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Surface Oncology, Inc.

SURFDelisted Sep 8, 2023
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001718108

Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.

Q3 2023 vs. Q2 2023

How the institutions holding Surface Oncology, Inc. changed between Q2 2023 and Q3 2023.

All holders in Q3 2023All holders in Q2 2023

13F holders of SURF: Q2 2023 compared with Q3 2023
MeasureQ2 2023Q3 2023Change
Holders622−60
Shares19.5M20.3K−19.5M (−99.9%)
Value$16.9M$21.3K−$16.9M (−99.9%)

New holders (0)

Institutions that held Surface Oncology, Inc. at the end of Q3 2023 but not at the end of Q2 2023.

None.

Sold out (60)

Institutions that held Surface Oncology, Inc. at the end of Q2 2023 and filed for Q3 2023 without it.

Institutions that sold out of SURF in Q3 2023
InstitutionShares, Q2 2023Value, Q2 2023
Armistice Capital, LLC4,890,000$4.25M
Atlas Venture Associates IX, LLC2,945,453$2.56M
Vanguard Group Inc2,309,286$2.01M
ARK Investment Management LLCSuperinvestorARK Invest1,412,077$1.23M
DAFNA Capital Management LLC1,100,000$956.6K
Acadian Asset Management LLC868,620$754.0K
Yakira Capital Management, Inc.785,879$683.4K
Geode Capital Management, LLC667,418$580.4K
Laurion Capital Management LP665,400$578.6K
Renaissance Technologies LLC567,400$493.0K
BlackRock Inc.520,886$453.0K
Stifel Financial Corp376,750$327.6K
Macquarie Group Ltd350,000$304.0K
Black Maple Capital Management LP266,736$232.0K
FMR LLC232,815$202.5K
State Street Corp171,566$149.2K
Knights of Columbus Asset Advisors LLC157,769$137.2K
Bridgeway Capital Management, LLC132,500$115.2K
Bank of New York Mellon Corp132,393$115.1K
Northern Trust Corp86,824$75.5K
International Assets Investment Management, LLC64,875$56.4K
Franklin Resources Inc57,360$49.9K
Arete Wealth Advisors, LLC54,465$47.0K
Susquehanna International Group, LLP52,149$45.3K
Eagle Rock Investment Company, LLC42,000$40.2K
Boothbay Fund Management, LLC45,000$39.1K
Charles Schwab Investment Management Inc44,721$38.9K
Two Sigma Investments, LP38,317$33.3K
Bank of America Corp38,321$33.3K
Citigroup Inc37,657$32.7K
Morgan Stanley35,366$30.8K
Two Sigma Securities, LLC27,577$24.0K
Keybank National Association26,455$23.0K
Two Sigma Advisers, LP25,900$22.5K
Royal Bank of Canada24,432$21.0K
Equitec Proprietary Markets, LLC20,198$17.6K
Commerce Bank20,000$17.4K
Simplex Trading, LLC20,332$17.0K
Private Advisor Group, LLC17,325$15.1K
Formidable Asset Management, LLC15,175$13.0K
Commonwealth Equity Services, LLC13,200$11.0K
Virtu Financial LLC12,230$11.0K
Platform Technology Partners11,000$10.9K
RIA Advisory Group LLC12,000$10.4K
CSS LLC10,740$9.34K
Advisor Group Holdings, Inc.10,450$9.10K
Ground Swell Capital, LLC10,155$8.83K
UBS Group AG6,875$5.98K
Group One Trading, L.P.6,774$5.89K
Tower Research Capital LLC (TRC)6,726$5.85K
Federated Hermes, Inc.2,638$2.29K
JPMorgan Chase & Co1,407$1.22K
Antonetti Capital Management LLC1,200$1.04K
Financial Management Professionals, Inc.1,000$1.00K
Wells Fargo & Company880$765
Larson Financial Group LLC751$653
Newbridge Financial Services Group, Inc.405$352
NewSquare Capital LLC80$70
AllSquare Wealth Management LLC83$68
BNP Paribas Arbitrage, SA1$1