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Surface Oncology, Inc.

SURFDelisted Sep 8, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001718108

Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.

13F holders, Q1 2021

Institutional positions in Surface Oncology, Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
91
No complete 13F data for Q4 2020
Shares held
18.9M
No complete 13F data for Q4 2020
Total value
$147.5M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 91 institutions
Q1 2021: 91 institutionsQ2 2021: 97 institutionsQ3 2021: 92 institutionsQ4 2021: 107 institutionsQ1 2022: 104 institutionsQ2 2022: 85 institutionsQ3 2022: 80 institutionsQ4 2022: 80 institutionsQ1 2023: 72 institutionsQ2 2023: 62 institutionsQ3 2023: 2 institutionsQ4 2023: 1 institutionQ1 2024: 1 institutionQ2 2024: 1 institutionQ3 2024: 1 institutionQ4 2024: 1 institutionQ1 2025: 1 institutionQ2 2025: 1 institutionQ3 2025: 1 institutionQ4 2025: 1 institutionQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ1 2021: $147.5M
Q1 2021: $147.5MQ2 2021: $168.5MQ3 2021: $182.2MQ4 2021: $118.0MQ1 2022: $93.8MQ2 2022: $48.6MQ3 2022: $32.8MQ4 2022: $23.4MQ1 2023: $18.8MQ2 2023: $16.9MQ3 2023: $21.3KQ4 2023: $21.0KQ1 2024: $21.0KQ2 2024: $21.0KQ3 2024: $21.0KQ4 2024: $21.0KQ1 2025: $21.0KQ2 2025: $21.0KQ3 2025: $21.0KQ4 2025: $21.0KQ1 2026: $0Q2 2026: $0
Institutions holding SURF and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20251$21.0K
Q3 20251$21.0K
Q2 20251$21.0K
Q1 20251$21.0K
Q4 20241$21.0K
Q3 20241$21.0K
Q2 20241$21.0K
Q1 20241$21.0K
Q4 20231$21.0K
Q3 20232$21.3K
Q2 202362$16.9M
Q1 202372$18.8M
Q4 202280$23.4M
Q3 202280$32.8M
Q2 202285$48.6M
Q1 2022104$93.8M
Q4 2021107$118.0M
Q3 202192$182.2M
Q2 202197$168.5M
Q1 202191$147.5M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Surface Oncology, Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SURF in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
TCI Wealth Advisors, Inc.20$00.00%––
Panagora Asset Management Inc104$1.00K0.00%––
O'Shaughnessy Asset Management, LLC92$1.00K0.00%––
Daiwa Securities Group Inc.77$1.00K0.00%––
AllSquare Wealth Management LLC83$1.00K0.00%––
Bedel Financial Consulting, Inc.100$1.00K0.00%––
JPMorgan Chase & Co400$3.00K0.00%––
Proequities, Inc.500$4.00K0.00%––
Sowell Financial Services LLC530$4.00K0.00%––
IFP Advisors, Inc500$4.00K0.00%––
Wealthcare Advisory Partners LLC500$4.00K0.00%––
US Bancorp624$5.00K0.00%––
Newbridge Financial Services Group, Inc.700$5.00K0.00%––
Total Clarity Wealth Management, Inc.750$6.00K0.00%––
Penserra Capital Management LLC930$7.00K0.00%––
Steward Partners Investment Advisory, LLC1,000$7.80K0.00%––
Bank of Montreal1,088$9.00K0.00%––
Captrust Financial Advisors4,800$37.0K0.00%––
Zurcher Kantonalbank (Zurich Cantonalbank)6,149$48.0K0.00%––
Advisor Group Holdings, Inc.7,635$59.0K0.00%––
Tower Research Capital LLC (TRC)8,683$68.0K0.00%––
Beddow Capital Management Inc10,000$78.0K0.05%––
Novare Capital Management LLC10,000$78.0K0.01%––
Mission Wealth Management, LP10,000$78.0K0.00%––
Ausdal Financial Partners, Inc.10,000$78.0K0.01%––
Hilltop Holdings Inc.10,100$79.0K0.01%––
Kestra Private Wealth Services, LLC10,200$80.0K0.01%––
UBS Group AG11,466$90.0K0.00%––
Truist Financial Corp12,000$94.0K0.00%––
Lazard Asset Management LLC12,984$101.0K0.00%––
Pinz Capital Management, LP15,100$118.0K0.03%––
Simplex Trading, LLC15,274$119.0K0.01%––
LMR Partners LLP15,766$123.0K0.00%––
C M Bidwell & Associates Ltd16,840$131.0K0.10%––
Private Advisor Group, LLC17,135$134.0K0.00%––
Citigroup Inc17,248$135.0K0.00%––
State Street Corp18,000$140.0K0.00%––
International Assets Investment Management, LLC19,620$153.0K0.01%––
Dynamic Technology Lab Private Ltd21,527$168.0K0.02%––
Cornerstone Investment Partners, LLC22,300$174.0K0.01%––
D. E. Shaw & Co., Inc.22,605$176.0K0.00%––
Bank of America Corp24,761$194.0K0.00%––
Assenagon Asset Management S.A.25,371$198.0K0.00%––
Man Group plc27,222$212.0K0.00%––
Spire Wealth Management27,900$220.0K0.01%––
Oppenheimer & Co Inc29,964$234.0K0.00%––
Vontobel Holding Ltd.30,014$234.0K0.00%––
Janney Montgomery Scott LLC31,308$244.0K0.00%––
Wells Fargo & Company31,842$249.0K0.00%––
Northern Trust Corp39,209$306.0K0.00%––
Summit Global Investments39,849$311.0K0.02%––
Qube Research & Technologies Ltd46,615$364.0K0.01%––
California Public Employees Retirement System48,200$376.0K0.00%––
Schonfeld Strategic Advisors LLC48,522$378.0K0.01%––
Money Concepts Capital Corp57,392$448.0K0.04%––
Royal Bank of Canada73,175$571.0K0.00%––
Two Sigma Investments, LP76,411$596.0K0.00%––
Bank of New York Mellon Corp77,029$601.0K0.00%––
Grantham, Mayo, Van Otterloo & Co. LLC79,588$621.0K0.00%––
Jane Street Group, LLC81,913$639.0K0.00%––
Barclays PLC92,648$723.0K0.00%––
Raymond James & Associates98,511$768.0K0.00%––
Artal Group S.A.100,000$780.0K0.02%––
Silverarc Capital Management, LLC100,000$780.0K0.44%––
Stifel Financial Corp102,023$796.0K0.00%––
ExodusPoint Capital Management, LP110,498$862.0K0.02%––
Knights of Columbus Asset Advisors LLC113,191$883.0K0.09%––
Point72 Asset Management, L.P.121,250$946.0K0.00%––
Millennium Management LLC137,047$1.07M0.00%––
Two Sigma Advisers, LP143,800$1.12M0.00%––
Cubist Systematic Strategies, LLC163,555$1.28M0.02%––
HRT Financial LP163,968$1.28M0.01%––
Geode Capital Management, LLC174,937$1.36M0.00%––
Morgan Stanley207,939$1.62M0.00%––
Deutsche Bank AG214,594$1.67M0.00%––
Parkman Healthcare Partners LLC252,244$1.97M0.47%––
Davide Leone & Partners Investment Co Ltd.268,960$2.10M0.28%––
Macquarie Group Ltd350,000$2.73M0.00%––
Verition Fund Management LLC365,575$2.85M0.05%––
Victory Capital Management Inc367,988$2.87M0.00%––
Susquehanna International Group, LLP408,510$3.19M0.00%––
Dimensional Fund Advisors LP501,514$3.91M0.00%––
Goldman Sachs Group Inc514,083$4.01M0.00%––
Acadian Asset Management LLC579,677$4.52M0.02%––
Citadel Advisors LLC945,849$7.38M0.01%––
BlackRock Inc.964,360$7.52M0.00%––
Farallon Capital Management, L.L.C.1,000,000$7.80M0.04%––
FMR LLC1,022,677$7.98M0.00%––
Vanguard Group Inc1,082,422$8.44M0.00%––
Atlas Venture Associates IX, LLC2,945,453$23.0M3.86%––
ARK Investment Management LLCSuperinvestorARK Invest4,069,255$31.7M0.06%––