Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −17 vs. Q1 2022
- Shares held
- 28.9M
- −2.95M (−9.3%) vs. Q1 2022
- Total value
- $48.6M
- −$45.1M (−48.1%) vs. Q1 2022
- New holders
- 15
- 27 more added
- Sold out
- 32
- 23 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 5,557,382 | $10.3M | 0.06% | +214,266+4.0% | Added |
| EcoR1 Capital, LLC | 4,653,000 | $7.63M | 0.27% | 00.0% | Unchanged |
| Atlas Venture Associates IX, LLC | 2,945,453 | $4.83M | 10.98% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,800,380 | $2.95M | 0.00% | +279,377+18.4% | Added |
| Citadel Advisors LLC | 1,379,346 | $2.26M | 0.00% | −25,870−1.8% | Reduced |
| DAFNA Capital Management LLC | 1,100,000 | $1.80M | 0.49% | +420,000+61.8% | Added |
| Goldman Sachs Group Inc | 1,069,911 | $1.75M | 0.00% | +215,312+25.2% | Added |
| Citigroup Inc | 1,047,178 | $1.72M | 0.00% | +1,044,658+41,454.7% | Added |
| BlackRock Inc. | 1,033,030 | $1.69M | 0.00% | −1,515,075−59.5% | Reduced |
| Renaissance Technologies LLC | 823,690 | $1.35M | 0.00% | +225,062+37.6% | Added |
| Millennium Management LLC | 700,787 | $1.15M | 0.00% | +700,787 | New |
| Laurion Capital Management LP | 665,400 | $1.09M | 0.05% | +665,400 | New |
| Dimensional Fund Advisors LP | 630,478 | $1.03M | 0.00% | −112,484−15.1% | Reduced |
| Barclays PLC | 430,808 | $707.0K | 0.00% | +325,689+309.8% | Added |
| FMR LLC | 375,226 | $616.0K | 0.00% | −422,195−52.9% | Reduced |
| Stifel Financial Corp | 368,424 | $604.0K | 0.00% | +40,420+12.3% | Added |
| Geode Capital Management, LLC | 350,411 | $574.0K | 0.00% | −251,368−41.8% | Reduced |
| Macquarie Group Ltd | 350,000 | $574.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 327,610 | $537.0K | 0.00% | +107,383+48.8% | Added |
| Knights of Columbus Asset Advisors LLC | 252,676 | $414.0K | 0.04% | +2,000+0.8% | Added |
| Bank of New York Mellon Corp | 183,082 | $301.0K | 0.00% | −97,124−34.7% | Reduced |
| UBS Group AG | 180,682 | $297.0K | 0.00% | +100,246+124.6% | Added |
| Two Sigma Investments, LP | 179,221 | $294.0K | 0.00% | +179,221 | New |
| State Street Corp | 171,566 | $281.0K | 0.00% | −413,834−70.7% | Reduced |
| ACT Capital Management, LLC | 170,500 | $280.0K | 0.39% | 00.0% | Unchanged |
| Ergoteles LLC | 138,039 | $226.0K | 0.01% | +138,039 | New |
| SummerHaven Investment Management, LLC | 134,167 | $220.0K | 0.15% | 00.0% | Unchanged |
| Royal Bank of Canada | 132,499 | $218.0K | 0.00% | +12,570+10.5% | Added |
| XTX Topco Ltd | 122,452 | $201.0K | 0.08% | +108,672+788.6% | Added |
| Parkman Healthcare Partners LLC | 115,577 | $190.0K | 0.07% | −93,571−44.7% | Reduced |
| Marshall Wace, LLP | 114,183 | $188.0K | 0.00% | +114,183 | New |
| Bridgeway Capital Management, LLC | 100,000 | $164.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 93,921 | $153.0K | 0.00% | −704,233−88.2% | Reduced |
| Kingsbury Capital Investment Advisors LLC | 85,166 | $140.0K | 0.19% | +53,778+171.3% | Added |
| Cornercap Investment Counsel Inc | 75,778 | $124.0K | 0.02% | +75,778 | New |
| Voya Investment Management LLC | 64,313 | $105.0K | 0.00% | +52,155+429.0% | Added |
| Arete Wealth Advisors, LLC | 62,604 | $103.0K | 0.01% | +8,492+15.7% | Added |
| Gsa Capital Partners LLP | 60,589 | $99.0K | 0.01% | +33,021+119.8% | Added |
| Franklin Resources Inc | 56,647 | $93.0K | 0.00% | +56,647 | New |
| Northern Trust Corp | 55,155 | $90.0K | 0.00% | −241,944−81.4% | Reduced |
| C M Bidwell & Associates Ltd | 50,655 | $83.0K | 0.07% | 00.0% | Unchanged |
| AQR Capital Management LLC | 49,606 | $81.0K | 0.00% | −400,304−89.0% | Reduced |
| Money Concepts Capital Corp | 46,590 | $78.0K | 0.01% | −304−0.6% | Reduced |
| Eagle Rock Investment Company, LLC | 44,000 | $72.0K | 0.02% | +22,000+100.0% | Added |
| Forefront Analytics, LLC | 41,688 | $71.0K | 0.03% | +21,975+111.5% | Added |
| Credit Suisse AG | 40,019 | $66.0K | 0.00% | −2,699−6.3% | Reduced |
| Bank of America Corp | 40,021 | $65.0K | 0.00% | +22,660+130.5% | Added |
| Group One Trading, L.P. | 39,736 | $65.0K | 0.00% | +39,736 | New |
| International Assets Investment Management, LLC | 34,800 | $57.0K | 0.01% | +850+2.5% | Added |
| Los Angeles Capital Management LLC | 32,663 | $54.0K | 0.00% | −167,162−83.7% | Reduced |
| Qube Research & Technologies Ltd | 33,143 | $54.0K | 0.00% | +33,143 | New |
| Two Sigma Advisers, LP | 32,600 | $53.0K | 0.00% | +2,600+8.7% | Added |
| Susquehanna International Group, LLP | 31,046 | $51.0K | 0.00% | −2,319−7.0% | Reduced |
| Virtu Financial LLC | 27,317 | $45.0K | 0.00% | +123+0.5% | Added |
| Cubist Systematic Strategies, LLC | 27,235 | $45.0K | 0.00% | +16,087+144.3% | Added |
| Keybank National Association | 26,455 | $43.0K | 0.00% | +26,455 | New |
| Private Advisor Group, LLC | 17,325 | $28.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 16,846 | $27.6K | 0.00% | +13,727+440.1% | Added |
| Ameriprise Financial Inc | 15,700 | $26.0K | 0.00% | −7,000−30.8% | Reduced |
| Formidable Asset Management, LLC | 12,225 | $25.0K | 0.01% | +1,075+9.6% | Added |
| LMR Partners LLP | 12,608 | $21.0K | 0.00% | +12,608 | New |
| Charles Schwab Investment Management Inc | 12,172 | $20.0K | 0.00% | −82,232−87.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 12,050 | $20.0K | 0.01% | −4,000−24.9% | Reduced |
| Advisor Group Holdings, Inc. | 12,055 | $20.0K | 0.00% | +589+5.1% | Added |
| Oppenheimer & Co Inc | 11,049 | $18.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 11,000 | $18.0K | 0.00% | +11,000 | New |
| Beddow Capital Management Inc | 10,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 9,240 | $15.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,994 | $8.00K | 0.00% | −19,797−79.9% | Reduced |
| Quantbot Technologies LP | 3,301 | $5.00K | 0.00% | +3,301 | New |
| Captrust Financial Advisors | 1,850 | $3.00K | 0.00% | −50−2.6% | Reduced |
| JPMorgan Chase & Co | 1,335 | $2.00K | 0.00% | −20,747−94.0% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 674 | $1.00K | 0.00% | −130,051−99.5% | Reduced |
| TCI Wealth Advisors, Inc. | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 500 | $1.00K | 0.00% | +500 | New |
| Total Clarity Wealth Management, Inc. | 750 | $1.00K | 0.00% | +750 | New |
| New York State Common Retirement Fund | 290 | $0 | 0.00% | −14,400−98.0% | Reduced |
| Geneos Wealth Management Inc. | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,585 | – | – | 00.0% | Unchanged |
| Octagon Capital Advisors LP | 0 | $0 | 0.00% | −2,300,000−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −490,135−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −173,691−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −113,312−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −90,431−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −53,442−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −48,267−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −45,821−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −44,105−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −41,388−100.0% | Sold out |
| Connective Portfolio Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −19,344−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −18,852−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −18,634−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −17,548−100.0% | Sold out |