Surface Oncology, Inc.
SURFDelisted Sep 8, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001718108
Surface Oncology, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Sep 8, 2023; 62 institutions reported holding it in 13F filings for Q2 2023, worth $16.9M in total; ARK Invest was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Surface Oncology, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 92
- −5 vs. Q2 2021
- Shares held
- 24.1M
- +1.48M (+6.6%) vs. Q2 2021
- Total value
- $182.2M
- +$13.7M (+8.1%) vs. Q2 2021
- New holders
- 17
- 33 more added
- Sold out
- 22
- 21 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SURF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 1 | $21.0K |
| Q3 2025 | 1 | $21.0K |
| Q2 2025 | 1 | $21.0K |
| Q1 2025 | 1 | $21.0K |
| Q4 2024 | 1 | $21.0K |
| Q3 2024 | 1 | $21.0K |
| Q2 2024 | 1 | $21.0K |
| Q1 2024 | 1 | $21.0K |
| Q4 2023 | 1 | $21.0K |
| Q3 2023 | 2 | $21.3K |
| Q2 2023 | 62 | $16.9M |
| Q1 2023 | 72 | $18.8M |
| Q4 2022 | 80 | $23.4M |
| Q3 2022 | 80 | $32.8M |
| Q2 2022 | 85 | $48.6M |
| Q1 2022 | 104 | $93.8M |
| Q4 2021 | 107 | $118.0M |
| Q3 2021 | 92 | $182.2M |
| Q2 2021 | 97 | $168.5M |
| Q1 2021 | 91 | $147.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Surface Oncology, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 77 | $1.00K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 83 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 220 | $2.00K | 0.00% | +100+83.3% | Added |
| Proequities, Inc. | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 600 | $4.00K | 0.00% | +100+20.0% | Added |
| Total Clarity Wealth Management, Inc. | 750 | $6.00K | 0.00% | +750 | New |
| Penserra Capital Management LLC | 1,040 | $7.00K | 0.00% | +50+5.1% | Added |
| Tower Research Capital LLC (TRC) | 1,132 | $9.00K | 0.00% | −6,492−85.2% | Reduced |
| Antonetti Capital Management LLC | 1,500 | $11.0K | 0.01% | +1,500 | New |
| Ameritas Investment Partners, Inc. | 2,609 | $20.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,900 | $22.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 5,409 | $41.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 6,482 | $49.0K | 0.00% | −40,630−86.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,465 | $49.0K | 0.00% | +50+0.8% | Added |
| Simplex Trading, LLC | 8,102 | $59.0K | 0.00% | −200−2.4% | Reduced |
| BNP Paribas Arbitrage, SA | 8,218 | $62.2K | 0.00% | +4,715+134.6% | Added |
| Beddow Capital Management Inc | 10,000 | $76.0K | 0.05% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $76.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $76.0K | 0.01% | 00.0% | Unchanged |
| Platform Technology Partners | 10,000 | $76.0K | 0.03% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $78.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 10,822 | $81.0K | 0.00% | +10,822 | New |
| Alliancebernstein L.P. | 12,600 | $95.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 12,618 | $96.0K | 0.00% | +12,618 | New |
| HighVista Strategies LLC | 13,932 | $105.0K | 0.07% | +13,932 | New |
| ExodusPoint Capital Management, LP | 13,944 | $106.0K | 0.00% | −18,600−57.2% | Reduced |
| ProShare Advisors LLC | 14,171 | $107.0K | 0.00% | −2,265−13.8% | Reduced |
| New York State Common Retirement Fund | 14,753 | $112.0K | 0.00% | −13,747−48.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 14,700 | $112.0K | 0.00% | +14,700 | New |
| NinePointTwo Capital | 16,206 | $122.0K | 0.05% | +16,206 | New |
| JPMorgan Chase & Co | 16,873 | $128.0K | 0.00% | +1,673+11.0% | Added |
| Private Advisor Group, LLC | 17,245 | $131.0K | 0.00% | +110+0.6% | Added |
| Advisor Group Holdings, Inc. | 17,396 | $132.0K | 0.00% | +1,561+9.9% | Added |
| UBS Group AG | 17,615 | $134.0K | 0.00% | +3,346+23.4% | Added |
| California State Teachers Retirement System | 18,034 | $137.0K | 0.00% | −27,892−60.7% | Reduced |
| American International Group, Inc. | 19,060 | $144.0K | 0.00% | +416+2.2% | Added |
| Ipswich Investment Management Co., Inc. | 20,550 | $156.0K | 0.04% | −11,450−35.8% | Reduced |
| Invesco Ltd. | 21,577 | $163.0K | 0.00% | +3,990+22.7% | Added |
| Manufacturers Life Insurance Company, The | 21,704 | $164.0K | 0.00% | +21,704 | New |
| Barclays PLC | 24,838 | $189.0K | 0.00% | −34,668−58.3% | Reduced |
| LPL Financial LLC | 26,650 | $202.0K | 0.00% | +26,650 | New |
| Bank of America Corp | 27,700 | $210.0K | 0.00% | +10,395+60.1% | Added |
| SG Americas Securities, LLC | 29,036 | $220.0K | 0.00% | +29,036 | New |
| Vontobel Holding Ltd. | 30,014 | $227.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 30,800 | $233.0K | 0.04% | +3,400+12.4% | Added |
| Oppenheimer & Co Inc | 32,397 | $245.0K | 0.00% | −2,437−7.0% | Reduced |
| Voya Investment Management LLC | 32,427 | $245.0K | 0.00% | +591+1.9% | Added |
| C M Bidwell & Associates Ltd | 33,030 | $250.0K | 0.17% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 33,980 | $258.0K | 0.00% | −74,545−68.7% | Reduced |
| Jane Street Group, LLC | 35,689 | $270.0K | 0.00% | −38,528−51.9% | Reduced |
| Marshall Wace North America L.P. | 37,784 | $286.0K | 0.00% | +37,784 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 43,300 | $328.0K | 0.00% | +43,300 | New |
| Rhumbline Advisers | 46,288 | $350.0K | 0.00% | +1,850+4.2% | Added |
| Silverarc Capital Management, LLC | 50,000 | $379.0K | 0.22% | −44,539−47.1% | Reduced |
| Summit Global Investments | 56,549 | $428.0K | 0.03% | +38,900+220.4% | Added |
| Millennium Management LLC | 74,604 | $565.0K | 0.00% | +74,604 | New |
| Raymond James & Associates | 74,898 | $567.0K | 0.00% | −31,305−29.5% | Reduced |
| Charles Schwab Investment Management Inc | 87,954 | $666.0K | 0.00% | +5,237+6.3% | Added |
| Los Angeles Capital Management LLC | 97,930 | $741.0K | 0.00% | +97,930 | New |
| Artal Group S.A. | 100,000 | $757.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 108,619 | $822.0K | 0.00% | −2,840−2.5% | Reduced |
| Knights of Columbus Asset Advisors LLC | 114,594 | $867.0K | 0.08% | +1,000+0.9% | Added |
| Nuveen Asset Management, LLC | 122,099 | $867.0K | 0.00% | +22,983+23.2% | Added |
| STRS Ohio | 121,600 | $920.0K | 0.00% | +13,600+12.6% | Added |
| SummerHaven Investment Management, LLC | 128,078 | $970.0K | 0.57% | +128,078 | New |
| AQR Capital Management LLC | 140,205 | $1.06M | 0.00% | +121,723+658.6% | Added |
| Principal Financial Group Inc | 159,042 | $1.20M | 0.00% | −2,439−1.5% | Reduced |
| ACT Capital Management, LLC | 170,500 | $1.29M | 0.67% | 00.0% | Unchanged |
| Prudential Financial Inc | 224,250 | $1.70M | 0.00% | +123,410+122.4% | Added |
| Bank of New York Mellon Corp | 226,540 | $1.72M | 0.00% | +67,243+42.2% | Added |
| Marshall Wace, LLP | 232,162 | $1.76M | 0.01% | +232,162 | New |
| Deutsche Bank AG | 234,636 | $1.78M | 0.00% | +289+0.1% | Added |
| Stifel Financial Corp | 247,227 | $1.87M | 0.00% | +87,230+54.5% | Added |
| Parkman Healthcare Partners LLC | 248,267 | $1.88M | 0.48% | +20,000+8.8% | Added |
| Dimensional Fund Advisors LP | 265,667 | $2.01M | 0.00% | −360,849−57.6% | Reduced |
| Northern Trust Corp | 292,769 | $2.22M | 0.00% | +6,068+2.1% | Added |
| Victory Capital Management Inc | 343,108 | $2.60M | 0.00% | −3,070−0.9% | Reduced |
| Macquarie Group Ltd | 350,000 | $2.65M | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 353,062 | $2.67M | 0.00% | +346,235+5,071.6% | Added |
| State Street Corp | 503,233 | $3.81M | 0.00% | +66,905+15.3% | Added |
| Geode Capital Management, LLC | 609,257 | $4.61M | 0.00% | +116,236+23.6% | Added |
| Morgan Stanley | 696,843 | $5.28M | 0.00% | −36,452−5.0% | Reduced |
| OrbiMed Advisors LLC | 909,666 | $6.89M | 0.08% | +909,666 | New |
| Farallon Capital Management, L.L.C. | 1,000,000 | $7.57M | 0.04% | 00.0% | Unchanged |
| FMR LLC | 1,022,677 | $7.74M | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 1,199,889 | $9.08M | 0.00% | +432,647+56.4% | Added |
| Vanguard Group Inc | 1,209,221 | $9.15M | 0.00% | +13,789+1.2% | Added |
| Citadel Advisors LLC | 1,457,643 | $11.0M | 0.01% | −343,445−19.1% | Reduced |
| BlackRock Inc. | 2,424,943 | $18.4M | 0.00% | −119,990−4.7% | Reduced |
| Atlas Venture Associates IX, LLC | 2,945,453 | $22.3M | 7.41% | 00.0% | Unchanged |
| ARK Investment Management LLCSuperinvestorARK Invest | 4,618,354 | $35.0M | 0.08% | +139,808+3.1% | Added |
| Woodline Partners LP | 0 | $0 | 0.00% | −196,629−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −115,147−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −66,400−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −45,571−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −31,308−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −29,393−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −22,395−100.0% | Sold out |
| Cornerstone Investment Partners, LLC | 0 | $0 | 0.00% | −22,300−100.0% | Sold out |