Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q2 2023
Institutional positions in Surface Oncology, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SURF is no longer listed, so this page shows Q2 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 62
- −10 vs. Q1 2023
- Shares held
- 19.5M
- −7.46M (−27.7%) vs. Q1 2023
- Total value
- $16.9M
- −$1.84M (−9.8%) vs. Q1 2023
- New holders
- 13
- 8 more added
- Sold out
- 23
- 14 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 1 | $1 | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $68 | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 80 | $70 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 250 | $217 | 0.00% | +250 | New |
| Newbridge Financial Services Group, Inc. | 405 | $352 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 751 | $653 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 880 | $765 | 0.00% | +16+1.9% | Added |
| Financial Management Professionals, Inc. | 1,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Antonetti Capital Management LLC | 1,200 | $1.04K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,407 | $1.22K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 2,638 | $2.29K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6,726 | $5.85K | 0.00% | +6,635+7,291.2% | Added |
| Group One Trading, L.P. | 6,774 | $5.89K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6,875 | $5.98K | 0.00% | −8,930−56.5% | Reduced |
| Ground Swell Capital, LLC | 10,155 | $8.83K | 0.02% | +10,155 | New |
| Advisor Group Holdings, Inc. | 10,450 | $9.10K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 10,740 | $9.34K | 0.00% | +10,740 | New |
| RIA Advisory Group LLC | 12,000 | $10.4K | 0.00% | +12,000 | New |
| Platform Technology Partners | 11,000 | $10.9K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,200 | $11.0K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,230 | $11.0K | 0.00% | +12,230 | New |
| Formidable Asset Management, LLC | 15,175 | $13.0K | 0.00% | 00.0% | Unchanged |
| Beddow Capital Management Inc | 17,500 | $15.0K | 0.01% | +5,000+40.0% | Added |
| Private Advisor Group, LLC | 17,325 | $15.1K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 20,332 | $17.0K | 0.00% | −7,108−25.9% | Reduced |
| Commerce Bank | 20,000 | $17.4K | 0.00% | +20,000 | New |
| Equitec Proprietary Markets, LLC | 20,198 | $17.6K | 0.01% | +20,198 | New |
| Royal Bank of Canada | 24,432 | $21.0K | 0.00% | +1,620+7.1% | Added |
| Two Sigma Advisers, LP | 25,900 | $22.5K | 0.00% | −8,900−25.6% | Reduced |
| Keybank National Association | 26,455 | $23.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 27,577 | $24.0K | 0.00% | +27,577 | New |
| Morgan Stanley | 35,366 | $30.8K | 0.00% | −9,223−20.7% | Reduced |
| Citigroup Inc | 37,657 | $32.7K | 0.00% | −1,008,500−96.4% | Reduced |
| Bank of America Corp | 38,321 | $33.3K | 0.00% | −1,095−2.8% | Reduced |
| Two Sigma Investments, LP | 38,317 | $33.3K | 0.00% | −9,093−19.2% | Reduced |
| Charles Schwab Investment Management Inc | 44,721 | $38.9K | 0.00% | +44,721 | New |
| Boothbay Fund Management, LLC | 45,000 | $39.1K | 0.00% | +45,000 | New |
| Eagle Rock Investment Company, LLC | 42,000 | $40.2K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 52,149 | $45.3K | 0.00% | +37,934+266.9% | Added |
| Arete Wealth Advisors, LLC | 54,465 | $47.0K | 0.00% | +500+0.9% | Added |
| Franklin Resources Inc | 57,360 | $49.9K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 64,875 | $56.4K | 0.01% | +6,475+11.1% | Added |
| Northern Trust Corp | 86,824 | $75.5K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 132,393 | $115.1K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 132,500 | $115.2K | 0.00% | −75,000−36.1% | Reduced |
| Knights of Columbus Asset Advisors LLC | 157,769 | $137.2K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 171,566 | $149.2K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 232,815 | $202.5K | 0.00% | −10,320−4.2% | Reduced |
| Black Maple Capital Management LP | 266,736 | $232.0K | 0.27% | +266,736 | New |
| Macquarie Group Ltd | 350,000 | $304.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 376,750 | $327.6K | 0.00% | −10,875−2.8% | Reduced |
| BlackRock Inc. | 520,886 | $453.0K | 0.00% | −170,192−24.6% | Reduced |
| Renaissance Technologies LLC | 567,400 | $493.0K | 0.00% | −67,600−10.6% | Reduced |
| Laurion Capital Management LP | 665,400 | $578.6K | 0.02% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 667,418 | $580.4K | 0.00% | +273,106+69.3% | Added |
| Yakira Capital Management, Inc. | 785,879 | $683.4K | 0.18% | +785,879 | New |
| Acadian Asset Management LLC | 868,620 | $754.0K | 0.00% | −183,098−17.4% | Reduced |
| DAFNA Capital Management LLC | 1,100,000 | $956.6K | 0.26% | 00.0% | Unchanged |
| ARK Investment Management LLCSuperinvestorARK Invest | 1,412,077 | $1.23M | 0.01% | −4,084,069−74.3% | Reduced |
| Vanguard Group Inc | 2,309,286 | $2.01M | 0.00% | 00.0% | Unchanged |
| Atlas Venture Associates IX, LLC | 2,945,453 | $2.56M | 14.02% | 00.0% | Unchanged |
| Armistice Capital, LLC | 4,890,000 | $4.25M | 0.11% | +4,890,000 | New |
| EcoR1 Capital, LLC | 0 | $0 | 0.00% | −3,082,959−100.0% | Sold out |
| Tang Capital Management LLC | 0 | $0 | 0.00% | −1,300,000−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −999,026−100.0% | Sold out |
| Nikko Asset Management Americas, Inc. | 0 | $0 | 0.00% | −999,026−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −633,569−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −419,495−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −230,292−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −118,652−100.0% | Sold out |
| Cornercap Investment Counsel Inc | 0 | $0 | 0.00% | −113,219−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −95,083−100.0% | Sold out |
| Forefront Analytics, LLC | 0 | $0 | 0.00% | −61,156−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −51,083−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −40,000−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −39,000−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −37,874−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −29,251−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −12,250−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −10,733−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −1,785−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −220−100.0% | Sold out |
| Caldwell Sutter Capital, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −116−100.0% | Sold out |