Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2021
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +7 vs. Q1 2021
- Shares held
- 22.6M
- +3.74M (+19.8%) vs. Q1 2021
- Total value
- $168.5M
- +$21.5M (+14.6%) vs. Q1 2021
- New holders
- 33
- 29 more added
- Sold out
- 26
- 16 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Panagora Asset Management Inc | 104 | $1.00K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 106 | $1.00K | 0.00% | +14+15.2% | Added |
| Daiwa Securities Group Inc. | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 120 | $1.00K | 0.00% | +100+500.0% | Added |
| Parallel Advisors, LLC | 137 | $1.00K | 0.00% | +137 | New |
| US Bancorp | 284 | $2.00K | 0.00% | −340−54.5% | Reduced |
| Geneos Wealth Management Inc. | 500 | $3.00K | 0.00% | +500 | New |
| Proequities, Inc. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 990 | $7.00K | 0.00% | +60+6.5% | Added |
| Newbridge Financial Services Group, Inc. | 1,000 | $7.00K | 0.00% | +300+42.9% | Added |
| Brown Brothers Harriman & Co | 2,000 | $15.0K | 0.00% | +2,000 | New |
| Advisory Services Network, LLC | 2,045 | $15.0K | 0.00% | +2,045 | New |
| Ameritas Investment Partners, Inc. | 2,609 | $19.0K | 0.00% | +2,609 | New |
| Captrust Financial Advisors | 2,900 | $22.0K | 0.00% | −1,900−39.6% | Reduced |
| BNP Paribas Arbitrage, SA | 3,503 | $26.1K | 0.00% | +3,503 | New |
| Legal & General Group Plc | 5,409 | $41.0K | 0.00% | +5,409 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,415 | $48.0K | 0.00% | +266+4.3% | Added |
| Wells Fargo & Company | 6,827 | $51.0K | 0.00% | −25,015−78.6% | Reduced |
| Tower Research Capital LLC (TRC) | 7,624 | $57.0K | 0.00% | −1,059−12.2% | Reduced |
| Simplex Trading, LLC | 8,302 | $61.0K | 0.00% | −6,972−45.6% | Reduced |
| Nomura Holdings Inc | 10,000 | $74.0K | 0.00% | +10,000 | New |
| Hilltop Holdings Inc. | 10,100 | $75.0K | 0.01% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 10,000 | $75.0K | 0.04% | 00.0% | Unchanged |
| Novare Capital Management LLC | 10,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $75.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $75.0K | 0.01% | 00.0% | Unchanged |
| Platform Technology Partners | 10,000 | $75.0K | 0.03% | +10,000 | New |
| Group One Trading, L.P. | 10,217 | $76.0K | 0.00% | +10,217 | New |
| Qube Research & Technologies Ltd | 10,864 | $81.0K | 0.00% | −35,751−76.7% | Reduced |
| Alliancebernstein L.P. | 12,600 | $94.0K | 0.00% | +12,600 | New |
| Arete Wealth Advisors, LLC | 15,735 | $103.0K | 0.01% | +15,735 | New |
| UBS Group AG | 14,269 | $106.0K | 0.00% | +2,803+24.4% | Added |
| JPMorgan Chase & Co | 15,200 | $113.0K | 0.00% | +14,800+3,700.0% | Added |
| Advisor Group Holdings, Inc. | 15,835 | $118.0K | 0.00% | +8,200+107.4% | Added |
| Hancock Whitney Corp | 16,449 | $123.0K | 0.00% | +16,449 | New |
| ProShare Advisors LLC | 16,436 | $123.0K | 0.00% | +16,436 | New |
| Private Advisor Group, LLC | 17,135 | $128.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 17,305 | $129.0K | 0.00% | −7,456−30.1% | Reduced |
| Invesco Ltd. | 17,587 | $131.0K | 0.00% | +17,587 | New |
| Summit Global Investments | 17,649 | $132.0K | 0.01% | −22,200−55.7% | Reduced |
| AQR Capital Management LLC | 18,482 | $138.0K | 0.00% | +18,482 | New |
| American International Group, Inc. | 18,644 | $139.0K | 0.00% | +18,644 | New |
| Engineers Gate Manager LP | 20,300 | $151.0K | 0.01% | +20,300 | New |
| Cornerstone Investment Partners, LLC | 22,300 | $166.0K | 0.01% | 00.0% | Unchanged |
| Blueshift Asset Management, LLC | 22,395 | $167.0K | 0.01% | +22,395 | New |
| International Assets Investment Management, LLC | 27,400 | $204.0K | 0.04% | +7,780+39.7% | Added |
| New York State Common Retirement Fund | 28,500 | $213.0K | 0.00% | +28,500 | New |
| Dynamic Technology Lab Private Ltd | 29,393 | $219.0K | 0.02% | +7,866+36.5% | Added |
| Vontobel Holding Ltd. | 30,014 | $224.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 31,308 | $234.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 31,836 | $237.0K | 0.00% | +31,836 | New |
| Ipswich Investment Management Co., Inc. | 32,000 | $239.0K | 0.06% | +32,000 | New |
| ExodusPoint Capital Management, LP | 32,544 | $243.0K | 0.00% | −77,954−70.5% | Reduced |
| C M Bidwell & Associates Ltd | 33,030 | $246.0K | 0.16% | +16,190+96.1% | Added |
| Oppenheimer & Co Inc | 34,834 | $260.0K | 0.00% | +4,870+16.3% | Added |
| Rhumbline Advisers | 44,438 | $332.0K | 0.00% | +44,438 | New |
| Parallax Volatility Advisers, L.P. | 45,571 | $340.0K | 0.00% | +45,571 | New |
| California State Teachers Retirement System | 45,926 | $343.0K | 0.00% | +45,926 | New |
| Citigroup Inc | 47,112 | $351.0K | 0.00% | +29,864+173.1% | Added |
| Barclays PLC | 59,506 | $444.0K | 0.00% | −33,142−35.8% | Reduced |
| Cubist Systematic Strategies, LLC | 66,400 | $495.0K | 0.01% | −97,155−59.4% | Reduced |
| Jane Street Group, LLC | 74,217 | $554.0K | 0.00% | −7,696−9.4% | Reduced |
| Charles Schwab Investment Management Inc | 82,717 | $618.0K | 0.00% | +82,717 | New |
| Silverarc Capital Management, LLC | 94,539 | $705.0K | 0.37% | −5,461−5.5% | Reduced |
| Nuveen Asset Management, LLC | 99,116 | $739.0K | 0.00% | +99,116 | New |
| Artal Group S.A. | 100,000 | $746.0K | 0.02% | 00.0% | Unchanged |
| Prudential Financial Inc | 100,840 | $752.0K | 0.00% | +100,840 | New |
| Raymond James & Associates | 106,203 | $792.0K | 0.00% | +7,692+7.8% | Added |
| STRS Ohio | 108,000 | $805.0K | 0.00% | +108,000 | New |
| Susquehanna International Group, LLP | 108,525 | $810.0K | 0.00% | −299,985−73.4% | Reduced |
| Royal Bank of Canada | 111,459 | $831.0K | 0.00% | +38,284+52.3% | Added |
| Knights of Columbus Asset Advisors LLC | 113,594 | $847.0K | 0.08% | +403+0.4% | Added |
| Gsa Capital Partners LLP | 115,147 | $859.0K | 0.10% | +115,147 | New |
| Bank of New York Mellon Corp | 159,297 | $1.19M | 0.00% | +82,268+106.8% | Added |
| Stifel Financial Corp | 159,997 | $1.19M | 0.00% | +57,974+56.8% | Added |
| Principal Financial Group Inc | 161,481 | $1.21M | 0.00% | +161,481 | New |
| ACT Capital Management, LLC | 170,500 | $1.27M | 0.65% | +170,500 | New |
| Woodline Partners LP | 196,629 | $1.47M | 0.03% | +196,629 | New |
| Parkman Healthcare Partners LLC | 228,267 | $1.70M | 0.37% | −23,977−9.5% | Reduced |
| Deutsche Bank AG | 234,347 | $1.75M | 0.00% | +19,753+9.2% | Added |
| Northern Trust Corp | 286,701 | $2.14M | 0.00% | +247,492+631.2% | Added |
| Victory Capital Management Inc | 346,178 | $2.58M | 0.00% | −21,810−5.9% | Reduced |
| Macquarie Group Ltd | 350,000 | $2.61M | 0.00% | 00.0% | Unchanged |
| State Street Corp | 436,328 | $3.25M | 0.00% | +418,328+2,324.0% | Added |
| Geode Capital Management, LLC | 493,021 | $3.68M | 0.00% | +318,084+181.8% | Added |
| Dimensional Fund Advisors LP | 626,516 | $4.67M | 0.00% | +125,002+24.9% | Added |
| Morgan Stanley | 733,295 | $5.47M | 0.00% | +525,356+252.6% | Added |
| Goldman Sachs Group Inc | 767,242 | $5.72M | 0.00% | +253,159+49.2% | Added |
| Farallon Capital Management, L.L.C. | 1,000,000 | $7.46M | 0.04% | 00.0% | Unchanged |
| FMR LLC | 1,022,677 | $7.63M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,195,432 | $8.92M | 0.00% | +113,010+10.4% | Added |
| Citadel Advisors LLC | 1,801,088 | $13.4M | 0.01% | +855,239+90.4% | Added |
| BlackRock Inc. | 2,544,933 | $19.0M | 0.00% | +1,580,573+163.9% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $22.0M | 3.87% | 00.0% | Unchanged |
| ARK Investment Management LLCSuperinvestorARK Invest | 4,478,546 | $33.4M | 0.06% | +409,291+10.1% | Added |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −579,677−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −365,575−100.0% | Sold out |