TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2023
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 116
- −7 vs. Q4 2022
- Shares held
- 6.40M
- −127.5K (−2.0%) vs. Q4 2022
- Total value
- $170.0M
- +$3.23M (+1.9%) vs. Q4 2022
- New holders
- 12
- 34 more added
- Sold out
- 19
- 35 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 98,531 | $2.62M | 0.16% | +27,380+38.5% | Added |
| Royal Bank of Canada | 101,605 | $2.70M | 0.00% | −9,766−8.8% | Reduced |
| Commonwealth Equity Services, LLC | 107,872 | $2.86M | 0.01% | +12,245+12.8% | Added |
| Stifel Financial Corp | 147,014 | $3.90M | 0.01% | +30,107+25.8% | Added |
| Uncommon Cents Investing LLC | 171,929 | $4.56M | 1.67% | −895−0.5% | Reduced |
| UBS Group AG | 252,339 | $6.70M | 0.00% | +87,518+53.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 253,926 | $6.74M | 0.01% | +4,764+1.9% | Added |
| Relative Value Partners Group, LLC | 256,108 | $6.80M | 0.46% | −82,124−24.3% | Reduced |
| Mark Stevens | 264,779 | $7.03M | 0.90% | −18,051−6.4% | Reduced |
| Wells Fargo & Company | 268,154 | $7.12M | 0.00% | +7,486+2.9% | Added |
| Raymond James & Associates | 323,538 | $8.59M | 0.01% | −2,663−0.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 398,546 | $10.6M | 0.02% | +27,100+7.3% | Added |
| Blue Bell Private Wealth Management, LLC | 423,497 | $11.2M | 3.37% | −6,860−1.6% | Reduced |
| Lazard Asset Management LLC | 451,748 | $12.0M | 0.02% | 00.0% | Unchanged |
| Bard Financial Services, Inc. | 621,189 | $16.5M | 1.32% | +2,241+0.4% | Added |
| Morgan Stanley | 693,906 | $18.4M | 0.00% | −3,576−0.5% | Reduced |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −118,469−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −17,650−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −9,762−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −9,110−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −9,106−100.0% | Sold out |
| Cozad Asset Management Inc | 0 | $0 | 0.00% | −9,104−100.0% | Sold out |
| FourThought Financial Partners, LLC | 0 | $0 | 0.00% | −8,445−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −8,414−100.0% | Sold out |
| 9258 Wealth Management, LLC | 0 | $0 | 0.00% | −8,159−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −8,139−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −5,160−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −1,728−100.0% | Sold out |
| Madden Securities Corp | 0 | $0 | 0.00% | −1,469−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| MinichMacGregor Wealth Management, LLC | 0 | $0 | 0.00% | −860−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −742−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −327−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gofen & Glossberg LLC | – | – | – | – | Not filed |
| Tyler-Stone Wealth Management | – | – | – | – | Not filed |