| Cetera Advisor Networks LLC | 10,925 | $4.40 萬 | 0.00% | −11,413−51.1% | 減碼 |
| Tri Locum Partners LP | 10,831 | $4.40 萬 | 0.02% | +10,831 | 新進 |
| Malaga Cove Capital, LLC | 10,450 | $4.20 萬 | 0.02% | 00.0% | 不變 |
| Wedbush Securities Inc | 10,250 | $4.20 萬 | 0.00% | +10,250 | 新進 |
| Rockefeller Capital Management L.P. | 10,300 | $4.10 萬 | 0.00% | −5,000−32.7% | 減碼 |
| Private Advisor Group, LLC | 10,062 | $4.10 萬 | 0.00% | −3,077−23.4% | 減碼 |
| SRS Capital Advisors, Inc. | 9,250 | $3.70 萬 | 0.00% | +1,100+13.5% | 加碼 |
| Kings Point Capital Management | 9,000 | $3.60 萬 | 0.00% | −30,006−76.9% | 減碼 |
| Victory Capital Management Inc | 11,896 | $3.40 萬 | 0.00% | +426+3.7% | 加碼 |
| ETF Managers Group, LLC | 6,866 | $2.80 萬 | 0.00% | −1,736−20.2% | 減碼 |
| State of Wyoming | 6,707 | $2.70 萬 | 0.01% | +4,035+151.0% | 加碼 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,289 | $2.50 萬 | 0.00% | 00.0% | 不變 |
| Ameritas Investment Partners, Inc. | 6,022 | $2.40 萬 | 0.00% | 00.0% | 不變 |
| Beacon Capital Management, LLC | 6,000 | $2.40 萬 | 0.01% | +6,000 | 新進 |
| DeDora Capital, Inc. | 5,560 | $2.30 萬 | 0.01% | +5,560 | 新進 |
| Metropolitan Life Insurance Co | 5,310 | $2.15 萬 | 0.00% | −6,368−54.5% | 減碼 |
| Great West Life Assurance Co | 4,787 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 4,675 | $1.90 萬 | 0.00% | −1,000−17.6% | 減碼 |
| FMR LLC | 2,973 | $1.20 萬 | 0.00% | +2,817+1,805.8% | 加碼 |
| US Bancorp | 2,189 | $8,000 | 0.00% | −2,567−54.0% | 減碼 |
| North Star Investment Management Corp. | 2,000 | $8,000 | 0.00% | 00.0% | 不變 |
| Compagnie Lombard Odier SCmA | 2,000 | $8,000 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 1,733 | $7,000 | 0.00% | +1,378+388.2% | 加碼 |
| Tower Research Capital LLC (TRC) | 1,559 | $6,000 | 0.00% | −423−21.3% | 減碼 |
| Proequities, Inc. | 1,175 | $5,000 | 0.00% | −27,825−95.9% | 減碼 |
| EverSource Wealth Advisors, LLC | 1,325 | $5,000 | 0.00% | +1,325 | 新進 |
| American Portfolios Advisors | 1,191 | $4,824 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 1,000 | $4,000 | 0.00% | 00.0% | 不變 |
| Retirement Group, LLC | 1,000 | $4,000 | 0.00% | 00.0% | 不變 |
| Financial Connections Group, Inc. | 1,000 | $4,000 | 0.00% | 00.0% | 不變 |
| Money Concepts Capital Corp | 1,000 | $4,000 | 0.00% | +1,000 | 新進 |
| Plante Moran Financial Advisors, LLC | 1,000 | $4,000 | 0.00% | +1,000 | 新進 |
| Bedel Financial Consulting, Inc. | 1,100 | $4,000 | 0.00% | +1,100 | 新進 |
| Oliver Lagore Vanvalin Investment Group | 880 | $4,000 | 0.00% | +880 | 新進 |
| Macquarie Group Ltd | 660 | $3,000 | 0.00% | 00.0% | 不變 |
| The PNC Financial Services Group, Inc. | 650 | $3,000 | 0.00% | 00.0% | 不變 |
| Rockbridge Investment Management, LCC | 500 | $2,020 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 500 | $2,000 | 0.00% | −1,000−66.7% | 減碼 |
| IFP Advisors, Inc | 1,000 | $2,000 | 0.00% | +500+100.0% | 加碼 |
| Parallel Advisors, LLC | 510 | $2,000 | 0.00% | −24−4.5% | 減碼 |
| CWM, LLC | 375 | $2,000 | 0.00% | 00.0% | 不變 |
| Aquatic Capital Management LLC | 400 | $2,000 | 0.00% | +400 | 新進 |
| Resources Management Corp | 300 | $1,000 | 0.00% | 00.0% | 不變 |
| Allworth Financial LP | 329 | $1,000 | 0.00% | 00.0% | 不變 |
| Coastal Capital Group, Inc. | 300 | $1,000 | 0.00% | 00.0% | 不變 |
| BDO Wealth Advisors, LLC | 200 | $1,000 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 300 | $1,000 | 0.00% | 00.0% | 不變 |
| Northwest Investment Counselors, LLC | 120 | $0 | 0.00% | 00.0% | 不變 |
| Tradewinds Capital Management, LLC | 116 | $0 | 0.00% | 00.0% | 不變 |
| Investors Research Corp | 100 | $0 | 0.00% | 00.0% | 不變 |
| Rise Advisors, LLC | 10 | $0 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | 不變 |
| Gradient Investments LLC | 20 | $0 | 0.00% | 00.0% | 不變 |
| O'Dell Group, LLC | 28 | $0 | 0.00% | 00.0% | 不變 |
| Annapolis Financial Services, LLC | 25 | $0 | 0.00% | 00.0% | 不變 |
| Castleview Partners, LLC | 80 | $0 | 0.00% | +80 | 新進 |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −1,200,000−100.0% | 清倉 |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −128,575−100.0% | 清倉 |
| Bank of Montreal | 0 | $0 | 0.00% | −106,828−100.0% | 清倉 |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −42,210−100.0% | 清倉 |
| Cresset Asset Management, LLC | 0 | $0 | 0.00% | −40,141−100.0% | 清倉 |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −33,549−100.0% | 清倉 |
| Ergoteles LLC | 0 | $0 | 0.00% | −33,590−100.0% | 清倉 |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −31,807−100.0% | 清倉 |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −31,181−100.0% | 清倉 |
| Trexquant Investment LP | 0 | $0 | 0.00% | −25,240−100.0% | 清倉 |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −23,184−100.0% | 清倉 |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −21,013−100.0% | 清倉 |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −20,005−100.0% | 清倉 |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,655−100.0% | 清倉 |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −10,330−100.0% | 清倉 |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Ritholtz Wealth Management | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −4,100−100.0% | 清倉 |
| Walleye Trading LLC | 0 | $0 | 0.00% | −3,287−100.0% | 清倉 |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −2,970−100.0% | 清倉 |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −2,689−100.0% | 清倉 |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −1,340−100.0% | 清倉 |
| Sandy Spring Bank | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Monetary Management Group Inc | 0 | $0 | 0.00% | −370−100.0% | 清倉 |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −78−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −11−100.0% | 清倉 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
