Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2022
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −17 vs. Q1 2022
- Shares held
- 28.9M
- −2.95M (−9.3%) vs. Q1 2022
- Total value
- $48.6M
- −$45.1M (−48.1%) vs. Q1 2022
- New holders
- 15
- 27 more added
- Sold out
- 32
- 23 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York State Common Retirement Fund | 290 | $0 | 0.00% | −14,400−98.0% | Reduced |
| Geneos Wealth Management Inc. | 500 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 674 | $1.00K | 0.00% | −130,051−99.5% | Reduced |
| TCI Wealth Advisors, Inc. | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 500 | $1.00K | 0.00% | +500 | New |
| Total Clarity Wealth Management, Inc. | 750 | $1.00K | 0.00% | +750 | New |
| JPMorgan Chase & Co | 1,335 | $2.00K | 0.00% | −20,747−94.0% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,850 | $3.00K | 0.00% | −50−2.6% | Reduced |
| Quantbot Technologies LP | 3,301 | $5.00K | 0.00% | +3,301 | New |
| Tower Research Capital LLC (TRC) | 4,994 | $8.00K | 0.00% | −19,797−79.9% | Reduced |
| Russell Investments Group, Ltd. | 9,240 | $15.0K | 0.00% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 10,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,049 | $18.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $18.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 11,000 | $18.0K | 0.00% | +11,000 | New |
| Charles Schwab Investment Management Inc | 12,172 | $20.0K | 0.00% | −82,232−87.1% | Reduced |
| Ipswich Investment Management Co., Inc. | 12,050 | $20.0K | 0.01% | −4,000−24.9% | Reduced |
| Advisor Group Holdings, Inc. | 12,055 | $20.0K | 0.00% | +589+5.1% | Added |
| LMR Partners LLP | 12,608 | $21.0K | 0.00% | +12,608 | New |
| Formidable Asset Management, LLC | 12,225 | $25.0K | 0.01% | +1,075+9.6% | Added |
| Ameriprise Financial Inc | 15,700 | $26.0K | 0.00% | −7,000−30.8% | Reduced |
| BNP Paribas Arbitrage, SA | 16,846 | $27.6K | 0.00% | +13,727+440.1% | Added |
| Private Advisor Group, LLC | 17,325 | $28.0K | 0.00% | 00.0% | Unchanged |
| Keybank National Association | 26,455 | $43.0K | 0.00% | +26,455 | New |
| Virtu Financial LLC | 27,317 | $45.0K | 0.00% | +123+0.5% | Added |
| Cubist Systematic Strategies, LLC | 27,235 | $45.0K | 0.00% | +16,087+144.3% | Added |
| Susquehanna International Group, LLP | 31,046 | $51.0K | 0.00% | −2,319−7.0% | Reduced |
| Two Sigma Advisers, LP | 32,600 | $53.0K | 0.00% | +2,600+8.7% | Added |
| Los Angeles Capital Management LLC | 32,663 | $54.0K | 0.00% | −167,162−83.7% | Reduced |
| Qube Research & Technologies Ltd | 33,143 | $54.0K | 0.00% | +33,143 | New |
| International Assets Investment Management, LLC | 34,800 | $57.0K | 0.01% | +850+2.5% | Added |
| Bank of America Corp | 40,021 | $65.0K | 0.00% | +22,660+130.5% | Added |
| Group One Trading, L.P. | 39,736 | $65.0K | 0.00% | +39,736 | New |
| Credit Suisse AG | 40,019 | $66.0K | 0.00% | −2,699−6.3% | Reduced |
| Forefront Analytics, LLC | 41,688 | $71.0K | 0.03% | +21,975+111.5% | Added |
| Eagle Rock Investment Company, LLC | 44,000 | $72.0K | 0.02% | +22,000+100.0% | Added |
| Money Concepts Capital Corp | 46,590 | $78.0K | 0.01% | −304−0.6% | Reduced |
| AQR Capital Management LLC | 49,606 | $81.0K | 0.00% | −400,304−89.0% | Reduced |
| C M Bidwell & Associates Ltd | 50,655 | $83.0K | 0.07% | 00.0% | Unchanged |
| Northern Trust Corp | 55,155 | $90.0K | 0.00% | −241,944−81.4% | Reduced |
| Franklin Resources Inc | 56,647 | $93.0K | 0.00% | +56,647 | New |
| Gsa Capital Partners LLP | 60,589 | $99.0K | 0.01% | +33,021+119.8% | Added |
| Arete Wealth Advisors, LLC | 62,604 | $103.0K | 0.01% | +8,492+15.7% | Added |
| Voya Investment Management LLC | 64,313 | $105.0K | 0.00% | +52,155+429.0% | Added |
| Cornercap Investment Counsel Inc | 75,778 | $124.0K | 0.02% | +75,778 | New |
| Kingsbury Capital Investment Advisors LLC | 85,166 | $140.0K | 0.19% | +53,778+171.3% | Added |
| Morgan Stanley | 93,921 | $153.0K | 0.00% | −704,233−88.2% | Reduced |
| Bridgeway Capital Management, LLC | 100,000 | $164.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 114,183 | $188.0K | 0.00% | +114,183 | New |
| Parkman Healthcare Partners LLC | 115,577 | $190.0K | 0.07% | −93,571−44.7% | Reduced |
| XTX Topco Ltd | 122,452 | $201.0K | 0.08% | +108,672+788.6% | Added |
| Royal Bank of Canada | 132,499 | $218.0K | 0.00% | +12,570+10.5% | Added |
| SummerHaven Investment Management, LLC | 134,167 | $220.0K | 0.15% | 00.0% | Unchanged |
| Ergoteles LLC | 138,039 | $226.0K | 0.01% | +138,039 | New |
| ACT Capital Management, LLC | 170,500 | $280.0K | 0.39% | 00.0% | Unchanged |
| State Street Corp | 171,566 | $281.0K | 0.00% | −413,834−70.7% | Reduced |
| Two Sigma Investments, LP | 179,221 | $294.0K | 0.00% | +179,221 | New |
| UBS Group AG | 180,682 | $297.0K | 0.00% | +100,246+124.6% | Added |
| Bank of New York Mellon Corp | 183,082 | $301.0K | 0.00% | −97,124−34.7% | Reduced |
| Knights of Columbus Asset Advisors LLC | 252,676 | $414.0K | 0.04% | +2,000+0.8% | Added |
| Acadian Asset Management LLC | 327,610 | $537.0K | 0.00% | +107,383+48.8% | Added |
| Geode Capital Management, LLC | 350,411 | $574.0K | 0.00% | −251,368−41.8% | Reduced |
| Macquarie Group Ltd | 350,000 | $574.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 368,424 | $604.0K | 0.00% | +40,420+12.3% | Added |
| FMR LLC | 375,226 | $616.0K | 0.00% | −422,195−52.9% | Reduced |
| Barclays PLC | 430,808 | $707.0K | 0.00% | +325,689+309.8% | Added |
| Dimensional Fund Advisors LP | 630,478 | $1.03M | 0.00% | −112,484−15.1% | Reduced |
| Laurion Capital Management LP | 665,400 | $1.09M | 0.05% | +665,400 | New |
| Millennium Management LLC | 700,787 | $1.15M | 0.00% | +700,787 | New |
| Renaissance Technologies LLC | 823,690 | $1.35M | 0.00% | +225,062+37.6% | Added |
| BlackRock Inc. | 1,033,030 | $1.69M | 0.00% | −1,515,075−59.5% | Reduced |
| Citigroup Inc | 1,047,178 | $1.72M | 0.00% | +1,044,658+41,454.7% | Added |
| Goldman Sachs Group Inc | 1,069,911 | $1.75M | 0.00% | +215,312+25.2% | Added |
| DAFNA Capital Management LLC | 1,100,000 | $1.80M | 0.49% | +420,000+61.8% | Added |
| Citadel Advisors LLC | 1,379,346 | $2.26M | 0.00% | −25,870−1.8% | Reduced |
| Vanguard Group Inc | 1,800,380 | $2.95M | 0.00% | +279,377+18.4% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $4.83M | 10.98% | 00.0% | Unchanged |
| EcoR1 Capital, LLC | 4,653,000 | $7.63M | 0.27% | 00.0% | Unchanged |
| ARK Investment Management LLCSuperinvestorARK Invest | 5,557,382 | $10.3M | 0.06% | +214,266+4.0% | Added |
| IFP Advisors, Inc | 1,585 | – | – | 00.0% | Unchanged |
| Octagon Capital Advisors LP | 0 | $0 | 0.00% | −2,300,000−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −490,135−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −173,691−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −113,312−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −90,431−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −53,442−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −48,267−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −45,821−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −44,105−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −41,388−100.0% | Sold out |
| Connective Portfolio Management, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −19,344−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −18,852−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −18,634−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −17,548−100.0% | Sold out |