬 | 0.00% | −29,309−15.1% | 減碼 |
| American International Group, Inc. | 180,505 | $28.3 萬 | 0.00% | +2,550+1.4% | 加碼 |
| Price T Rowe Associates Inc | 193,237 | $30.4 萬 | 0.00% | +51,676+36.5% | 加碼 |
| MetLife Investment Management | 198,880 | $31.2 萬 | 0.00% | 00.0% | 不變 |
| E Fund Management Co., Ltd. | 200,990 | $31.6 萬 | 0.03% | +4,717+2.4% | 加碼 |
| Tower Research Capital LLC (TRC) | 209,892 | $33.0 萬 | 0.01% | +134,712+179.2% | 加碼 |
| New York Life Investment Management LLC | 216,013 | $33.9 萬 | 0.00% | +15,867+7.9% | 加碼 |
| Emfo, LLC | 230,717 | $36.2 萬 | 0.35% | 00.0% | 不變 |
| UBS Group AG | 234,638 | $36.9 萬 | 0.00% | −900,431−79.3% | 減碼 |
| Susquehanna Fundamental Investments, LLC | 246,001 | $38.6 萬 | 0.01% | +246,001 | 新進 |
| Raymond James & Associates | 257,319 | $40.4 萬 | 0.00% | +101,500+65.1% | 加碼 |
| Virtu Financial LLC | 262,020 | $41.1 萬 | 0.04% | +58,357+28.7% | 加碼 |
| New York State Common Retirement Fund | 265,879 | $41.7 萬 | 0.00% | +1,204+0.5% | 加碼 |
| UBS Asset Management Americas Inc | 266,443 | $41.8 萬 | 0.00% | 00.0% | 不變 |
| Alliancebernstein L.P. | 279,400 | $43.9 萬 | 0.00% | −40,700−12.7% | 減碼 |
| Victory Capital Management Inc | 281,357 | $44.2 萬 | 0.00% | +162,123+136.0% | 加碼 |
| Marshall Wace, LLP | 293,934 | $46.1 萬 | 0.00% | +293,934 | 新進 |
| Two Sigma Investments, LP | 302,015 | $47.4 萬 | 0.00% | 00.0% | 不變 |
| State of Wisconsin Investment Board | 313,297 | $49.2 萬 | 0.00% | +409+0.1% | 加碼 |
| Qube Research & Technologies Ltd | 324,289 | $50.9 萬 | 0.00% | +276,396+577.1% | 加碼 |
| Legal & General Group Plc | 329,953 | $51.8 萬 | 0.00% | −16,028−4.6% | 減碼 |
| Schonfeld Strategic Advisors LLC | 378,068 | $59.3 萬 | 0.00% | +378,068 | 新進 |
| AXA S.A. | 427,300 | $67.1 萬 | 0.00% | 00.0% | 不變 |
| Millennium Management LLC | 437,805 | $68.7 萬 | 0.00% | +191,146+77.5% | 加碼 |