Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +7 vs. Q1 2021
- Shares held
- 22.6M
- +3.74M (+19.8%) vs. Q1 2021
- Total value
- $168.5M
- +$21.5M (+14.6%) vs. Q1 2021
- New holders
- 33
- 29 more added
- Sold out
- 26
- 16 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 4,478,546 | $33.4M | 0.06% | +409,291+10.1% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $22.0M | 3.87% | 00.0% | Unchanged |
| BlackRock Inc. | 2,544,933 | $19.0M | 0.00% | +1,580,573+163.9% | Added |
| Citadel Advisors LLC | 1,801,088 | $13.4M | 0.01% | +855,239+90.4% | Added |
| Vanguard Group Inc | 1,195,432 | $8.92M | 0.00% | +113,010+10.4% | Added |
| FMR LLC | 1,022,677 | $7.63M | 0.00% | 00.0% | Unchanged |
| Farallon Capital Management, L.L.C. | 1,000,000 | $7.46M | 0.04% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 767,242 | $5.72M | 0.00% | +253,159+49.2% | Added |
| Morgan Stanley | 733,295 | $5.47M | 0.00% | +525,356+252.6% | Added |
| Dimensional Fund Advisors LP | 626,516 | $4.67M | 0.00% | +125,002+24.9% | Added |
| Geode Capital Management, LLC | 493,021 | $3.68M | 0.00% | +318,084+181.8% | Added |
| State Street Corp | 436,328 | $3.25M | 0.00% | +418,328+2,324.0% | Added |
| Macquarie Group Ltd | 350,000 | $2.61M | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 346,178 | $2.58M | 0.00% | −21,810−5.9% | Reduced |
| Northern Trust Corp | 286,701 | $2.14M | 0.00% | +247,492+631.2% | Added |
| Deutsche Bank AG | 234,347 | $1.75M | 0.00% | +19,753+9.2% | Added |
| Parkman Healthcare Partners LLC | 228,267 | $1.70M | 0.37% | −23,977−9.5% | Reduced |
| Woodline Partners LP | 196,629 | $1.47M | 0.03% | +196,629 | New |
| ACT Capital Management, LLC | 170,500 | $1.27M | 0.65% | +170,500 | New |
| Principal Financial Group Inc | 161,481 | $1.21M | 0.00% | +161,481 | New |
| Stifel Financial Corp | 159,997 | $1.19M | 0.00% | +57,974+56.8% | Added |
| Bank of New York Mellon Corp | 159,297 | $1.19M | 0.00% | +82,268+106.8% | Added |
| Gsa Capital Partners LLP | 115,147 | $859.0K | 0.10% | +115,147 | New |
| Knights of Columbus Asset Advisors LLC | 113,594 | $847.0K | 0.08% | +403+0.4% | Added |
| Royal Bank of Canada | 111,459 | $831.0K | 0.00% | +38,284+52.3% | Added |
| Susquehanna International Group, LLP | 108,525 | $810.0K | 0.00% | −299,985−73.4% | Reduced |
| STRS Ohio | 108,000 | $805.0K | 0.00% | +108,000 | New |
| Raymond James & Associates | 106,203 | $792.0K | 0.00% | +7,692+7.8% | Added |
| Prudential Financial Inc | 100,840 | $752.0K | 0.00% | +100,840 | New |
| Artal Group S.A. | 100,000 | $746.0K | 0.02% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 99,116 | $739.0K | 0.00% | +99,116 | New |
| Silverarc Capital Management, LLC | 94,539 | $705.0K | 0.37% | −5,461−5.5% | Reduced |
| Charles Schwab Investment Management Inc | 82,717 | $618.0K | 0.00% | +82,717 | New |
| Jane Street Group, LLC | 74,217 | $554.0K | 0.00% | −7,696−9.4% | Reduced |
| Cubist Systematic Strategies, LLC | 66,400 | $495.0K | 0.01% | −97,155−59.4% | Reduced |
| Barclays PLC | 59,506 | $444.0K | 0.00% | −33,142−35.8% | Reduced |
| Citigroup Inc | 47,112 | $351.0K | 0.00% | +29,864+173.1% | Added |
| California State Teachers Retirement System | 45,926 | $343.0K | 0.00% | +45,926 | New |
| Parallax Volatility Advisers, L.P. | 45,571 | $340.0K | 0.00% | +45,571 | New |
| Rhumbline Advisers | 44,438 | $332.0K | 0.00% | +44,438 | New |
| Oppenheimer & Co Inc | 34,834 | $260.0K | 0.00% | +4,870+16.3% | Added |
| C M Bidwell & Associates Ltd | 33,030 | $246.0K | 0.16% | +16,190+96.1% | Added |
| ExodusPoint Capital Management, LP | 32,544 | $243.0K | 0.00% | −77,954−70.5% | Reduced |
| Ipswich Investment Management Co., Inc. | 32,000 | $239.0K | 0.06% | +32,000 | New |
| Voya Investment Management LLC | 31,836 | $237.0K | 0.00% | +31,836 | New |
| Janney Montgomery Scott LLC | 31,308 | $234.0K | 0.00% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 30,014 | $224.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 29,393 | $219.0K | 0.02% | +7,866+36.5% | Added |
| New York State Common Retirement Fund | 28,500 | $213.0K | 0.00% | +28,500 | New |
| International Assets Investment Management, LLC | 27,400 | $204.0K | 0.04% | +7,780+39.7% | Added |
| Blueshift Asset Management, LLC | 22,395 | $167.0K | 0.01% | +22,395 | New |
| Cornerstone Investment Partners, LLC | 22,300 | $166.0K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 20,300 | $151.0K | 0.01% | +20,300 | New |
| American International Group, Inc. | 18,644 | $139.0K | 0.00% | +18,644 | New |
| AQR Capital Management LLC | 18,482 | $138.0K | 0.00% | +18,482 | New |
| Summit Global Investments | 17,649 | $132.0K | 0.01% | −22,200−55.7% | Reduced |
| Invesco Ltd. | 17,587 | $131.0K | 0.00% | +17,587 | New |
| Bank of America Corp | 17,305 | $129.0K | 0.00% | −7,456−30.1% | Reduced |
| Private Advisor Group, LLC | 17,135 | $128.0K | 0.00% | 00.0% | Unchanged |
| Hancock Whitney Corp | 16,449 | $123.0K | 0.00% | +16,449 | New |
| ProShare Advisors LLC | 16,436 | $123.0K | 0.00% | +16,436 | New |
| Advisor Group Holdings, Inc. | 15,835 | $118.0K | 0.00% | +8,200+107.4% | Added |
| JPMorgan Chase & Co | 15,200 | $113.0K | 0.00% | +14,800+3,700.0% | Added |
| UBS Group AG | 14,269 | $106.0K | 0.00% | +2,803+24.4% | Added |
| Arete Wealth Advisors, LLC | 15,735 | $103.0K | 0.01% | +15,735 | New |
| Alliancebernstein L.P. | 12,600 | $94.0K | 0.00% | +12,600 | New |
| Qube Research & Technologies Ltd | 10,864 | $81.0K | 0.00% | −35,751−76.7% | Reduced |
| Group One Trading, L.P. | 10,217 | $76.0K | 0.00% | +10,217 | New |
| Hilltop Holdings Inc. | 10,100 | $75.0K | 0.01% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 10,000 | $75.0K | 0.04% | 00.0% | Unchanged |
| Novare Capital Management LLC | 10,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $75.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| Platform Technology Partners | 10,000 | $75.0K | 0.03% | +10,000 | New |
| Nomura Holdings Inc | 10,000 | $74.0K | 0.00% | +10,000 | New |
| Simplex Trading, LLC | 8,302 | $61.0K | 0.00% | −6,972−45.6% | Reduced |
| Tower Research Capital LLC (TRC) | 7,624 | $57.0K | 0.00% | −1,059−12.2% | Reduced |
| Wells Fargo & Company | 6,827 | $51.0K | 0.00% | −25,015−78.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,415 | $48.0K | 0.00% | +266+4.3% | Added |
| Legal & General Group Plc | 5,409 | $41.0K | 0.00% | +5,409 | New |
| BNP Paribas Arbitrage, SA | 3,503 | $26.1K | 0.00% | +3,503 | New |
| Captrust Financial Advisors | 2,900 | $22.0K | 0.00% | −1,900−39.6% | Reduced |
| Ameritas Investment Partners, Inc. | 2,609 | $19.0K | 0.00% | +2,609 | New |
| Brown Brothers Harriman & Co | 2,000 | $15.0K | 0.00% | +2,000 | New |
| Advisory Services Network, LLC | 2,045 | $15.0K | 0.00% | +2,045 | New |
| Penserra Capital Management LLC | 990 | $7.00K | 0.00% | +60+6.5% | Added |
| Newbridge Financial Services Group, Inc. | 1,000 | $7.00K | 0.00% | +300+42.9% | Added |
| Proequities, Inc. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $3.00K | 0.00% | +500 | New |
| US Bancorp | 284 | $2.00K | 0.00% | −340−54.5% | Reduced |
| Panagora Asset Management Inc | 104 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 106 | $1.00K | 0.00% | +14+15.2% | Added |
| Daiwa Securities Group Inc. | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 120 | $1.00K | 0.00% | +100+500.0% | Added |
| Parallel Advisors, LLC | 137 | $1.00K | 0.00% | +137 | New |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −579,677−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −365,575−100.0% | Sold out |