Skip to main content

Surface Oncology, Inc.

SURFDelisted Sep 8, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001718108

Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.

Q2 2021 vs. Q1 2021

How the institutions holding Surface Oncology, Inc. changed between Q1 2021 and Q2 2021.

All holders in Q2 2021All holders in Q1 2021

13F holders of SURF: Q1 2021 compared with Q2 2021
MeasureQ1 2021Of which not filed for Q2 2021Q2 2021Change
Holders91197+7
Shares18.9M57.4K22.6M+3.74M (+19.8%)
Value$147.5M$448.0K$168.5M+$21.5M (+14.6%)

1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (33)

Institutions that held Surface Oncology, Inc. at the end of Q2 2021 but not at the end of Q1 2021.

Institutions new to SURF in Q2 2021
InstitutionSharesValue% of portfolio
Woodline Partners LP196,629$1.47M0.03%
ACT Capital Management, LLC170,500$1.27M0.65%
Principal Financial Group Inc161,481$1.21M0.00%
Gsa Capital Partners LLP115,147$859.0K0.10%
STRS Ohio108,000$805.0K0.00%
Prudential Financial Inc100,840$752.0K0.00%
Nuveen Asset Management, LLC99,116$739.0K0.00%
Charles Schwab Investment Management Inc82,717$618.0K0.00%
California State Teachers Retirement System45,926$343.0K0.00%
Parallax Volatility Advisers, L.P.45,571$340.0K0.00%
Rhumbline Advisers44,438$332.0K0.00%
Ipswich Investment Management Co., Inc.32,000$239.0K0.06%
Voya Investment Management LLC31,836$237.0K0.00%
New York State Common Retirement Fund28,500$213.0K0.00%
Blueshift Asset Management, LLC22,395$167.0K0.01%
Engineers Gate Manager LP20,300$151.0K0.01%
American International Group, Inc.18,644$139.0K0.00%
AQR Capital Management LLC18,482$138.0K0.00%
Invesco Ltd.17,587$131.0K0.00%
Hancock Whitney Corp16,449$123.0K0.00%
ProShare Advisors LLC16,436$123.0K0.00%
Arete Wealth Advisors, LLC15,735$103.0K0.01%
Alliancebernstein L.P.12,600$94.0K0.00%
Group One Trading, L.P.10,217$76.0K0.00%
Platform Technology Partners10,000$75.0K0.03%
Nomura Holdings Inc10,000$74.0K0.00%
Legal & General Group Plc5,409$41.0K0.00%
BNP Paribas Arbitrage, SA3,503$26.1K0.00%
Ameritas Investment Partners, Inc.2,609$19.0K0.00%
Brown Brothers Harriman & Co2,000$15.0K0.00%
Advisory Services Network, LLC2,045$15.0K0.00%
Geneos Wealth Management Inc.500$3.00K0.00%
Parallel Advisors, LLC137$1.00K0.00%

Sold out (26)

Institutions that held Surface Oncology, Inc. at the end of Q1 2021 and filed for Q2 2021 without it.

Not filed for Q2 2021 yet (1)

Institutions that held Surface Oncology, Inc. at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding SURF in Q1 2021 that haven't filed for Q2 2021
InstitutionShares, Q1 2021Value, Q1 2021
Money Concepts Capital Corp57,392$448.0K