Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Surface Oncology, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −3 vs. Q4 2021
- Shares held
- 31.9M
- +7.24M (+29.3%) vs. Q4 2021
- Total value
- $93.8M
- −$24.2M (−20.5%) vs. Q4 2021
- New holders
- 20
- 32 more added
- Sold out
- 23
- 32 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 4 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 320 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $1.00K | 0.00% | +405 | New |
| Cutler Group LP | 1,200 | $3.00K | 0.00% | −743−38.2% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,900 | $6.00K | 0.00% | −1,000−34.5% | Reduced |
| Citigroup Inc | 2,520 | $7.00K | 0.00% | −8,033−76.1% | Reduced |
| Simplex Trading, LLC | 2,477 | $7.00K | 0.00% | −1,512−37.9% | Reduced |
| Point72 Hong Kong Ltd | 2,508 | $7.00K | 0.00% | +2,508 | New |
| Ameritas Investment Partners, Inc. | 2,609 | $8.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,119 | $9.17K | 0.00% | −7,128−69.6% | Reduced |
| Amalgamated Bank | 4,256 | $13.0K | 0.00% | +4,256 | New |
| Amalgamated Financial Corp. | 4,256 | $13.0K | 0.00% | +4,256 | New |
| Legal & General Group Plc | 5,409 | $16.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 9,240 | $27.0K | 0.00% | +9,240 | New |
| Beddow Capital Management Inc | 10,000 | $29.0K | 0.02% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 10,043 | $30.0K | 0.00% | −5,030−33.4% | Reduced |
| LPL Financial LLC | 10,100 | $30.0K | 0.00% | +10,100 | New |
| Manufacturers Life Insurance Company, The | 10,416 | $30.6K | 0.00% | −6,897−39.8% | Reduced |
| Invesco Ltd. | 10,736 | $31.0K | 0.00% | +129+1.2% | Added |
| Oppenheimer & Co Inc | 11,049 | $32.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $32.0K | 0.02% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 11,148 | $33.0K | 0.00% | −50,333−81.9% | Reduced |
| ProShare Advisors LLC | 11,399 | $33.0K | 0.00% | −2,817−19.8% | Reduced |
| Formidable Asset Management, LLC | 11,150 | $33.0K | 0.01% | +11,150 | New |
| Voya Investment Management LLC | 12,158 | $36.0K | 0.00% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 12,075 | $36.0K | 0.03% | +12,075 | New |
| Alliancebernstein L.P. | 12,600 | $37.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 13,780 | $41.0K | 0.02% | −4,591−25.0% | Reduced |
| New York State Common Retirement Fund | 14,690 | $43.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 15,019 | $44.0K | 0.00% | −3,803−20.2% | Reduced |
| Ipswich Investment Management Co., Inc. | 16,050 | $47.0K | 0.01% | −3,000−15.7% | Reduced |
| Bank of America Corp | 17,361 | $51.0K | 0.00% | −81,636−82.5% | Reduced |
| Private Advisor Group, LLC | 17,325 | $51.0K | 0.00% | +80+0.5% | Added |
| American International Group, Inc. | 17,548 | $52.0K | 0.00% | −1,236−6.6% | Reduced |
| Parametric Portfolio Associates LLC | 17,715 | $52.0K | 0.00% | +7,605+75.2% | Added |
| Corton Capital Inc. | 17,586 | $52.0K | 0.02% | +17,586 | New |
| Deutsche Bank AG | 18,852 | $55.0K | 0.00% | −2,278−10.8% | Reduced |
| State of Wyoming | 18,634 | $55.0K | 0.03% | +13,558+267.1% | Added |
| ExodusPoint Capital Management, LP | 19,344 | $57.0K | 0.00% | +9,077+88.4% | Added |
| Forefront Analytics, LLC | 19,713 | $62.0K | 0.02% | +19,713 | New |
| Eagle Rock Investment Company, LLC | 22,000 | $65.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 22,082 | $65.0K | 0.00% | +4,611+26.4% | Added |
| Ameriprise Financial Inc | 22,700 | $67.0K | 0.00% | +4,500+24.7% | Added |
| Connective Portfolio Management, LLC | 25,000 | $71.0K | 0.16% | −35,000−58.3% | Reduced |
| Tower Research Capital LLC (TRC) | 24,791 | $72.0K | 0.00% | +22,745+1,111.7% | Added |
| Virtu Financial LLC | 27,194 | $80.0K | 0.01% | +27,194 | New |
| Gsa Capital Partners LLP | 27,568 | $81.0K | 0.01% | +27,568 | New |
| Two Sigma Advisers, LP | 30,000 | $88.0K | 0.00% | +5,200+21.0% | Added |
| Kingsbury Capital Investment Advisors LLC | 31,388 | $92.0K | 0.10% | +31,388 | New |
| Susquehanna International Group, LLP | 33,365 | $98.0K | 0.00% | −53,945−61.8% | Reduced |
| International Assets Investment Management, LLC | 33,950 | $100.0K | 0.02% | +2,500+7.9% | Added |
| Rhumbline Advisers | 41,388 | $122.0K | 0.00% | −4,055−8.9% | Reduced |
| Credit Suisse AG | 42,718 | $126.0K | 0.00% | −2,196−4.9% | Reduced |
| Principal Financial Group Inc | 44,105 | $130.0K | 0.00% | −20,052−31.3% | Reduced |
| Assenagon Asset Management S.A. | 45,821 | $135.0K | 0.00% | +45,821 | New |
| Money Concepts Capital Corp | 46,894 | $138.0K | 0.01% | +497+1.1% | Added |
| Alps Advisors Inc | 48,267 | $142.0K | 0.00% | −5,121−9.6% | Reduced |
| C M Bidwell & Associates Ltd | 50,655 | $149.0K | 0.10% | +17,130+51.1% | Added |
| Princeton Global Asset Management LLC | 53,442 | $157.0K | 0.04% | +53,442 | New |
| Arete Wealth Advisors, LLC | 54,112 | $159.0K | 0.01% | −1,695−3.0% | Reduced |
| UBS Group AG | 80,436 | $236.0K | 0.00% | −3,355−4.0% | Reduced |
| PDT Partners, LLC | 90,431 | $266.0K | 0.02% | −13,934−13.4% | Reduced |
| Charles Schwab Investment Management Inc | 94,404 | $278.0K | 0.00% | +6,450+7.3% | Added |
| Bridgeway Capital Management, LLC | 100,000 | $294.0K | 0.01% | +100,000 | New |
| Barclays PLC | 105,119 | $310.0K | 0.00% | +43,484+70.6% | Added |
| Nuveen Asset Management, LLC | 113,312 | $326.0K | 0.00% | +205+0.2% | Added |
| Royal Bank of Canada | 119,929 | $352.0K | 0.00% | +8,578+7.7% | Added |
| Wells Fargo & Company | 130,725 | $384.0K | 0.00% | −6,642−4.8% | Reduced |
| SummerHaven Investment Management, LLC | 134,167 | $394.0K | 0.22% | +6,089+4.8% | Added |
| ACT Capital Management, LLC | 170,500 | $501.0K | 0.53% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 173,691 | $510.0K | 0.00% | +32,430+23.0% | Added |
| Los Angeles Capital Management LLC | 199,825 | $587.0K | 0.00% | +101,895+104.0% | Added |
| Parkman Healthcare Partners LLC | 209,148 | $615.0K | 0.18% | −49,754−19.2% | Reduced |
| Acadian Asset Management LLC | 220,227 | $646.0K | 0.00% | +57,013+34.9% | Added |
| Knights of Columbus Asset Advisors LLC | 250,676 | $737.0K | 0.06% | +134,104+115.0% | Added |
| Bank of New York Mellon Corp | 280,206 | $824.0K | 0.00% | +2,366+0.9% | Added |
| Northern Trust Corp | 297,099 | $873.0K | 0.00% | −14,040−4.5% | Reduced |
| Stifel Financial Corp | 328,004 | $964.0K | 0.00% | +38,385+13.3% | Added |
| Macquarie Group Ltd | 350,000 | $1.03M | 0.00% | 00.0% | Unchanged |
| AQR Capital Management LLC | 449,910 | $1.32M | 0.00% | +139,102+44.8% | Added |
| Prudential Financial Inc | 490,135 | $1.44M | 0.00% | +229,100+87.8% | Added |
| State Street Corp | 585,400 | $1.72M | 0.00% | +9,501+1.6% | Added |
| Renaissance Technologies LLC | 598,628 | $1.76M | 0.00% | +598,628 | New |
| Geode Capital Management, LLC | 601,779 | $1.77M | 0.00% | −81,074−11.9% | Reduced |
| DAFNA Capital Management LLC | 680,000 | $2.00M | 0.52% | +365,000+115.9% | Added |
| Dimensional Fund Advisors LP | 742,962 | $2.18M | 0.00% | +337,985+83.5% | Added |
| FMR LLC | 797,421 | $2.34M | 0.00% | +93,264+13.2% | Added |
| Morgan Stanley | 798,154 | $2.35M | 0.00% | −19,836−2.4% | Reduced |
| Goldman Sachs Group Inc | 854,599 | $2.51M | 0.00% | +140,980+19.8% | Added |
| Citadel Advisors LLC | 1,405,216 | $4.13M | 0.00% | −36,820−2.6% | Reduced |
| Vanguard Group Inc | 1,521,003 | $4.47M | 0.00% | +61,098+4.2% | Added |
| Octagon Capital Advisors LP | 2,300,000 | $6.76M | 1.46% | +2,300,000 | New |
| BlackRock Inc. | 2,548,105 | $7.49M | 0.00% | −14,580−0.6% | Reduced |
| Atlas Venture Associates IX, LLC | 2,945,453 | $8.66M | 7.96% | 00.0% | Unchanged |