Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Surface Oncology, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −5 vs. Q2 2022
- Shares held
- 31.6M
- +2.69M (+9.3%) vs. Q2 2022
- Total value
- $32.8M
- −$15.8M (−32.5%) vs. Q2 2022
- New holders
- 9
- 27 more added
- Sold out
- 14
- 22 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 6,035,691 | $6.28M | 0.04% | +478,309+8.6% | Added |
| EcoR1 Capital, LLC | 3,924,713 | $4.08M | 0.12% | −728,287−15.7% | Reduced |
| Atlas Venture Associates IX, LLC | 2,945,453 | $3.06M | 9.08% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,308,470 | $2.40M | 0.00% | +508,090+28.2% | Added |
| Citadel Advisors LLC | 1,391,236 | $1.45M | 0.00% | +11,890+0.9% | Added |
| Goldman Sachs Group Inc | 1,268,247 | $1.32M | 0.00% | +198,336+18.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,104,230 | $1.15M | 0.00% | +1,104,230 | New |
| DAFNA Capital Management LLC | 1,100,000 | $1.14M | 0.31% | 00.0% | Unchanged |
| Nikko Asset Management Americas, Inc. | 1,104,230 | $1.10M | 0.01% | +1,104,230 | New |
| Citigroup Inc | 1,046,772 | $1.09M | 0.00% | −4060.0% | Reduced |
| BlackRock Inc. | 1,026,707 | $1.07M | 0.00% | −6,323−0.6% | Reduced |
| Renaissance Technologies LLC | 985,343 | $1.02M | 0.00% | +161,653+19.6% | Added |
| Acadian Asset Management LLC | 900,829 | $936.0K | 0.01% | +573,219+175.0% | Added |
| Laurion Capital Management LP | 665,400 | $692.0K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 430,365 | $448.0K | 0.00% | +61,941+16.8% | Added |
| Barclays PLC | 417,765 | $434.0K | 0.00% | −13,043−3.0% | Reduced |
| Millennium Management LLC | 373,510 | $388.0K | 0.00% | −327,277−46.7% | Reduced |
| FMR LLC | 373,646 | $388.0K | 0.00% | −1,580−0.4% | Reduced |
| Geode Capital Management, LLC | 372,614 | $387.0K | 0.00% | +22,203+6.3% | Added |
| XTX Topco Ltd | 366,221 | $381.0K | 0.09% | +243,769+199.1% | Added |
| Macquarie Group Ltd | 350,000 | $364.0K | 0.00% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 283,274 | $295.0K | 0.03% | +30,598+12.1% | Added |
| Marshall Wace, LLP | 206,953 | $216.0K | 0.00% | +92,770+81.2% | Added |
| Dimensional Fund Advisors LP | 202,064 | $210.0K | 0.00% | −428,414−68.0% | Reduced |
| Bridgeway Capital Management, LLC | 182,500 | $190.0K | 0.01% | +82,500+82.5% | Added |
| Bank of New York Mellon Corp | 180,745 | $187.0K | 0.00% | −2,337−1.3% | Reduced |
| State Street Corp | 171,566 | $178.0K | 0.00% | 00.0% | Unchanged |
| ACT Capital Management, LLC | 170,500 | $177.0K | 0.24% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 154,795 | $161.0K | 0.00% | −24,426−13.6% | Reduced |
| Royal Bank of Canada | 146,340 | $152.0K | 0.00% | +13,841+10.4% | Added |
| Kingsbury Capital Investment Advisors LLC | 144,217 | $150.0K | 0.23% | +59,051+69.3% | Added |
| Gsa Capital Partners LLP | 120,383 | $125.0K | 0.02% | +59,794+98.7% | Added |
| Cornercap Investment Counsel Inc | 108,424 | $113.0K | 0.02% | +32,646+43.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 98,062 | $102.0K | 0.00% | +98,062 | New |
| Morgan Stanley | 77,884 | $81.0K | 0.00% | −16,037−17.1% | Reduced |
| Forefront Analytics, LLC | 66,838 | $70.0K | 0.04% | +25,150+60.3% | Added |
| Bank of America Corp | 63,826 | $66.0K | 0.00% | +23,805+59.5% | Added |
| UBS Group AG | 62,127 | $65.0K | 0.00% | −118,555−65.6% | Reduced |
| Northern Trust Corp | 59,905 | $62.0K | 0.00% | +4,750+8.6% | Added |
| Franklin Resources Inc | 57,360 | $60.0K | 0.00% | +713+1.3% | Added |
| Arete Wealth Advisors, LLC | 57,190 | $59.0K | 0.01% | −5,414−8.6% | Reduced |
| Money Concepts Capital Corp | 46,590 | $48.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 44,500 | $46.0K | 0.00% | +11,900+36.5% | Added |
| Credit Suisse AG | 40,000 | $42.0K | 0.00% | −190.0% | Reduced |
| International Assets Investment Management, LLC | 37,950 | $39.0K | 0.01% | +3,150+9.1% | Added |
| Tower Research Capital LLC (TRC) | 37,300 | $39.0K | 0.00% | +32,306+646.9% | Added |
| Group One Trading, L.P. | 36,619 | $38.0K | 0.00% | −3,117−7.8% | Reduced |
| Qube Research & Technologies Ltd | 30,311 | $32.0K | 0.00% | −2,832−8.5% | Reduced |
| Keybank National Association | 26,455 | $28.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 23,912 | $25.0K | 0.00% | −7,134−23.0% | Reduced |
| Eagle Rock Investment Company, LLC | 22,000 | $23.0K | 0.01% | −22,000−50.0% | Reduced |
| Private Advisor Group, LLC | 17,325 | $18.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 15,700 | $16.0K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 13,400 | $14.0K | 0.00% | +13,400 | New |
| Formidable Asset Management, LLC | 11,675 | $13.0K | 0.00% | −550−4.5% | Reduced |
| LMR Partners LLP | 12,608 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 12,172 | $13.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 12,155 | $13.0K | 0.00% | +100+0.8% | Added |
| Beddow Capital Management Inc | 12,500 | $13.0K | 0.01% | +2,500+25.0% | Added |
| Oppenheimer & Co Inc | 10,733 | $11.0K | 0.00% | −316−2.9% | Reduced |
| Merit Financial Group, LLC | 11,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 10,632 | $11.0K | 0.00% | +10,632 | New |
| Ipswich Investment Management Co., Inc. | 10,000 | $10.0K | 0.00% | −2,050−17.0% | Reduced |
| JPMorgan Chase & Co | 3,758 | $4.00K | 0.00% | +2,423+181.5% | Added |
| Simplex Trading, LLC | 3,931 | $4.00K | 0.00% | +3,931 | New |
| Quantbot Technologies LP | 3,301 | $3.00K | 0.00% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 745 | $1.00K | 0.00% | −49,910−98.5% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 1,152 | $1.00K | 0.00% | +1,152 | New |
| Larson Financial Group LLC | 751 | $1.00K | 0.00% | +751 | New |
| China Universal Asset Management Co., Ltd. | 544 | $1.00K | 0.00% | +544 | New |
| BNP Paribas Arbitrage, SA | 472 | $491 | 0.00% | −16,374−97.2% | Reduced |
| Wells Fargo & Company | 735 | $0 | 0.00% | +61+9.1% | Added |
| TCI Wealth Advisors, Inc. | 320 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,585 | – | – | 00.0% | Unchanged |
| Ergoteles LLC | 0 | $0 | 0.00% | −138,039−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −134,167−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −115,577−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −64,313−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −49,606−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −32,663−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −27,317−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −27,235−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −9,240−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −1,850−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −290−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |