| Exane Derivatives | 21,961 | $7.42 萬 | 0.02% | −35,270−61.6% | 減碼 |
| WealthTrust Axiom LLC | 21,923 | $7.40 萬 | 0.02% | +28+0.1% | 加碼 |
| Onyx Bridge Wealth Group LLC | 23,017 | $7.40 萬 | 0.03% | +5,000+27.8% | 加碼 |
| Fortitude Advisory Group L.L.C. | 21,200 | $7.20 萬 | 0.04% | 00.0% | 不變 |
| Stratos Wealth Advisors, LLC | 21,272 | $7.20 萬 | 0.01% | +21,272 | 新進 |
| Blair William & Co | 19,600 | $6.60 萬 | 0.00% | −7,000−26.3% | 減碼 |
| Regions Financial Corp | 18,964 | $6.40 萬 | 0.00% | 00.0% | 不變 |
| Everett Harris & Co | 18,952 | $6.40 萬 | 0.00% | 00.0% | 不變 |
| PFG Advisors | 16,871 | $5.70 萬 | 0.01% | 00.0% | 不變 |
| Stratos Wealth Partners, LTD. | 16,455 | $5.60 萬 | 0.00% | −3,105−15.9% | 減碼 |
| Keeley-Teton Advisors, LLC | 16,200 | $5.50 萬 | 0.01% | 00.0% | 不變 |
| Beacon Pointe Advisors, LLC | 15,951 | $5.40 萬 | 0.00% | +15,951 | 新進 |
| Peapack Gladstone Financial Corp | 15,240 | $5.20 萬 | 0.00% | −3,567−19.0% | 減碼 |
| Keybank National Association | 15,000 | $5.10 萬 | 0.00% | −16,500−52.4% | 減碼 |
| Cetera Investment Advisers | 15,220 | $5.10 萬 | 0.00% | −4,539−23.0% | 減碼 |
| Boenning & Scattergood, Inc. | 14,396 | $4.90 萬 | 0.01% | −8,000−35.7% | 減碼 |
| Lincoln National Corp | 14,375 | $4.90 萬 | 0.00% | +2,028+16.4% | 加碼 |
| Kestra Private Wealth Services, LLC | 14,309 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| Susquehanna International Group, LLP | 13,328 | $4.50 萬 | 0.00% | +13,328 | 新進 |
| Avidian Wealth Solutions, LLC | 12,888 | $4.40 萬 | 0.00% | 00.0% | 不變 |
| Winch Advisory Services, LLC | 12,690 | $4.30 萬 | 0.01% | +382+3.1% | 加碼 |
| Cetera Advisor Networks LLC | 12,806 | $4.30 萬 | 0.00% | +12,806 | 新進 |
| United Capital Financial Advisers, LLC | 12,521 | $4.20 萬 | 0.00% | 00.0% | 不變 |
| Wealth Management Solutions, LLC | 12,573 | $4.20 萬 | 0.02% | 00.0% | 不變 |
| Soltis Investment Advisors LLC | 12,370 | $4.20 萬 | 0.01% | 00.0% | 不變 |
| Compass Advisory Group LLC | 12,479 | $4.20 萬 | 0.02% | +764+6.5% | 加碼 |
| Walled Lake Planning & Wealth Management, LLC | 12,100 | $4.10 萬 | 0.02% | 00.0% | 不變 |
| Oppenheimer & Co Inc | 12,000 | $4.10 萬 | 0.00% | +2,000+20.0% | 加碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12,000 | $4.00 萬 | 0.00% | 00.0% | 不變 |
| ExodusPoint Capital Management, LP | 11,820 | $4.00 萬 | 0.00% | +11,820 | 新進 |
| Central Trust Co | 11,600 | $3.90 萬 | 0.00% | 00.0% | 不變 |
| Fisher Asset Management, LLC | 11,511 | $3.90 萬 | 0.00% | −20.0% | 減碼 |
| Meridian Investment Counsel Inc. | 11,500 | $3.90 萬 | 0.01% | 00.0% | 不變 |
| Spectrum Asset Management, Inc. (NB/CA) | 11,207 | $3.80 萬 | 0.01% | 00.0% | 不變 |
| D.A. Davidson & Co. | 10,975 | $3.70 萬 | 0.00% | −1,979−15.3% | 減碼 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 10,294 | $3.50 萬 | 0.01% | −7,754−43.0% | 減碼 |
| Lindbrook Capital, LLC | 10,146 | $3.40 萬 | 0.01% | +10,000+6,849.3% | 加碼 |
| Garrison Bradford & Associates Inc | 10,000 | $3.40 萬 | 0.03% | +10,000 | 新進 |
| Saba Capital Management, L.P. | 10,000 | $3.40 萬 | 0.00% | +10,000 | 新進 |
| Larson Financial Group LLC | 8,900 | $3.00 萬 | 0.00% | 00.0% | 不變 |
| Brown Brothers Harriman & Co | 7,922 | $2.70 萬 | 0.00% | 00.0% | 不變 |
| Global Retirement Partners, LLC | 8,000 | $2.40 萬 | 0.00% | +8,000 | 新進 |
| Spire Wealth Management | 6,032 | $2.00 萬 | 0.00% | 00.0% | 不變 |
| CWM, LLC | 5,482 | $1.90 萬 | 0.00% | +58+1.1% | 加碼 |
| Hexagon Capital Partners LLC | 5,566 | $1.90 萬 | 0.01% | 00.0% | 不變 |
| Financial Management Professionals, Inc. | 5,417 | $1.80 萬 | 0.00% | +119+2.2% | 加碼 |
| Bessemer Group Inc | 5,377 | $1.80 萬 | 0.00% | +413+8.3% | 加碼 |
| Money Concepts Capital Corp | 5,000 | $1.70 萬 | 0.00% | +5,000 | 新進 |
| FourThought Financial, LLC | 4,662 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| American Portfolios Advisors | 4,664 | $1.58 萬 | 0.00% | +3,000+180.3% | 加碼 |
| Byrne Asset Management LLC | 3,000 | $1.00 萬 | 0.01% | 00.0% | 不變 |
| IFP Advisors, Inc | 2,272 | $1.00 萬 | 0.00% | +2,272 | 新進 |
| Umb Bank N A | 2,800 | $9,000 | 0.00% | 00.0% | 不變 |
| Stonebridge Capital Advisors LLC | 2,664 | $9,000 | 0.00% | +14+0.5% | 加碼 |
| Proequities, Inc. | 2,000 | $7,000 | 0.00% | −78,787−97.5% | 減碼 |
| Avion Wealth | 2,209 | $7,000 | 0.00% | 00.0% | 不變 |
| Dixon Hughes Goodman Wealth Advisors LLC | 1,752 | $6,000 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 1,880 | $6,000 | 0.00% | +706+60.1% | 加碼 |
| Gradient Investments LLC | 1,671 | $6,000 | 0.00% | +1,671 | 新進 |
| The PNC Financial Services Group, Inc. | 1,603 | $5,000 | 0.00% | +35+2.2% | 加碼 |
| Focused Wealth Management, Inc | 459 | $2,000 | 0.00% | 00.0% | 不變 |
| JJJ Advisors Inc. | 625 | $2,000 | 0.00% | 00.0% | 不變 |
| Wolff Wiese Magana LLC | 500 | $2,000 | 0.00% | 00.0% | 不變 |
| First Horizon Advisors, Inc. | 300 | $1,000 | 0.00% | 00.0% | 不變 |
| FMR LLC | 3 | $0 | 0.00% | +2+200.0% | 加碼 |
| Tower Research Capital LLC (TRC) | 9 | $0 | 0.00% | 00.0% | 不變 |
| McGowan Group Asset Management, Inc. | 0 | $0 | 0.00% | −4,548,551−100.0% | 清倉 |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −348,744−100.0% | 清倉 |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −239,644−100.0% | 清倉 |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −152,825−100.0% | 清倉 |
| HRT Financial LP | 0 | $0 | 0.00% | −79,744−100.0% | 清倉 |
| Easterly Investment Partners LLC | 0 | $0 | 0.00% | −72,800−100.0% | 清倉 |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −50,567−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −41,220−100.0% | 清倉 |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −40,000−100.0% | 清倉 |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −28,753−100.0% | 清倉 |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −24,380−100.0% | 清倉 |
| Keudell/Morrison Wealth Management | 0 | $0 | 0.00% | −19,848−100.0% | 清倉 |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −16,481−100.0% | 清倉 |
| Ritholtz Wealth Management | 0 | $0 | 0.00% | −15,961−100.0% | 清倉 |
| Bar Harbor Trust Services | 0 | $0 | 0.00% | −13,500−100.0% | 清倉 |
| Moseley Investment Management Inc | 0 | $0 | 0.00% | −11,000−100.0% | 清倉 |
| Golden State Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Sandy Spring Bank | 0 | $0 | 0.00% | −8,000−100.0% | 清倉 |
| Retirement Planning Co of New England, Inc. | 0 | $0 | 0.00% | −5,439−100.0% | 清倉 |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −4,000−100.0% | 清倉 |
| Caldwell Trust Co | 0 | $0 | 0.00% | −3,000−100.0% | 清倉 |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −563−100.0% | 清倉 |
| 6 Meridian | – | – | – | – | 本季未申報 |
| NEXT Financial Group, Inc | – | – | – | – | 本季未申報 |
| Reilly Financial Advisors, LLC | – | – | – | – | 本季未申報 |
| Harbour Investments, Inc. | – | – | – | – | 本季未申報 |
| Carroll Financial Associates, Inc. | – | – | – | – | 本季未申報 |