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Surface Oncology, Inc.

SURFDelisted Sep 8, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001718108

Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Surface Oncology, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
91
No complete 13F data for Q4 2020
Shares held
18.9M
No complete 13F data for Q4 2020
Total value
$147.5M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 91 institutions
Q1 2021: 91 institutionsQ2 2021: 97 institutionsQ3 2021: 92 institutionsQ4 2021: 107 institutionsQ1 2022: 104 institutionsQ2 2022: 85 institutionsQ3 2022: 80 institutionsQ4 2022: 80 institutionsQ1 2023: 72 institutionsQ2 2023: 62 institutionsQ3 2023: 2 institutionsQ4 2023: 1 institutionQ1 2024: 1 institutionQ2 2024: 1 institutionQ3 2024: 1 institutionQ4 2024: 1 institutionQ1 2025: 1 institutionQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $147.5M
Q1 2021: $147.5MQ2 2021: $168.5MQ3 2021: $182.2MQ4 2021: $118.0MQ1 2022: $93.8MQ2 2022: $48.6MQ3 2022: $32.8MQ4 2022: $23.4MQ1 2023: $18.8MQ2 2023: $16.9MQ3 2023: $21.3KQ4 2023: $21.0KQ1 2024: $21.0KQ2 2024: $21.0KQ3 2024: $21.0KQ4 2024: $21.0KQ1 2025: $21.0KQ2 2025: $21.0KQ3 2025: $21.0KQ4 2025: $21.0KQ1 2026: $0Q2 2026: $0
Institutions holding SURF and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20251$21.0K
Q3 20251$21.0K
Q2 20251$21.0K
Q1 20251$21.0K
Q4 20241$21.0K
Q3 20241$21.0K
Q2 20241$21.0K
Q1 20241$21.0K
Q4 20231$21.0K
Q3 20232$21.3K
Q2 202362$16.9M
Q1 202372$18.8M
Q4 202280$23.4M
Q3 202280$32.8M
Q2 202285$48.6M
Q1 2022104$93.8M
Q4 2021107$118.0M
Q3 202192$182.2M
Q2 202197$168.5M
Q1 202191$147.5M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Surface Oncology, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SURF in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
ARK Investment Management LLCSuperinvestorARK Invest4,069,255$31.7M0.06%––
Atlas Venture Associates IX, LLC2,945,453$23.0M3.86%––
Vanguard Group Inc1,082,422$8.44M0.00%––
FMR LLC1,022,677$7.98M0.00%––
Farallon Capital Management, L.L.C.1,000,000$7.80M0.04%––
BlackRock Inc.964,360$7.52M0.00%––
Citadel Advisors LLC945,849$7.38M0.01%––
Acadian Asset Management LLC579,677$4.52M0.02%––
Goldman Sachs Group Inc514,083$4.01M0.00%––
Dimensional Fund Advisors LP501,514$3.91M0.00%––
Susquehanna International Group, LLP408,510$3.19M0.00%––
Victory Capital Management Inc367,988$2.87M0.00%––
Verition Fund Management LLC365,575$2.85M0.05%––
Macquarie Group Ltd350,000$2.73M0.00%––
Davide Leone & Partners Investment Co Ltd.268,960$2.10M0.28%––
Parkman Healthcare Partners LLC252,244$1.97M0.47%––
Deutsche Bank AG214,594$1.67M0.00%––
Morgan Stanley207,939$1.62M0.00%––
Geode Capital Management, LLC174,937$1.36M0.00%––
HRT Financial LP163,968$1.28M0.01%––
Cubist Systematic Strategies, LLC163,555$1.28M0.02%––
Two Sigma Advisers, LP143,800$1.12M0.00%––
Millennium Management LLC137,047$1.07M0.00%––
Point72 Asset Management, L.P.121,250$946.0K0.00%––
Knights of Columbus Asset Advisors LLC113,191$883.0K0.09%––
ExodusPoint Capital Management, LP110,498$862.0K0.02%––
Stifel Financial Corp102,023$796.0K0.00%––
Artal Group S.A.100,000$780.0K0.02%––
Silverarc Capital Management, LLC100,000$780.0K0.44%––
Raymond James & Associates98,511$768.0K0.00%––
Barclays PLC92,648$723.0K0.00%––
Jane Street Group, LLC81,913$639.0K0.00%––
Grantham, Mayo, Van Otterloo & Co. LLC79,588$621.0K0.00%––
Bank of New York Mellon Corp77,029$601.0K0.00%––
Two Sigma Investments, LP76,411$596.0K0.00%––
Royal Bank of Canada73,175$571.0K0.00%––
Money Concepts Capital Corp57,392$448.0K0.04%––
Schonfeld Strategic Advisors LLC48,522$378.0K0.01%––
California Public Employees Retirement System48,200$376.0K0.00%––
Qube Research & Technologies Ltd46,615$364.0K0.01%––
Summit Global Investments39,849$311.0K0.02%––
Northern Trust Corp39,209$306.0K0.00%––
Wells Fargo & Company31,842$249.0K0.00%––
Janney Montgomery Scott LLC31,308$244.0K0.00%––
Oppenheimer & Co Inc29,964$234.0K0.00%––
Vontobel Holding Ltd.30,014$234.0K0.00%––
Spire Wealth Management27,900$220.0K0.01%––
Man Group plc27,222$212.0K0.00%––
Assenagon Asset Management S.A.25,371$198.0K0.00%––
Bank of America Corp24,761$194.0K0.00%––
D. E. Shaw & Co., Inc.22,605$176.0K0.00%––
Cornerstone Investment Partners, LLC22,300$174.0K0.01%––
Dynamic Technology Lab Private Ltd21,527$168.0K0.02%––
International Assets Investment Management, LLC19,620$153.0K0.01%––
State Street Corp18,000$140.0K0.00%––
Citigroup Inc17,248$135.0K0.00%––
Private Advisor Group, LLC17,135$134.0K0.00%––
C M Bidwell & Associates Ltd16,840$131.0K0.10%––
LMR Partners LLP15,766$123.0K0.00%––
Simplex Trading, LLC15,274$119.0K0.01%––
Pinz Capital Management, LP15,100$118.0K0.03%––
Lazard Asset Management LLC12,984$101.0K0.00%––
Truist Financial Corp12,000$94.0K0.00%––
UBS Group AG11,466$90.0K0.00%––
Kestra Private Wealth Services, LLC10,200$80.0K0.01%––
Hilltop Holdings Inc.10,100$79.0K0.01%––
Beddow Capital Management Inc10,000$78.0K0.05%––
Novare Capital Management LLC10,000$78.0K0.01%––
Mission Wealth Management, LP10,000$78.0K0.00%––
Ausdal Financial Partners, Inc.10,000$78.0K0.01%––
Tower Research Capital LLC (TRC)8,683$68.0K0.00%––
Advisor Group Holdings, Inc.7,635$59.0K0.00%––
Zurcher Kantonalbank (Zurich Cantonalbank)6,149$48.0K0.00%––
Captrust Financial Advisors4,800$37.0K0.00%––
Bank of Montreal1,088$9.00K0.00%––
Steward Partners Investment Advisory, LLC1,000$7.80K0.00%––
Penserra Capital Management LLC930$7.00K0.00%––
Total Clarity Wealth Management, Inc.750$6.00K0.00%––
US Bancorp624$5.00K0.00%––
Newbridge Financial Services Group, Inc.700$5.00K0.00%––
Proequities, Inc.500$4.00K0.00%––
Sowell Financial Services LLC530$4.00K0.00%––
IFP Advisors, Inc500$4.00K0.00%––
Wealthcare Advisory Partners LLC500$4.00K0.00%––
JPMorgan Chase & Co400$3.00K0.00%––
Panagora Asset Management Inc104$1.00K0.00%––
O'Shaughnessy Asset Management, LLC92$1.00K0.00%––
Daiwa Securities Group Inc.77$1.00K0.00%––
AllSquare Wealth Management LLC83$1.00K0.00%––
Bedel Financial Consulting, Inc.100$1.00K0.00%––
TCI Wealth Advisors, Inc.20$00.00%––