Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Surface Oncology, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −5 vs. Q2 2022
- Shares held
- 31.6M
- +2.69M (+9.3%) vs. Q2 2022
- Total value
- $32.8M
- −$15.8M (−32.5%) vs. Q2 2022
- New holders
- 9
- 27 more added
- Sold out
- 14
- 22 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 735 | $0 | 0.00% | +61+9.1% | Added |
| TCI Wealth Advisors, Inc. | 320 | $0 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 405 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 77 | $0 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $0 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 472 | $491 | 0.00% | −16,374−97.2% | Reduced |
| C M Bidwell & Associates Ltd | 745 | $1.00K | 0.00% | −49,910−98.5% | Reduced |
| Antonetti Capital Management LLC | 1,200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 1,152 | $1.00K | 0.00% | +1,152 | New |
| Larson Financial Group LLC | 751 | $1.00K | 0.00% | +751 | New |
| China Universal Asset Management Co., Ltd. | 544 | $1.00K | 0.00% | +544 | New |
| Quantbot Technologies LP | 3,301 | $3.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,758 | $4.00K | 0.00% | +2,423+181.5% | Added |
| Simplex Trading, LLC | 3,931 | $4.00K | 0.00% | +3,931 | New |
| Ipswich Investment Management Co., Inc. | 10,000 | $10.0K | 0.00% | −2,050−17.0% | Reduced |
| Oppenheimer & Co Inc | 10,733 | $11.0K | 0.00% | −316−2.9% | Reduced |
| Merit Financial Group, LLC | 11,000 | $11.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 11,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 10,632 | $11.0K | 0.00% | +10,632 | New |
| Formidable Asset Management, LLC | 11,675 | $13.0K | 0.00% | −550−4.5% | Reduced |
| LMR Partners LLP | 12,608 | $13.0K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 12,172 | $13.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 12,155 | $13.0K | 0.00% | +100+0.8% | Added |
| Beddow Capital Management Inc | 12,500 | $13.0K | 0.01% | +2,500+25.0% | Added |
| Man Group plc | 13,400 | $14.0K | 0.00% | +13,400 | New |
| Ameriprise Financial Inc | 15,700 | $16.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 17,325 | $18.0K | 0.00% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 22,000 | $23.0K | 0.01% | −22,000−50.0% | Reduced |
| Susquehanna International Group, LLP | 23,912 | $25.0K | 0.00% | −7,134−23.0% | Reduced |
| Keybank National Association | 26,455 | $28.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 30,311 | $32.0K | 0.00% | −2,832−8.5% | Reduced |
| Group One Trading, L.P. | 36,619 | $38.0K | 0.00% | −3,117−7.8% | Reduced |
| International Assets Investment Management, LLC | 37,950 | $39.0K | 0.01% | +3,150+9.1% | Added |
| Tower Research Capital LLC (TRC) | 37,300 | $39.0K | 0.00% | +32,306+646.9% | Added |
| Credit Suisse AG | 40,000 | $42.0K | 0.00% | −190.0% | Reduced |
| Two Sigma Advisers, LP | 44,500 | $46.0K | 0.00% | +11,900+36.5% | Added |
| Money Concepts Capital Corp | 46,590 | $48.0K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 57,190 | $59.0K | 0.01% | −5,414−8.6% | Reduced |
| Franklin Resources Inc | 57,360 | $60.0K | 0.00% | +713+1.3% | Added |
| Northern Trust Corp | 59,905 | $62.0K | 0.00% | +4,750+8.6% | Added |
| UBS Group AG | 62,127 | $65.0K | 0.00% | −118,555−65.6% | Reduced |
| Bank of America Corp | 63,826 | $66.0K | 0.00% | +23,805+59.5% | Added |
| Forefront Analytics, LLC | 66,838 | $70.0K | 0.04% | +25,150+60.3% | Added |
| Morgan Stanley | 77,884 | $81.0K | 0.00% | −16,037−17.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 98,062 | $102.0K | 0.00% | +98,062 | New |
| Cornercap Investment Counsel Inc | 108,424 | $113.0K | 0.02% | +32,646+43.1% | Added |
| Gsa Capital Partners LLP | 120,383 | $125.0K | 0.02% | +59,794+98.7% | Added |
| Kingsbury Capital Investment Advisors LLC | 144,217 | $150.0K | 0.23% | +59,051+69.3% | Added |
| Royal Bank of Canada | 146,340 | $152.0K | 0.00% | +13,841+10.4% | Added |
| Two Sigma Investments, LP | 154,795 | $161.0K | 0.00% | −24,426−13.6% | Reduced |
| ACT Capital Management, LLC | 170,500 | $177.0K | 0.24% | 00.0% | Unchanged |
| State Street Corp | 171,566 | $178.0K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 180,745 | $187.0K | 0.00% | −2,337−1.3% | Reduced |
| Bridgeway Capital Management, LLC | 182,500 | $190.0K | 0.01% | +82,500+82.5% | Added |
| Dimensional Fund Advisors LP | 202,064 | $210.0K | 0.00% | −428,414−68.0% | Reduced |
| Marshall Wace, LLP | 206,953 | $216.0K | 0.00% | +92,770+81.2% | Added |
| Knights of Columbus Asset Advisors LLC | 283,274 | $295.0K | 0.03% | +30,598+12.1% | Added |
| Macquarie Group Ltd | 350,000 | $364.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 366,221 | $381.0K | 0.09% | +243,769+199.1% | Added |
| Geode Capital Management, LLC | 372,614 | $387.0K | 0.00% | +22,203+6.3% | Added |
| Millennium Management LLC | 373,510 | $388.0K | 0.00% | −327,277−46.7% | Reduced |
| FMR LLC | 373,646 | $388.0K | 0.00% | −1,580−0.4% | Reduced |
| Barclays PLC | 417,765 | $434.0K | 0.00% | −13,043−3.0% | Reduced |
| Stifel Financial Corp | 430,365 | $448.0K | 0.00% | +61,941+16.8% | Added |
| Laurion Capital Management LP | 665,400 | $692.0K | 0.02% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 900,829 | $936.0K | 0.01% | +573,219+175.0% | Added |
| Renaissance Technologies LLC | 985,343 | $1.02M | 0.00% | +161,653+19.6% | Added |
| BlackRock Inc. | 1,026,707 | $1.07M | 0.00% | −6,323−0.6% | Reduced |
| Citigroup Inc | 1,046,772 | $1.09M | 0.00% | −4060.0% | Reduced |
| Nikko Asset Management Americas, Inc. | 1,104,230 | $1.10M | 0.01% | +1,104,230 | New |
| DAFNA Capital Management LLC | 1,100,000 | $1.14M | 0.31% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,104,230 | $1.15M | 0.00% | +1,104,230 | New |
| Goldman Sachs Group Inc | 1,268,247 | $1.32M | 0.00% | +198,336+18.5% | Added |
| Citadel Advisors LLC | 1,391,236 | $1.45M | 0.00% | +11,890+0.9% | Added |
| Vanguard Group Inc | 2,308,470 | $2.40M | 0.00% | +508,090+28.2% | Added |
| Atlas Venture Associates IX, LLC | 2,945,453 | $3.06M | 9.08% | 00.0% | Unchanged |
| EcoR1 Capital, LLC | 3,924,713 | $4.08M | 0.12% | −728,287−15.7% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 6,035,691 | $6.28M | 0.04% | +478,309+8.6% | Added |
| IFP Advisors, Inc | 1,585 | – | – | 00.0% | Unchanged |
| Ergoteles LLC | 0 | $0 | 0.00% | −138,039−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −134,167−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −115,577−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −64,313−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −49,606−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −32,663−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −27,317−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −27,235−100.0% | Sold out |
| Mission Wealth Management, LP | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −9,240−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −1,850−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −290−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |