Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
Q3 2022 vs. Q2 2022
How the institutions holding Surface Oncology, Inc. changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Q3 2022 | Change |
|---|---|---|---|
| Holders | 85 | 80 | −5 |
| Shares | 28.9M | 31.6M | +2.69M (+9.3%) |
| Value | $48.6M | $32.8M | −$15.8M (−32.5%) |
New holders (9)
Institutions that held Surface Oncology, Inc. at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Sumitomo Mitsui Trust Holdings, Inc. | 1,104,230 | $1.15M | 0.00% |
| Nikko Asset Management Americas, Inc. | 1,104,230 | $1.10M | 0.01% |
| Connor, Clark & Lunn Investment Management Ltd. | 98,062 | $102.0K | 0.00% |
| Man Group plc | 13,400 | $14.0K | 0.00% |
| Balyasny Asset Management LLC | 10,632 | $11.0K | 0.00% |
| Simplex Trading, LLC | 3,931 | $4.00K | 0.00% |
| Federated Hermes, Inc. | 1,152 | $1.00K | 0.00% |
| Larson Financial Group LLC | 751 | $1.00K | 0.00% |
| China Universal Asset Management Co., Ltd. | 544 | $1.00K | 0.00% |
Sold out (14)
Institutions that held Surface Oncology, Inc. at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Ergoteles LLC | 138,039 | $226.0K |
| SummerHaven Investment Management, LLC | 134,167 | $220.0K |
| Parkman Healthcare Partners LLC | 115,577 | $190.0K |
| Voya Investment Management LLC | 64,313 | $105.0K |
| AQR Capital Management LLC | 49,606 | $81.0K |
| Los Angeles Capital Management LLC | 32,663 | $54.0K |
| Virtu Financial LLC | 27,317 | $45.0K |
| Cubist Systematic Strategies, LLC | 27,235 | $45.0K |
| Mission Wealth Management, LP | 10,000 | $16.0K |
| Russell Investments Group, Ltd. | 9,240 | $15.0K |
| Captrust Financial Advisors | 1,850 | $3.00K |
| Total Clarity Wealth Management, Inc. | 750 | $1.00K |
| New York State Common Retirement Fund | 290 | $0 |
| Geneos Wealth Management Inc. | 500 | $0 |