Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SURF is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 62
- −10 vs. Q1 2023
- Shares held
- 19.5M
- −7.46M (−27.7%) vs. Q1 2023
- Total value
- $16.9M
- −$1.84M (−9.8%) vs. Q1 2023
- New holders
- 13
- 8 more added
- Sold out
- 23
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Armistice Capital, LLC | 4,890,000 | $4.25M | 0.11% | +4,890,000 | New |
| Atlas Venture Associates IX, LLC | 2,945,453 | $2.56M | 14.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,309,286 | $2.01M | 0.00% | 00.0% | Unchanged |
| ARK Investment Management LLCSuperinvestorARK Invest | 1,412,077 | $1.23M | 0.01% | −4,084,069−74.3% | Reduced |
| DAFNA Capital Management LLC | 1,100,000 | $956.6K | 0.26% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 868,620 | $754.0K | 0.00% | −183,098−17.4% | Reduced |
| Yakira Capital Management, Inc. | 785,879 | $683.4K | 0.18% | +785,879 | New |
| Geode Capital Management, LLC | 667,418 | $580.4K | 0.00% | +273,106+69.3% | Added |
| Laurion Capital Management LP | 665,400 | $578.6K | 0.02% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 567,400 | $493.0K | 0.00% | −67,600−10.6% | Reduced |
| BlackRock Inc. | 520,886 | $453.0K | 0.00% | −170,192−24.6% | Reduced |
| Stifel Financial Corp | 376,750 | $327.6K | 0.00% | −10,875−2.8% | Reduced |
| Macquarie Group Ltd | 350,000 | $304.0K | 0.00% | 00.0% | Unchanged |
| Black Maple Capital Management LP | 266,736 | $232.0K | 0.27% | +266,736 | New |
| FMR LLC | 232,815 | $202.5K | 0.00% | −10,320−4.2% | Reduced |
| State Street Corp | 171,566 | $149.2K | 0.00% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 157,769 | $137.2K | 0.01% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 132,500 | $115.2K | 0.00% | −75,000−36.1% | Reduced |
| Bank of New York Mellon Corp | 132,393 | $115.1K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 86,824 | $75.5K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 64,875 | $56.4K | 0.01% | +6,475+11.1% | Added |
| Franklin Resources Inc | 57,360 | $49.9K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 54,465 | $47.0K | 0.00% | +500+0.9% | Added |
| Susquehanna International Group, LLP | 52,149 | $45.3K | 0.00% | +37,934+266.9% | Added |
| Eagle Rock Investment Company, LLC | 42,000 | $40.2K | 0.01% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 45,000 | $39.1K | 0.00% | +45,000 | New |
| Charles Schwab Investment Management Inc | 44,721 | $38.9K | 0.00% | +44,721 | New |
| Two Sigma Investments, LP | 38,317 | $33.3K | 0.00% | −9,093−19.2% | Reduced |
| Bank of America Corp | 38,321 | $33.3K | 0.00% | −1,095−2.8% | Reduced |
| Citigroup Inc | 37,657 | $32.7K | 0.00% | −1,008,500−96.4% | Reduced |
| Morgan Stanley | 35,366 | $30.8K | 0.00% | −9,223−20.7% | Reduced |
| Two Sigma Securities, LLC | 27,577 | $24.0K | 0.00% | +27,577 | New |
| Keybank National Association | 26,455 | $23.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 25,900 | $22.5K | 0.00% | −8,900−25.6% | Reduced |
| Royal Bank of Canada | 24,432 | $21.0K | 0.00% | +1,620+7.1% | Added |
| Equitec Proprietary Markets, LLC | 20,198 | $17.6K | 0.01% | +20,198 | New |
| Commerce Bank | 20,000 | $17.4K | 0.00% | +20,000 | New |
| Simplex Trading, LLC | 20,332 | $17.0K | 0.00% | −7,108−25.9% | Reduced |
| Private Advisor Group, LLC | 17,325 | $15.1K | 0.00% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 17,500 | $15.0K | 0.01% | +5,000+40.0% | Added |
| Formidable Asset Management, LLC | 15,175 | $13.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,200 | $11.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,230 | $11.0K | 0.00% | +12,230 | New |
| Platform Technology Partners | 11,000 | $10.9K | 0.01% | 00.0% | Unchanged |
| RIA Advisory Group LLC | 12,000 | $10.4K | 0.00% | +12,000 | New |
| CSS LLC | 10,740 | $9.34K | 0.00% | +10,740 | New |
| Advisor Group Holdings, Inc. | 10,450 | $9.10K | 0.00% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 10,155 | $8.83K | 0.02% | +10,155 | New |
| UBS Group AG | 6,875 | $5.98K | 0.00% | −8,930−56.5% | Reduced |
| Group One Trading, L.P. | 6,774 | $5.89K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,726 | $5.85K | 0.00% | +6,635+7,291.2% | Added |
| Federated Hermes, Inc. | 2,638 | $2.29K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,407 | $1.22K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,200 | $1.04K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 880 | $765 | 0.00% | +16+1.9% | Added |
| Larson Financial Group LLC | 751 | $653 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $352 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 250 | $217 | 0.00% | +250 | New |
| NewSquare Capital LLC | 80 | $70 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $68 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1 | $1 | 0.00% | 00.0% | Unchanged |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −3,082,959−100.0% | Sold out |
| Tang Capital Management LLC | 0 | $0 | 0.00% | −1,300,000−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −999,026−100.0% | Sold out |
| Nikko Asset Management Americas, Inc. | 0 | $0 | 0.00% | −999,026−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −633,569−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −419,495−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −230,292−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −118,652−100.0% | Sold out |
| Cornercap Investment Counsel Inc | 0 | $0 | 0.00% | −113,219−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −95,083−100.0% | Sold out |
| Forefront Analytics, LLC | 0 | $0 | 0.00% | −61,156−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −51,083−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −39,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −37,874−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −29,251−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −12,250−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −10,733−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −1,785−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −220−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −116−100.0% | Sold out |