Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Surface Oncology, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +16 vs. Q3 2021
- Shares held
- 24.7M
- +644.4K (+2.7%) vs. Q3 2021
- Total value
- $118.0M
- −$63.9M (−35.1%) vs. Q3 2021
- New holders
- 25
- 32 more added
- Sold out
- 9
- 31 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ARK Investment Management LLCSuperinvestorARK Invest | 5,326,127 | $25.5M | 0.08% | +707,773+15.3% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $14.1M | 6.15% | 00.0% | Unchanged |
| BlackRock Inc. | 2,562,685 | $12.3M | 0.00% | +137,742+5.7% | Added |
| Vanguard Group Inc | 1,459,905 | $6.98M | 0.00% | +250,684+20.7% | Added |
| Citadel Advisors LLC | 1,442,036 | $6.89M | 0.01% | −15,607−1.1% | Reduced |
| Morgan Stanley | 817,990 | $3.91M | 0.00% | +121,147+17.4% | Added |
| Goldman Sachs Group Inc | 713,619 | $3.41M | 0.00% | −486,270−40.5% | Reduced |
| FMR LLC | 704,157 | $3.37M | 0.00% | −318,520−31.1% | Reduced |
| Geode Capital Management, LLC | 682,853 | $3.26M | 0.00% | +73,596+12.1% | Added |
| State Street Corp | 575,899 | $2.75M | 0.00% | +72,666+14.4% | Added |
| Farallon Capital Management, L.L.C. | 520,021 | $2.49M | 0.01% | −479,979−48.0% | Reduced |
| OrbiMed Advisors LLC | 467,945 | $2.24M | 0.03% | −441,721−48.6% | Reduced |
| Dimensional Fund Advisors LP | 404,977 | $1.94M | 0.00% | +139,310+52.4% | Added |
| Macquarie Group Ltd | 350,000 | $1.67M | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 328,228 | $1.57M | 0.00% | −14,880−4.3% | Reduced |
| DAFNA Capital Management LLC | 315,000 | $1.51M | 0.38% | +315,000 | New |
| Northern Trust Corp | 311,139 | $1.49M | 0.00% | +18,370+6.3% | Added |
| AQR Capital Management LLC | 310,808 | $1.49M | 0.00% | +170,603+121.7% | Added |
| Stifel Financial Corp | 289,619 | $1.38M | 0.00% | +42,392+17.1% | Added |
| Bank of New York Mellon Corp | 277,840 | $1.33M | 0.00% | +51,300+22.6% | Added |
| Prudential Financial Inc | 261,035 | $1.25M | 0.00% | +36,785+16.4% | Added |
| Parkman Healthcare Partners LLC | 258,902 | $1.24M | 0.28% | +10,635+4.3% | Added |
| Goldstream Capital Management Ltd | 241,285 | $1.15M | 0.28% | +241,285 | New |
| ACT Capital Management, LLC | 170,500 | $815.0K | 0.59% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 163,214 | $778.0K | 0.00% | +163,214 | New |
| Allspring Global Investments Holdings, LLC | 141,261 | $675.0K | 0.00% | +141,261 | New |
| Wells Fargo & Company | 137,367 | $656.0K | 0.00% | −215,695−61.1% | Reduced |
| STRS Ohio | 133,500 | $638.0K | 0.00% | +11,900+9.8% | Added |
| SummerHaven Investment Management, LLC | 128,078 | $612.0K | 0.33% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 113,107 | $577.0K | 0.00% | −8,992−7.4% | Reduced |
| Knights of Columbus Asset Advisors LLC | 116,572 | $557.0K | 0.05% | +1,978+1.7% | Added |
| Royal Bank of Canada | 111,351 | $533.0K | 0.00% | +2,732+2.5% | Added |
| PDT Partners, LLC | 104,365 | $499.0K | 0.04% | +104,365 | New |
| Artal Group S.A. | 100,000 | $478.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 98,997 | $474.0K | 0.00% | +71,297+257.4% | Added |
| Los Angeles Capital Management LLC | 97,930 | $468.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 87,954 | $421.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 87,310 | $417.0K | 0.00% | +53,330+156.9% | Added |
| UBS Group AG | 83,791 | $400.0K | 0.00% | +66,176+375.7% | Added |
| Principal Financial Group Inc | 64,157 | $307.0K | 0.00% | −94,885−59.7% | Reduced |
| Barclays PLC | 61,635 | $295.0K | 0.00% | +36,797+148.1% | Added |
| Cubist Systematic Strategies, LLC | 61,481 | $294.0K | 0.00% | +61,481 | New |
| Connective Portfolio Management, LLC | 60,000 | $292.0K | 0.51% | +60,000 | New |
| Arete Wealth Advisors, LLC | 55,807 | $283.0K | 0.02% | +55,807 | New |
| Alps Advisors Inc | 53,388 | $255.0K | 0.00% | +53,388 | New |
| Money Concepts Capital Corp | 46,397 | $222.0K | 0.02% | +46,397 | New |
| Rhumbline Advisers | 45,443 | $217.0K | 0.00% | −845−1.8% | Reduced |
| Credit Suisse AG | 44,914 | $214.0K | 0.00% | +44,914 | New |
| Engineers Gate Manager LP | 38,300 | $183.0K | 0.01% | +38,300 | New |
| C M Bidwell & Associates Ltd | 33,525 | $160.0K | 0.10% | +495+1.5% | Added |
| Dynamic Technology Lab Private Ltd | 32,603 | $156.0K | 0.02% | +32,603 | New |
| International Assets Investment Management, LLC | 31,450 | $150.0K | 0.03% | +650+2.1% | Added |
| Trexquant Investment LP | 29,459 | $141.0K | 0.01% | +29,459 | New |
| Schonfeld Strategic Advisors LLC | 28,800 | $138.0K | 0.00% | +14,100+95.9% | Added |
| Qube Research & Technologies Ltd | 25,371 | $121.0K | 0.00% | +25,371 | New |
| Two Sigma Advisers, LP | 24,800 | $119.0K | 0.00% | +24,800 | New |
| Millennium Management LLC | 22,192 | $106.0K | 0.00% | −52,412−70.3% | Reduced |
| Eagle Rock Investment Company, LLC | 22,000 | $105.0K | 0.02% | +22,000 | New |
| Deutsche Bank AG | 21,130 | $101.0K | 0.00% | −213,506−91.0% | Reduced |
| Ipswich Investment Management Co., Inc. | 19,050 | $91.0K | 0.02% | −1,500−7.3% | Reduced |
| American International Group, Inc. | 18,784 | $90.0K | 0.00% | −276−1.4% | Reduced |
| California State Teachers Retirement System | 18,822 | $90.0K | 0.00% | +788+4.4% | Added |
| Raymond James & Associates | 18,393 | $88.0K | 0.00% | −56,505−75.4% | Reduced |
| XTX Topco Ltd | 18,371 | $88.0K | 0.05% | +18,371 | New |
| Ameriprise Financial Inc | 18,200 | $87.0K | 0.00% | +18,200 | New |
| JPMorgan Chase & Co | 17,471 | $84.0K | 0.00% | +598+3.5% | Added |
| Manufacturers Life Insurance Company, The | 17,313 | $83.0K | 0.00% | −4,391−20.2% | Reduced |
| Private Advisor Group, LLC | 17,245 | $82.0K | 0.00% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 15,000 | $72.0K | 0.00% | −15,014−50.0% | Reduced |
| SG Americas Securities, LLC | 15,073 | $72.0K | 0.00% | −13,963−48.1% | Reduced |
| New York State Common Retirement Fund | 14,690 | $70.0K | 0.00% | −63−0.4% | Reduced |
| ProShare Advisors LLC | 14,216 | $68.0K | 0.00% | +45+0.3% | Added |
| Jane Street Group, LLC | 14,085 | $67.0K | 0.00% | −21,604−60.5% | Reduced |
| Alliancebernstein L.P. | 12,600 | $60.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 12,366 | $59.0K | 0.00% | −5,030−28.9% | Reduced |
| Voya Investment Management LLC | 12,158 | $58.0K | 0.00% | −20,269−62.5% | Reduced |
| Lazard Asset Management LLC | 12,312 | $58.0K | 0.00% | +1,490+13.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 11,966 | $57.0K | 0.00% | −31,334−72.4% | Reduced |
| Oppenheimer & Co Inc | 11,049 | $53.0K | 0.00% | −21,348−65.9% | Reduced |
| Platform Technology Partners | 11,000 | $53.0K | 0.02% | +1,000+10.0% | Added |
| Spire Wealth Management | 11,000 | $53.0K | 0.00% | +11,000 | New |
| Invesco Ltd. | 10,607 | $51.0K | 0.00% | −10,970−50.8% | Reduced |
| Citigroup Inc | 10,553 | $50.0K | 0.00% | +4,071+62.8% | Added |
| ExodusPoint Capital Management, LP | 10,267 | $49.0K | 0.00% | −3,677−26.4% | Reduced |
| BNP Paribas Arbitrage, SA | 10,247 | $49.0K | 0.00% | +2,029+24.7% | Added |
| Parametric Portfolio Associates LLC | 10,110 | $48.0K | 0.00% | −2,508−19.9% | Reduced |
| Beddow Capital Management Inc | 10,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,860 | $28.0K | 0.00% | −605−9.4% | Reduced |
| Legal & General Group Plc | 5,409 | $26.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 5,076 | $24.0K | 0.01% | +5,076 | New |
| Simplex Trading, LLC | 3,989 | $19.0K | 0.00% | −4,113−50.8% | Reduced |
| Captrust Financial Advisors | 2,900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,609 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,046 | $10.0K | 0.00% | +914+80.7% | Added |
| Cutler Group LP | 1,943 | $9.00K | 0.00% | +1,943 | New |
| Antonetti Capital Management LLC | 1,200 | $6.00K | 0.00% | −300−20.0% | Reduced |
| Total Clarity Wealth Management, Inc. | 750 | $4.00K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $2.00K | 0.00% | −100−16.7% | Reduced |