Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Surface Oncology, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −3 vs. Q4 2021
- Shares held
- 31.9M
- +7.24M (+29.3%) vs. Q4 2021
- Total value
- $93.8M
- −$24.2M (−20.5%) vs. Q4 2021
- New holders
- 20
- 32 more added
- Sold out
- 23
- 32 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 5,343,116 | $15.7M | 0.07% | +16,989+0.3% | Added |
| EcoR1 Capital, LLC | 4,653,000 | $13.7M | 0.43% | +4,653,000 | New |
| Atlas Venture Associates IX, LLC | 2,945,453 | $8.66M | 7.96% | 00.0% | Unchanged |
| BlackRock Inc. | 2,548,105 | $7.49M | 0.00% | −14,580−0.6% | Reduced |
| Octagon Capital Advisors LP | 2,300,000 | $6.76M | 1.46% | +2,300,000 | New |
| Vanguard Group Inc | 1,521,003 | $4.47M | 0.00% | +61,098+4.2% | Added |
| Citadel Advisors LLC | 1,405,216 | $4.13M | 0.00% | −36,820−2.6% | Reduced |
| Goldman Sachs Group Inc | 854,599 | $2.51M | 0.00% | +140,980+19.8% | Added |
| Morgan Stanley | 798,154 | $2.35M | 0.00% | −19,836−2.4% | Reduced |
| FMR LLC | 797,421 | $2.34M | 0.00% | +93,264+13.2% | Added |
| Dimensional Fund Advisors LP | 742,962 | $2.18M | 0.00% | +337,985+83.5% | Added |
| DAFNA Capital Management LLC | 680,000 | $2.00M | 0.52% | +365,000+115.9% | Added |
| Geode Capital Management, LLC | 601,779 | $1.77M | 0.00% | −81,074−11.9% | Reduced |
| Renaissance Technologies LLC | 598,628 | $1.76M | 0.00% | +598,628 | New |
| State Street Corp | 585,400 | $1.72M | 0.00% | +9,501+1.6% | Added |
| Prudential Financial Inc | 490,135 | $1.44M | 0.00% | +229,100+87.8% | Added |
| AQR Capital Management LLC | 449,910 | $1.32M | 0.00% | +139,102+44.8% | Added |
| Macquarie Group Ltd | 350,000 | $1.03M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 328,004 | $964.0K | 0.00% | +38,385+13.3% | Added |
| Northern Trust Corp | 297,099 | $873.0K | 0.00% | −14,040−4.5% | Reduced |
| Bank of New York Mellon Corp | 280,206 | $824.0K | 0.00% | +2,366+0.9% | Added |
| Knights of Columbus Asset Advisors LLC | 250,676 | $737.0K | 0.06% | +134,104+115.0% | Added |
| Acadian Asset Management LLC | 220,227 | $646.0K | 0.00% | +57,013+34.9% | Added |
| Parkman Healthcare Partners LLC | 209,148 | $615.0K | 0.18% | −49,754−19.2% | Reduced |
| Los Angeles Capital Management LLC | 199,825 | $587.0K | 0.00% | +101,895+104.0% | Added |
| Allspring Global Investments Holdings, LLC | 173,691 | $510.0K | 0.00% | +32,430+23.0% | Added |
| ACT Capital Management, LLC | 170,500 | $501.0K | 0.53% | 00.0% | Unchanged |
| SummerHaven Investment Management, LLC | 134,167 | $394.0K | 0.22% | +6,089+4.8% | Added |
| Wells Fargo & Company | 130,725 | $384.0K | 0.00% | −6,642−4.8% | Reduced |
| Royal Bank of Canada | 119,929 | $352.0K | 0.00% | +8,578+7.7% | Added |
| Nuveen Asset Management, LLC | 113,312 | $326.0K | 0.00% | +205+0.2% | Added |
| Barclays PLC | 105,119 | $310.0K | 0.00% | +43,484+70.6% | Added |
| Bridgeway Capital Management, LLC | 100,000 | $294.0K | 0.01% | +100,000 | New |
| Charles Schwab Investment Management Inc | 94,404 | $278.0K | 0.00% | +6,450+7.3% | Added |
| PDT Partners, LLC | 90,431 | $266.0K | 0.02% | −13,934−13.4% | Reduced |
| UBS Group AG | 80,436 | $236.0K | 0.00% | −3,355−4.0% | Reduced |
| Arete Wealth Advisors, LLC | 54,112 | $159.0K | 0.01% | −1,695−3.0% | Reduced |
| Princeton Global Asset Management LLC | 53,442 | $157.0K | 0.04% | +53,442 | New |
| C M Bidwell & Associates Ltd | 50,655 | $149.0K | 0.10% | +17,130+51.1% | Added |
| Alps Advisors Inc | 48,267 | $142.0K | 0.00% | −5,121−9.6% | Reduced |
| Money Concepts Capital Corp | 46,894 | $138.0K | 0.01% | +497+1.1% | Added |
| Assenagon Asset Management S.A. | 45,821 | $135.0K | 0.00% | +45,821 | New |
| Principal Financial Group Inc | 44,105 | $130.0K | 0.00% | −20,052−31.3% | Reduced |
| Credit Suisse AG | 42,718 | $126.0K | 0.00% | −2,196−4.9% | Reduced |
| Rhumbline Advisers | 41,388 | $122.0K | 0.00% | −4,055−8.9% | Reduced |
| International Assets Investment Management, LLC | 33,950 | $100.0K | 0.02% | +2,500+7.9% | Added |
| Susquehanna International Group, LLP | 33,365 | $98.0K | 0.00% | −53,945−61.8% | Reduced |
| Kingsbury Capital Investment Advisors LLC | 31,388 | $92.0K | 0.10% | +31,388 | New |
| Two Sigma Advisers, LP | 30,000 | $88.0K | 0.00% | +5,200+21.0% | Added |
| Gsa Capital Partners LLP | 27,568 | $81.0K | 0.01% | +27,568 | New |
| Virtu Financial LLC | 27,194 | $80.0K | 0.01% | +27,194 | New |
| Tower Research Capital LLC (TRC) | 24,791 | $72.0K | 0.00% | +22,745+1,111.7% | Added |
| Connective Portfolio Management, LLC | 25,000 | $71.0K | 0.16% | −35,000−58.3% | Reduced |
| Ameriprise Financial Inc | 22,700 | $67.0K | 0.00% | +4,500+24.7% | Added |
| Eagle Rock Investment Company, LLC | 22,000 | $65.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 22,082 | $65.0K | 0.00% | +4,611+26.4% | Added |
| Forefront Analytics, LLC | 19,713 | $62.0K | 0.02% | +19,713 | New |
| ExodusPoint Capital Management, LP | 19,344 | $57.0K | 0.00% | +9,077+88.4% | Added |
| Deutsche Bank AG | 18,852 | $55.0K | 0.00% | −2,278−10.8% | Reduced |
| State of Wyoming | 18,634 | $55.0K | 0.03% | +13,558+267.1% | Added |
| American International Group, Inc. | 17,548 | $52.0K | 0.00% | −1,236−6.6% | Reduced |
| Parametric Portfolio Associates LLC | 17,715 | $52.0K | 0.00% | +7,605+75.2% | Added |
| Corton Capital Inc. | 17,586 | $52.0K | 0.02% | +17,586 | New |
| Bank of America Corp | 17,361 | $51.0K | 0.00% | −81,636−82.5% | Reduced |
| Private Advisor Group, LLC | 17,325 | $51.0K | 0.00% | +80+0.5% | Added |
| Ipswich Investment Management Co., Inc. | 16,050 | $47.0K | 0.01% | −3,000−15.7% | Reduced |
| California State Teachers Retirement System | 15,019 | $44.0K | 0.00% | −3,803−20.2% | Reduced |
| New York State Common Retirement Fund | 14,690 | $43.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 13,780 | $41.0K | 0.02% | −4,591−25.0% | Reduced |
| Alliancebernstein L.P. | 12,600 | $37.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 12,158 | $36.0K | 0.00% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 12,075 | $36.0K | 0.03% | +12,075 | New |
| Cubist Systematic Strategies, LLC | 11,148 | $33.0K | 0.00% | −50,333−81.9% | Reduced |
| ProShare Advisors LLC | 11,399 | $33.0K | 0.00% | −2,817−19.8% | Reduced |
| Formidable Asset Management, LLC | 11,150 | $33.0K | 0.01% | +11,150 | New |
| Oppenheimer & Co Inc | 11,049 | $32.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 10,736 | $31.0K | 0.00% | +129+1.2% | Added |
| Manufacturers Life Insurance Company, The | 10,416 | $30.6K | 0.00% | −6,897−39.8% | Reduced |
| SG Americas Securities, LLC | 10,043 | $30.0K | 0.00% | −5,030−33.4% | Reduced |
| LPL Financial LLC | 10,100 | $30.0K | 0.00% | +10,100 | New |
| Beddow Capital Management Inc | 10,000 | $29.0K | 0.02% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 9,240 | $27.0K | 0.00% | +9,240 | New |
| Legal & General Group Plc | 5,409 | $16.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 4,256 | $13.0K | 0.00% | +4,256 | New |
| Amalgamated Financial Corp. | 4,256 | $13.0K | 0.00% | +4,256 | New |
| BNP Paribas Arbitrage, SA | 3,119 | $9.17K | 0.00% | −7,128−69.6% | Reduced |
| Ameritas Investment Partners, Inc. | 2,609 | $8.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,520 | $7.00K | 0.00% | −8,033−76.1% | Reduced |
| Simplex Trading, LLC | 2,477 | $7.00K | 0.00% | −1,512−37.9% | Reduced |
| Point72 Hong Kong Ltd | 2,508 | $7.00K | 0.00% | +2,508 | New |
| Captrust Financial Advisors | 1,900 | $6.00K | 0.00% | −1,000−34.5% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,200 | $3.00K | 0.00% | −743−38.2% | Reduced |
| TCI Wealth Advisors, Inc. | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $1.00K | 0.00% | +405 | New |
| Toronto Dominion Bank | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |