Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
Q3 2021 vs. Q2 2021
How the institutions holding Surface Oncology, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Q3 2021 | Change |
|---|---|---|---|
| Holders | 97 | 92 | −5 |
| Shares | 22.6M | 24.1M | +1.48M (+6.6%) |
| Value | $168.5M | $182.2M | +$13.7M (+8.1%) |
New holders (17)
Institutions that held Surface Oncology, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| OrbiMed Advisors LLC | 909,666 | $6.89M | 0.08% |
| Marshall Wace, LLP | 232,162 | $1.76M | 0.01% |
| SummerHaven Investment Management, LLC | 128,078 | $970.0K | 0.57% |
| Los Angeles Capital Management LLC | 97,930 | $741.0K | 0.00% |
| Millennium Management LLC | 74,604 | $565.0K | 0.00% |
| Connor, Clark & Lunn Investment Management Ltd. | 43,300 | $328.0K | 0.00% |
| Marshall Wace North America L.P. | 37,784 | $286.0K | 0.00% |
| SG Americas Securities, LLC | 29,036 | $220.0K | 0.00% |
| LPL Financial LLC | 26,650 | $202.0K | 0.00% |
| Manufacturers Life Insurance Company, The | 21,704 | $164.0K | 0.00% |
| NinePointTwo Capital | 16,206 | $122.0K | 0.05% |
| Schonfeld Strategic Advisors LLC | 14,700 | $112.0K | 0.00% |
| HighVista Strategies LLC | 13,932 | $105.0K | 0.07% |
| Parametric Portfolio Associates LLC | 12,618 | $96.0K | 0.00% |
| Lazard Asset Management LLC | 10,822 | $81.0K | 0.00% |
| Antonetti Capital Management LLC | 1,500 | $11.0K | 0.01% |
| Total Clarity Wealth Management, Inc. | 750 | $6.00K | 0.00% |
Sold out (22)
Institutions that held Surface Oncology, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Woodline Partners LP | 196,629 | $1.47M |
| Gsa Capital Partners LLP | 115,147 | $859.0K |
| Cubist Systematic Strategies, LLC | 66,400 | $495.0K |
| Parallax Volatility Advisers, L.P. | 45,571 | $340.0K |
| Janney Montgomery Scott LLC | 31,308 | $234.0K |
| Dynamic Technology Lab Private Ltd | 29,393 | $219.0K |
| Blueshift Asset Management, LLC | 22,395 | $167.0K |
| Cornerstone Investment Partners, LLC | 22,300 | $166.0K |
| Engineers Gate Manager LP | 20,300 | $151.0K |
| Hancock Whitney Corp | 16,449 | $123.0K |
| Arete Wealth Advisors, LLC | 15,735 | $103.0K |
| Qube Research & Technologies Ltd | 10,864 | $81.0K |
| Group One Trading, L.P. | 10,217 | $76.0K |
| Hilltop Holdings Inc. | 10,100 | $75.0K |
| Novare Capital Management LLC | 10,000 | $75.0K |
| Brown Brothers Harriman & Co | 2,000 | $15.0K |
| Advisory Services Network, LLC | 2,045 | $15.0K |
| Newbridge Financial Services Group, Inc. | 1,000 | $7.00K |
| US Bancorp | 284 | $2.00K |
| Panagora Asset Management Inc | 104 | $1.00K |
| O'Shaughnessy Asset Management, LLC | 106 | $1.00K |
| Parallel Advisors, LLC | 137 | $1.00K |