Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Surface Oncology, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SURF is no longer listed, and 13F filings after Q2 2023 list far fewer holders. See Q2 2023
- Institutional holders
- 2
- −60 vs. Q2 2023
- Shares held
- 20.3K
- −19.5M (−99.9%) vs. Q2 2023
- Total value
- $21.3K
- −$16.9M (−99.9%) vs. Q2 2023
- New holders
- 0
- 1 more added
- Sold out
- 60
- 0 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beddow Capital Management Inc | 20,000 | $21.0K | 0.01% | +2,500+14.3% | Added |
| Cornerstone Planning Group LLC | 250 | $268 | 0.00% | 00.0% | Unchanged |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −4,890,000−100.0% | Sold out |
| Atlas Venture Associates IX, LLC | 0 | $0 | 0.00% | −2,945,453−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −2,309,286−100.0% | Sold out |
| ARK Investment Management LLCSuperinvestorARK Invest | 0 | $0 | 0.00% | −1,412,077−100.0% | Sold out |
| DAFNA Capital Management LLC | 0 | $0 | 0.00% | −1,100,000−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −868,620−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −785,879−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −667,418−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −665,400−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −567,400−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −520,886−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −376,750−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Black Maple Capital Management LP | 0 | $0 | 0.00% | −266,736−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −232,815−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −171,566−100.0% | Sold out |
| Knights of Columbus Asset Advisors LLC | 0 | $0 | 0.00% | −157,769−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −132,500−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −132,393−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −86,824−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −64,875−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −57,360−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −54,465−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −52,149−100.0% | Sold out |
| Eagle Rock Investment Company, LLC | 0 | $0 | 0.00% | −42,000−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −44,721−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −38,317−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −38,321−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −37,657−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −35,366−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −27,577−100.0% | Sold out |
| Keybank National Association | 0 | $0 | 0.00% | −26,455−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −25,900−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −24,432−100.0% | Sold out |
| Equitec Proprietary Markets, LLC | 0 | $0 | 0.00% | −20,198−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −20,332−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −17,325−100.0% | Sold out |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −15,175−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −13,200−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,230−100.0% | Sold out |
| Platform Technology Partners | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| RIA Advisory Group LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −10,740−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −10,450−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −10,155−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −6,875−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −6,774−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −6,726−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −2,638−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,407−100.0% | Sold out |
| Antonetti Capital Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −880−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −751−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −405−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −80−100.0% | Sold out |
| AllSquare Wealth Management LLC | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −1−100.0% | Sold out |