Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Surface Oncology, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- −5 vs. Q2 2021
- Shares held
- 24.1M
- +1.48M (+6.6%) vs. Q2 2021
- Total value
- $182.2M
- +$13.7M (+8.1%) vs. Q2 2021
- New holders
- 17
- 33 more added
- Sold out
- 22
- 21 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 4,618,354 | $35.0M | 0.08% | +139,808+3.1% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $22.3M | 7.41% | 00.0% | Unchanged |
| BlackRock Inc. | 2,424,943 | $18.4M | 0.00% | −119,990−4.7% | Reduced |
| Citadel Advisors LLC | 1,457,643 | $11.0M | 0.01% | −343,445−19.1% | Reduced |
| Vanguard Group Inc | 1,209,221 | $9.15M | 0.00% | +13,789+1.2% | Added |
| Goldman Sachs Group Inc | 1,199,889 | $9.08M | 0.00% | +432,647+56.4% | Added |
| FMR LLC | 1,022,677 | $7.74M | 0.00% | 00.0% | Unchanged |
| Farallon Capital Management, L.L.C. | 1,000,000 | $7.57M | 0.04% | 00.0% | Unchanged |
| OrbiMed Advisors LLC | 909,666 | $6.89M | 0.08% | +909,666 | New |
| Morgan Stanley | 696,843 | $5.28M | 0.00% | −36,452−5.0% | Reduced |
| Geode Capital Management, LLC | 609,257 | $4.61M | 0.00% | +116,236+23.6% | Added |
| State Street Corp | 503,233 | $3.81M | 0.00% | +66,905+15.3% | Added |
| Wells Fargo & Company | 353,062 | $2.67M | 0.00% | +346,235+5,071.6% | Added |
| Macquarie Group Ltd | 350,000 | $2.65M | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 343,108 | $2.60M | 0.00% | −3,070−0.9% | Reduced |
| Northern Trust Corp | 292,769 | $2.22M | 0.00% | +6,068+2.1% | Added |
| Dimensional Fund Advisors LP | 265,667 | $2.01M | 0.00% | −360,849−57.6% | Reduced |
| Parkman Healthcare Partners LLC | 248,267 | $1.88M | 0.48% | +20,000+8.8% | Added |
| Stifel Financial Corp | 247,227 | $1.87M | 0.00% | +87,230+54.5% | Added |
| Deutsche Bank AG | 234,636 | $1.78M | 0.00% | +289+0.1% | Added |
| Marshall Wace, LLP | 232,162 | $1.76M | 0.01% | +232,162 | New |
| Bank of New York Mellon Corp | 226,540 | $1.72M | 0.00% | +67,243+42.2% | Added |
| Prudential Financial Inc | 224,250 | $1.70M | 0.00% | +123,410+122.4% | Added |
| ACT Capital Management, LLC | 170,500 | $1.29M | 0.67% | 00.0% | Unchanged |
| Principal Financial Group Inc | 159,042 | $1.20M | 0.00% | −2,439−1.5% | Reduced |
| AQR Capital Management LLC | 140,205 | $1.06M | 0.00% | +121,723+658.6% | Added |
| SummerHaven Investment Management, LLC | 128,078 | $970.0K | 0.57% | +128,078 | New |
| STRS Ohio | 121,600 | $920.0K | 0.00% | +13,600+12.6% | Added |
| Knights of Columbus Asset Advisors LLC | 114,594 | $867.0K | 0.08% | +1,000+0.9% | Added |
| Nuveen Asset Management, LLC | 122,099 | $867.0K | 0.00% | +22,983+23.2% | Added |
| Royal Bank of Canada | 108,619 | $822.0K | 0.00% | −2,840−2.5% | Reduced |
| Artal Group S.A. | 100,000 | $757.0K | 0.02% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 97,930 | $741.0K | 0.00% | +97,930 | New |
| Charles Schwab Investment Management Inc | 87,954 | $666.0K | 0.00% | +5,237+6.3% | Added |
| Raymond James & Associates | 74,898 | $567.0K | 0.00% | −31,305−29.5% | Reduced |
| Millennium Management LLC | 74,604 | $565.0K | 0.00% | +74,604 | New |
| Summit Global Investments | 56,549 | $428.0K | 0.03% | +38,900+220.4% | Added |
| Silverarc Capital Management, LLC | 50,000 | $379.0K | 0.22% | −44,539−47.1% | Reduced |
| Rhumbline Advisers | 46,288 | $350.0K | 0.00% | +1,850+4.2% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 43,300 | $328.0K | 0.00% | +43,300 | New |
| Marshall Wace North America L.P. | 37,784 | $286.0K | 0.00% | +37,784 | New |
| Jane Street Group, LLC | 35,689 | $270.0K | 0.00% | −38,528−51.9% | Reduced |
| Susquehanna International Group, LLP | 33,980 | $258.0K | 0.00% | −74,545−68.7% | Reduced |
| C M Bidwell & Associates Ltd | 33,030 | $250.0K | 0.17% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 32,397 | $245.0K | 0.00% | −2,437−7.0% | Reduced |
| Voya Investment Management LLC | 32,427 | $245.0K | 0.00% | +591+1.9% | Added |
| International Assets Investment Management, LLC | 30,800 | $233.0K | 0.04% | +3,400+12.4% | Added |
| Vontobel Holding Ltd. | 30,014 | $227.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 29,036 | $220.0K | 0.00% | +29,036 | New |
| Bank of America Corp | 27,700 | $210.0K | 0.00% | +10,395+60.1% | Added |
| LPL Financial LLC | 26,650 | $202.0K | 0.00% | +26,650 | New |
| Barclays PLC | 24,838 | $189.0K | 0.00% | −34,668−58.3% | Reduced |
| Manufacturers Life Insurance Company, The | 21,704 | $164.0K | 0.00% | +21,704 | New |
| Invesco Ltd. | 21,577 | $163.0K | 0.00% | +3,990+22.7% | Added |
| Ipswich Investment Management Co., Inc. | 20,550 | $156.0K | 0.04% | −11,450−35.8% | Reduced |
| American International Group, Inc. | 19,060 | $144.0K | 0.00% | +416+2.2% | Added |
| California State Teachers Retirement System | 18,034 | $137.0K | 0.00% | −27,892−60.7% | Reduced |
| UBS Group AG | 17,615 | $134.0K | 0.00% | +3,346+23.4% | Added |
| Advisor Group Holdings, Inc. | 17,396 | $132.0K | 0.00% | +1,561+9.9% | Added |
| Private Advisor Group, LLC | 17,245 | $131.0K | 0.00% | +110+0.6% | Added |
| JPMorgan Chase & Co | 16,873 | $128.0K | 0.00% | +1,673+11.0% | Added |
| NinePointTwo Capital | 16,206 | $122.0K | 0.05% | +16,206 | New |
| New York State Common Retirement Fund | 14,753 | $112.0K | 0.00% | −13,747−48.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,700 | $112.0K | 0.00% | +14,700 | New |
| ProShare Advisors LLC | 14,171 | $107.0K | 0.00% | −2,265−13.8% | Reduced |
| ExodusPoint Capital Management, LP | 13,944 | $106.0K | 0.00% | −18,600−57.2% | Reduced |
| HighVista Strategies LLC | 13,932 | $105.0K | 0.07% | +13,932 | New |
| Parametric Portfolio Associates LLC | 12,618 | $96.0K | 0.00% | +12,618 | New |
| Alliancebernstein L.P. | 12,600 | $95.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 10,822 | $81.0K | 0.00% | +10,822 | New |
| Nomura Holdings Inc | 10,000 | $78.0K | 0.00% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 10,000 | $76.0K | 0.05% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $76.0K | 0.01% | 00.0% | Unchanged |
| Platform Technology Partners | 10,000 | $76.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 8,218 | $62.2K | 0.00% | +4,715+134.6% | Added |
| Simplex Trading, LLC | 8,102 | $59.0K | 0.00% | −200−2.4% | Reduced |
| Citigroup Inc | 6,482 | $49.0K | 0.00% | −40,630−86.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,465 | $49.0K | 0.00% | +50+0.8% | Added |
| Legal & General Group Plc | 5,409 | $41.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,900 | $22.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,609 | $20.0K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,500 | $11.0K | 0.01% | +1,500 | New |
| Tower Research Capital LLC (TRC) | 1,132 | $9.00K | 0.00% | −6,492−85.2% | Reduced |
| Penserra Capital Management LLC | 1,040 | $7.00K | 0.00% | +50+5.1% | Added |
| Total Clarity Wealth Management, Inc. | 750 | $6.00K | 0.00% | +750 | New |
| Proequities, Inc. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 600 | $4.00K | 0.00% | +100+20.0% | Added |
| TCI Wealth Advisors, Inc. | 220 | $2.00K | 0.00% | +100+83.3% | Added |
| Daiwa Securities Group Inc. | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Woodline Partners LP | 0 | $0 | 0.00% | −196,629−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −115,147−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −66,400−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −45,571−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −31,308−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −29,393−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −22,395−100.0% | Sold out |
| Cornerstone Investment Partners, LLC | 0 | $0 | 0.00% | −22,300−100.0% | Sold out |