| Financial Management Professionals, Inc. | 1,000 | $2.00 萬 | 0.00% | +1,000 | 新進 |
| Tower View Investment Management & Research LLC | 1,000 | $2.00 萬 | 0.01% | +1,000 | 新進 |
| BNP Paribas Arbitrage, SA | 978 | $1.99 萬 | 0.00% | −35,060−97.3% | 減碼 |
| SOA Wealth Advisors, LLC. | 947 | $1.90 萬 | 0.00% | +19+2.0% | 加碼 |
| JFS Wealth Advisors, LLC | 941 | $1.90 萬 | 0.00% | +941 | 新進 |
| PSI Advisors, LLC | 950 | $1.90 萬 | 0.01% | +950 | 新進 |
| Arcadia Investment Management Corp | 900 | $1.80 萬 | 0.00% | 00.0% | 不變 |
| Cutler Group LP | 888 | $1.80 萬 | 0.00% | +318+55.8% | 加碼 |
| Atlas Private Wealth Advisors | 823 | $1.70 萬 | 0.01% | 00.0% | 不變 |
| Dark Forest Capital Management LP | 858 | $1.70 萬 | 0.01% | +858 | 新進 |
| GPS Wealth Strategies Group, LLC | 800 | $1.60 萬 | 0.00% | 00.0% | 不變 |
| Orion Capital Management LLC | 800 | $1.60 萬 | 0.01% | 00.0% | 不變 |
| Atticus Wealth Management, LLC | 788 | $1.60 萬 | 0.01% | +309+64.5% | 加碼 |
| Endurance Wealth Management, Inc. | 750 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Charter Oak Capital Management, LLC | 724 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Activest Wealth Management | 756 | $1.50 萬 | 0.01% | +108+16.7% | 加碼 |
| Federation des caisses Desjardins du Quebec | 705 | $1.43 萬 | 0.00% | 00.0% | 不變 |
| Gemmer Asset Management LLC | 675 | $1.40 萬 | 0.00% | +675 | 新進 |
| Tucker Asset Management LLC | 361 | $1.31 萬 | 0.00% | 00.0% | 不變 |
| Citigroup Inc | 624 | $1.30 萬 | 0.00% | −43,254−98.6% | 減碼 |
| Atwood & Palmer Inc | 643 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| McIlrath & Eck, LLC | 657 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Global Wealth Management Investment Advisory, Inc. | 625 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Annapolis Financial Services, LLC | 572 | $1.20 萬 | 0.00% | 00.0% | 不變 |
| Assetmark, Inc | 583 | $1.20 萬 | 0.00% | +327+127.7% | 加碼 |
| American State Bank (Iowa) | 569 | $1.16 萬 | 0.01% | 00.0% | 不變 |
| Clearview Wealth Advisors LLC | 553 | $1.10 萬 | 0.01% | +4+0.7% | 加碼 |
| Brewin Dolphin Ltd | 450 | $9,149 | 0.00% | 00.0% | 不變 |
| Healthcare of Ontario Pension Plan Trust Fund | 444 | $9,000 | 0.00% | 00.0% | 不變 |
| Investors Research Corp | 435 | $9,000 | 0.00% | 00.0% | 不變 |
| Highlander Capital Management, LLC | 384 | $8,000 | 0.00% | 00.0% | 不變 |
| Gerber Kawasaki Wealth & Investment Management | 428 | $8,000 | 0.00% | +428 | 新進 |
| Exchange Traded Concepts, LLC | 336 | $7,000 | 0.00% | +336 | 新進 |
| Center for Financial Planning, Inc. | 350 | $7,000 | 0.00% | +350 | 新進 |
| North Star Investment Management Corp. | 300 | $6,000 | 0.00% | 00.0% | 不變 |
| West Branch Capital LLC | 274 | $6,000 | 0.00% | 00.0% | 不變 |
| Valley National Advisers Inc | 300 | $6,000 | 0.00% | +150+100.0% | 加碼 |
| Quadrant Capital Group LLC | 261 | $5,000 | 0.00% | 00.0% | 不變 |
| Bogart Wealth, LLC | 258 | $5,000 | 0.00% | 00.0% | 不變 |
| Sterling Financial Planning, Inc. | 250 | $5,000 | 0.00% | 00.0% | 不變 |
| Antonetti Capital Management LLC | 246 | $5,000 | 0.00% | +246 | 新進 |
| Key Financial Inc | 250 | $5,000 | 0.00% | +250 | 新進 |
| Ameritas Investment Partners, Inc. | 213 | $4,000 | 0.00% | 00.0% | 不變 |
| Evermay Wealth Management LLC | 195 | $4,000 | 0.00% | 00.0% | 不變 |
| American National Bank | 205 | $4,000 | 0.00% | +205 | 新進 |
| Plante Moran Financial Advisors, LLC | 170 | $3,000 | 0.00% | 00.0% | 不變 |
| Toth Financial Advisory Corp | 125 | $3,000 | 0.00% | 00.0% | 不變 |
| Syverson Strege & Co | 127 | $3,000 | 0.00% | 00.0% | 不變 |
| Mizuho Securities Co. Ltd. | 108 | $2,000 | 0.00% | +5+4.9% | 加碼 |
| Lake Point Wealth Management | 100 | $2,000 | 0.00% | 00.0% | 不變 |
| FMR LLC | 76 | $1,000 | 0.00% | −8−9.5% | 減碼 |
| TCI Wealth Advisors, Inc. | 49 | $1,000 | 0.00% | +1+2.1% | 加碼 |
| Smithfield Trust Co | 24 | $0 | 0.00% | 00.0% | 不變 |
| Retirement Group, LLC | 11 | $0 | 0.00% | 00.0% | 不變 |
| RVW Wealth, LLC | 13,114 | $0 | 0.00% | +173+1.3% | 加碼 |
| Sittner & Nelson, LLC | 9 | $0 | 0.00% | 00.0% | 不變 |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −1,824,120−100.0% | 清倉 |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −71,310−100.0% | 清倉 |
| DnB Asset Management AS | 0 | $0 | 0.00% | −65,396−100.0% | 清倉 |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −31,438−100.0% | 清倉 |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −28,481−100.0% | 清倉 |
| SageGuard Financial Group, LLC | 0 | $0 | 0.00% | −27,679−100.0% | 清倉 |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −17,125−100.0% | 清倉 |
| Thornburg Investment Management Inc | 0 | $0 | 0.00% | −15,037−100.0% | 清倉 |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −13,118−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −13,038−100.0% | 清倉 |
| Verity Asset Management, Inc. | 0 | $0 | 0.00% | −11,412−100.0% | 清倉 |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −10,750−100.0% | 清倉 |
| Baltimore-Washington Financial Advisors, Inc. | 0 | $0 | 0.00% | −10,764−100.0% | 清倉 |
| Westbourne Investment Advisors, Inc. | 0 | $0 | 0.00% | −10,197−100.0% | 清倉 |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,180−100.0% | 清倉 |
| Biltmore Capital Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | 清倉 |
| Sage Mountain Advisors LLC | 0 | $0 | 0.00% | −7,200−100.0% | 清倉 |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −4,955−100.0% | 清倉 |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −3,400−100.0% | 清倉 |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −2,500−100.0% | 清倉 |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −2,252−100.0% | 清倉 |
| Advocacy Wealth Management Services, LLC | 0 | $0 | 0.00% | −1,565−100.0% | 清倉 |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −500−100.0% | 清倉 |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −377−100.0% | 清倉 |
| Providence Capital Advisors, LLC | 0 | $0 | 0.00% | −338−100.0% | 清倉 |
| West Paces Advisors Inc. | 0 | $0 | 0.00% | −217−100.0% | 清倉 |
| Adirondack Trust Co | 0 | $0 | 0.00% | −30−100.0% | 清倉 |
| Bel Air Investment Advisors LLC | – | – | – | – | 本季未申報 |
| CWS Financial Advisors, LLC | – | – | – | – | 本季未申報 |
| Pinnacle Wealth Advisors | – | – | – | – | 本季未申報 |
| Western Wealth Management, LLC | – | – | – | – | 本季未申報 |
| Cowen Prime Services LLC | – | – | – | – | 本季未申報 |
| M Holdings Securities, Inc. | – | – | – | – | 本季未申報 |
| CWM, LLC | – | – | – | – | 本季未申報 |
