Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Surface Oncology, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 107
- +16 vs. Q3 2021
- Shares held
- 24.7M
- +644.4K (+2.7%) vs. Q3 2021
- Total value
- $118.0M
- −$63.9M (−35.1%) vs. Q3 2021
- New holders
- 25
- 32 more added
- Sold out
- 9
- 31 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 4 | $0 | 0.00% | +4 | New |
| Proequities, Inc. | 500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $2.00K | 0.00% | −100−16.7% | Reduced |
| TCI Wealth Advisors, Inc. | 320 | $2.00K | 0.00% | +100+45.5% | Added |
| Total Clarity Wealth Management, Inc. | 750 | $4.00K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,200 | $6.00K | 0.00% | −300−20.0% | Reduced |
| Cutler Group LP | 1,943 | $9.00K | 0.00% | +1,943 | New |
| Tower Research Capital LLC (TRC) | 2,046 | $10.0K | 0.00% | +914+80.7% | Added |
| Ameritas Investment Partners, Inc. | 2,609 | $12.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,900 | $14.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 3,989 | $19.0K | 0.00% | −4,113−50.8% | Reduced |
| State of Wyoming | 5,076 | $24.0K | 0.01% | +5,076 | New |
| Legal & General Group Plc | 5,409 | $26.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,860 | $28.0K | 0.00% | −605−9.4% | Reduced |
| Parametric Portfolio Associates LLC | 10,110 | $48.0K | 0.00% | −2,508−19.9% | Reduced |
| Beddow Capital Management Inc | 10,000 | $48.0K | 0.03% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $48.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 10,247 | $49.0K | 0.00% | +2,029+24.7% | Added |
| ExodusPoint Capital Management, LP | 10,267 | $49.0K | 0.00% | −3,677−26.4% | Reduced |
| Citigroup Inc | 10,553 | $50.0K | 0.00% | +4,071+62.8% | Added |
| Invesco Ltd. | 10,607 | $51.0K | 0.00% | −10,970−50.8% | Reduced |
| Oppenheimer & Co Inc | 11,049 | $53.0K | 0.00% | −21,348−65.9% | Reduced |
| Platform Technology Partners | 11,000 | $53.0K | 0.02% | +1,000+10.0% | Added |
| Spire Wealth Management | 11,000 | $53.0K | 0.00% | +11,000 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 11,966 | $57.0K | 0.00% | −31,334−72.4% | Reduced |
| Voya Investment Management LLC | 12,158 | $58.0K | 0.00% | −20,269−62.5% | Reduced |
| Lazard Asset Management LLC | 12,312 | $58.0K | 0.00% | +1,490+13.8% | Added |
| Advisor Group Holdings, Inc. | 12,366 | $59.0K | 0.00% | −5,030−28.9% | Reduced |
| Alliancebernstein L.P. | 12,600 | $60.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,085 | $67.0K | 0.00% | −21,604−60.5% | Reduced |
| ProShare Advisors LLC | 14,216 | $68.0K | 0.00% | +45+0.3% | Added |
| New York State Common Retirement Fund | 14,690 | $70.0K | 0.00% | −63−0.4% | Reduced |
| Vontobel Holding Ltd. | 15,000 | $72.0K | 0.00% | −15,014−50.0% | Reduced |
| SG Americas Securities, LLC | 15,073 | $72.0K | 0.00% | −13,963−48.1% | Reduced |
| Private Advisor Group, LLC | 17,245 | $82.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 17,313 | $83.0K | 0.00% | −4,391−20.2% | Reduced |
| JPMorgan Chase & Co | 17,471 | $84.0K | 0.00% | +598+3.5% | Added |
| Ameriprise Financial Inc | 18,200 | $87.0K | 0.00% | +18,200 | New |
| Raymond James & Associates | 18,393 | $88.0K | 0.00% | −56,505−75.4% | Reduced |
| XTX Topco Ltd | 18,371 | $88.0K | 0.05% | +18,371 | New |
| American International Group, Inc. | 18,784 | $90.0K | 0.00% | −276−1.4% | Reduced |
| California State Teachers Retirement System | 18,822 | $90.0K | 0.00% | +788+4.4% | Added |
| Ipswich Investment Management Co., Inc. | 19,050 | $91.0K | 0.02% | −1,500−7.3% | Reduced |
| Deutsche Bank AG | 21,130 | $101.0K | 0.00% | −213,506−91.0% | Reduced |
| Eagle Rock Investment Company, LLC | 22,000 | $105.0K | 0.02% | +22,000 | New |
| Millennium Management LLC | 22,192 | $106.0K | 0.00% | −52,412−70.3% | Reduced |
| Two Sigma Advisers, LP | 24,800 | $119.0K | 0.00% | +24,800 | New |
| Qube Research & Technologies Ltd | 25,371 | $121.0K | 0.00% | +25,371 | New |
| Schonfeld Strategic Advisors LLC | 28,800 | $138.0K | 0.00% | +14,100+95.9% | Added |
| Trexquant Investment LP | 29,459 | $141.0K | 0.01% | +29,459 | New |
| International Assets Investment Management, LLC | 31,450 | $150.0K | 0.03% | +650+2.1% | Added |
| Dynamic Technology Lab Private Ltd | 32,603 | $156.0K | 0.02% | +32,603 | New |
| C M Bidwell & Associates Ltd | 33,525 | $160.0K | 0.10% | +495+1.5% | Added |
| Engineers Gate Manager LP | 38,300 | $183.0K | 0.01% | +38,300 | New |
| Credit Suisse AG | 44,914 | $214.0K | 0.00% | +44,914 | New |
| Rhumbline Advisers | 45,443 | $217.0K | 0.00% | −845−1.8% | Reduced |
| Money Concepts Capital Corp | 46,397 | $222.0K | 0.02% | +46,397 | New |
| Alps Advisors Inc | 53,388 | $255.0K | 0.00% | +53,388 | New |
| Arete Wealth Advisors, LLC | 55,807 | $283.0K | 0.02% | +55,807 | New |
| Connective Portfolio Management, LLC | 60,000 | $292.0K | 0.51% | +60,000 | New |
| Cubist Systematic Strategies, LLC | 61,481 | $294.0K | 0.00% | +61,481 | New |
| Barclays PLC | 61,635 | $295.0K | 0.00% | +36,797+148.1% | Added |
| Principal Financial Group Inc | 64,157 | $307.0K | 0.00% | −94,885−59.7% | Reduced |
| UBS Group AG | 83,791 | $400.0K | 0.00% | +66,176+375.7% | Added |
| Susquehanna International Group, LLP | 87,310 | $417.0K | 0.00% | +53,330+156.9% | Added |
| Charles Schwab Investment Management Inc | 87,954 | $421.0K | 0.00% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 97,930 | $468.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 98,997 | $474.0K | 0.00% | +71,297+257.4% | Added |
| Artal Group S.A. | 100,000 | $478.0K | 0.01% | 00.0% | Unchanged |
| PDT Partners, LLC | 104,365 | $499.0K | 0.04% | +104,365 | New |
| Royal Bank of Canada | 111,351 | $533.0K | 0.00% | +2,732+2.5% | Added |
| Knights of Columbus Asset Advisors LLC | 116,572 | $557.0K | 0.05% | +1,978+1.7% | Added |
| Nuveen Asset Management, LLC | 113,107 | $577.0K | 0.00% | −8,992−7.4% | Reduced |
| SummerHaven Investment Management, LLC | 128,078 | $612.0K | 0.33% | 00.0% | Unchanged |
| STRS Ohio | 133,500 | $638.0K | 0.00% | +11,900+9.8% | Added |
| Wells Fargo & Company | 137,367 | $656.0K | 0.00% | −215,695−61.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 141,261 | $675.0K | 0.00% | +141,261 | New |
| Acadian Asset Management LLC | 163,214 | $778.0K | 0.00% | +163,214 | New |
| ACT Capital Management, LLC | 170,500 | $815.0K | 0.59% | 00.0% | Unchanged |
| Goldstream Capital Management Ltd | 241,285 | $1.15M | 0.28% | +241,285 | New |
| Parkman Healthcare Partners LLC | 258,902 | $1.24M | 0.28% | +10,635+4.3% | Added |
| Prudential Financial Inc | 261,035 | $1.25M | 0.00% | +36,785+16.4% | Added |
| Bank of New York Mellon Corp | 277,840 | $1.33M | 0.00% | +51,300+22.6% | Added |
| Stifel Financial Corp | 289,619 | $1.38M | 0.00% | +42,392+17.1% | Added |
| AQR Capital Management LLC | 310,808 | $1.49M | 0.00% | +170,603+121.7% | Added |
| Northern Trust Corp | 311,139 | $1.49M | 0.00% | +18,370+6.3% | Added |
| DAFNA Capital Management LLC | 315,000 | $1.51M | 0.38% | +315,000 | New |
| Victory Capital Management Inc | 328,228 | $1.57M | 0.00% | −14,880−4.3% | Reduced |
| Macquarie Group Ltd | 350,000 | $1.67M | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 404,977 | $1.94M | 0.00% | +139,310+52.4% | Added |
| OrbiMed Advisors LLC | 467,945 | $2.24M | 0.03% | −441,721−48.6% | Reduced |
| Farallon Capital Management, L.L.C. | 520,021 | $2.49M | 0.01% | −479,979−48.0% | Reduced |
| State Street Corp | 575,899 | $2.75M | 0.00% | +72,666+14.4% | Added |
| Geode Capital Management, LLC | 682,853 | $3.26M | 0.00% | +73,596+12.1% | Added |
| FMR LLC | 704,157 | $3.37M | 0.00% | −318,520−31.1% | Reduced |
| Goldman Sachs Group Inc | 713,619 | $3.41M | 0.00% | −486,270−40.5% | Reduced |
| Morgan Stanley | 817,990 | $3.91M | 0.00% | +121,147+17.4% | Added |