Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 224
- −6 vs. Q3 2022
- Shares held
- 204.0M
- +38.3M (+23.1%) vs. Q3 2022
- Total value
- $180.7M
- −$79.5M (−30.5%) vs. Q3 2022
- New holders
- 35
- 75 more added
- Sold out
- 41
- 49 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudential Financial Inc | 25,725 | $22.8K | 0.00% | +2,520+10.9% | Added |
| Dimensional Fund Advisors LP | 26,360 | $23.0K | 0.00% | −55,844−67.9% | Reduced |
| Great West Life Assurance Co | 26,202 | $23.0K | 0.00% | +7,536+40.4% | Added |
| Xponance, Inc. | 26,348 | $23.3K | 0.00% | +5,115+24.1% | Added |
| Valeo Financial Advisors, LLC | 27,473 | $24.3K | 0.00% | +1,000+3.8% | Added |
| Metropolitan Life Insurance Co | 28,609 | $25.3K | 0.00% | +11,028+62.7% | Added |
| Syntegra Private Wealth Group, LLC | 29,123 | $25.8K | 0.01% | +29,123 | New |
| US Bancorp | 32,000 | $28.4K | 0.00% | −9,880−23.6% | Reduced |
| Acorn Wealth Advisors, LLC | 33,194 | $29.0K | 0.02% | +410+1.3% | Added |
| Houlihan Financial Resource Group, Ltd. | 30,000 | $29.0K | 0.02% | +30,000 | New |
| Investors Asset Management of Georgia Inc | 33,500 | $29.7K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 35,512 | $30.0K | 0.00% | −10,500−22.8% | Reduced |
| Public Employees Retirement Association of Colorado | 33,397 | $30.0K | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 34,500 | $30.6K | 0.00% | −12,500−26.6% | Reduced |
| Caption Management, LLC | 36,892 | $32.7K | 0.01% | 00.0% | Unchanged |
| S&T Bank | 38,853 | $34.0K | 0.01% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 40,229 | $35.0K | 0.00% | +40,229 | New |
| Centaurus Financial, Inc. | 40,255 | $36.0K | 0.00% | 00.0% | Unchanged |
| Salvus Wealth Management, LLC | 40,911 | $36.2K | 0.03% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 43,200 | $38.3K | 0.00% | +43,200 | New |
| Two Sigma Securities, LLC | 43,868 | $38.9K | 0.01% | +3,052+7.5% | Added |
| Ameritas Investment Partners, Inc. | 36,911 | $39.5K | 0.00% | +8,396+29.4% | Added |
| Weaver Consulting Group | 45,600 | $40.4K | 0.02% | +35,500+351.5% | Added |
| Allspring Global Investments Holdings, LLC | 45,632 | $40.4K | 0.00% | −998−2.1% | Reduced |
| World Equity Group, Inc. | 48,000 | $42.5K | 0.01% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,865 | $43.3K | 0.00% | −63−0.1% | Reduced |
| Victory Capital Management Inc | 50,555 | $44.8K | 0.00% | −230,802−82.0% | Reduced |
| Creative Planning | 51,362 | $45.5K | 0.00% | −1,321−2.5% | Reduced |
| Csenge Advisory Group | 51,456 | $45.6K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 51,640 | $45.8K | 0.03% | +18,025+53.6% | Added |
| Janus Henderson Group PLC | 54,766 | $48.3K | 0.00% | +30.0% | Added |
| Atria Wealth Solutions, Inc. | 55,100 | $48.8K | 0.00% | +1,500+2.8% | Added |
| Moors & Cabot, Inc. | 56,500 | $50.1K | 0.00% | −2,000−3.4% | Reduced |
| Ci Investments Inc. | 58,502 | $52.0K | 0.00% | +50,581+638.6% | Added |
| ProShare Advisors LLC | 59,354 | $52.6K | 0.00% | +17,443+41.6% | Added |
| Amalgamated Bank | 61,373 | $54.0K | 0.00% | +11,289+22.5% | Added |
| Bank of Montreal | 33,243 | $54.9K | 0.00% | −1,570−4.5% | Reduced |
| Lattice Capital Management, LLC | 63,200 | $56.0K | 0.08% | 00.0% | Unchanged |
| Pictet Asset Management SA | 62,693 | $56.0K | 0.00% | +43,627+228.8% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $58.5K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 71,411 | $64.0K | 0.00% | +60,677+565.3% | Added |
| Handelsbanken Fonder AB | 79,200 | $70.0K | 0.00% | +10,100+14.6% | Added |
| Goodman Advisory Group, LLC | 80,992 | $72.0K | 0.04% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 90,954 | $80.6K | 0.00% | +54,860+152.0% | Added |
| Ameriprise Financial Inc | 92,656 | $82.0K | 0.00% | −3,851−4.0% | Reduced |
| Engineers Gate Manager LP | 93,433 | $82.8K | 0.00% | +15,823+20.4% | Added |
| SG Americas Securities, LLC | 94,796 | $84.0K | 0.00% | +41,074+76.5% | Added |
| State Board of Administration of Florida Retirement System | 100,844 | $89.8K | 0.00% | +2,150+2.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 101,326 | $90.0K | 0.00% | +1,273+1.3% | Added |
| Advisor Group Holdings, Inc. | 105,484 | $92.9K | 0.00% | −14,585−12.1% | Reduced |
| Principal Financial Group Inc | 106,183 | $94.1K | 0.00% | +22,657+27.1% | Added |
| LPL Financial LLC | 108,865 | $96.5K | 0.00% | −5,238−4.6% | Reduced |
| swisspartners Ltd. | 110,000 | $97.5K | 0.12% | 00.0% | Unchanged |
| ETF Managers Group, LLC | 117,646 | $104.2K | 0.00% | −15,132−11.4% | Reduced |
| Collective Family Office LLC | 119,420 | $105.8K | 0.05% | +13,500+12.7% | Added |
| HSBC Holdings PLC | 127,342 | $109.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 125,062 | $110.8K | 0.06% | +50,975+68.8% | Added |
| Arizona State Retirement System | 126,966 | $112.5K | 0.00% | +21,270+20.1% | Added |
| Point72 Middle East FZE | 130,765 | $115.9K | 0.01% | +130,765 | New |
| Commonwealth Equity Services, LLC | 134,037 | $118.0K | 0.00% | −11,192−7.7% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $118.7K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 134,983 | $119.6K | 0.00% | −9,500−6.6% | Reduced |
| Teacher Retirement System of Texas | 136,229 | $121.0K | 0.00% | +9,014+7.1% | Added |
| Asset Management Resources, LLC | 138,020 | $122.3K | 0.13% | 00.0% | Unchanged |
| Eudaimonia Advisors LLC | 138,887 | $123.1K | 0.08% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 149,477 | $132.4K | 0.00% | +8,039+5.7% | Added |
| Invesco Ltd. | 149,982 | $132.9K | 0.00% | +27,971+22.9% | Added |
| Alpine Global Management, LLC | 162,912 | $144.0K | 0.05% | +162,912 | New |
| Donald L. Hagan, LLC | 169,514 | $150.2K | 0.09% | +20,037+13.4% | Added |
| Voya Investment Management LLC | 185,246 | $164.1K | 0.00% | +35,002+23.3% | Added |
| Citadel Advisors LLC | 200,096 | $177.3K | 0.00% | −1,348,958−87.1% | Reduced |
| Deutsche Bank AG | 201,134 | $178.2K | 0.00% | +36,326+22.0% | Added |
| Emfo, LLC | 209,398 | $185.5K | 0.19% | −21,319−9.2% | Reduced |
| Price T Rowe Associates Inc | 209,418 | $186.0K | 0.00% | +16,181+8.4% | Added |
| American International Group, Inc. | 218,199 | $193.3K | 0.00% | +37,694+20.9% | Added |
| Raymond James & Associates | 223,019 | $197.6K | 0.00% | −34,300−13.3% | Reduced |
| E Fund Management Co., Ltd. | 223,808 | $198.0K | 0.02% | +22,818+11.4% | Added |
| MetLife Investment Management | 242,594 | $214.9K | 0.00% | +43,714+22.0% | Added |
| New York Life Investment Management LLC | 243,451 | $215.7K | 0.00% | +27,438+12.7% | Added |
| New York State Common Retirement Fund | 265,729 | $235.4K | 0.00% | −150−0.1% | Reduced |
| UBS Asset Management Americas Inc | 266,443 | $236.1K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 279,400 | $247.5K | 0.00% | 00.0% | Unchanged |
| Mayo Clinic | 300,000 | $267.0K | 0.14% | +300,000 | New |
| Two Sigma Investments, LP | 302,015 | $267.6K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 355,278 | $314.8K | 0.00% | +25,325+7.7% | Added |
| XTX Topco Ltd | 357,879 | $317.1K | 0.07% | +357,879 | New |
| Credit Suisse AG | 401,484 | $355.7K | 0.00% | −624,990−60.9% | Reduced |
| State of Wisconsin Investment Board | 451,542 | $400.1K | 0.00% | +138,245+44.1% | Added |
| Wellspring Financial Advisors, LLC | 483,551 | $428.4K | 0.14% | 00.0% | Unchanged |
| California State Teachers Retirement System | 574,893 | $509.4K | 0.00% | +90,153+18.6% | Added |
| Rhumbline Advisers | 606,023 | $537.0K | 0.00% | +48,432+8.7% | Added |
| Squarepoint Ops LLC | 627,926 | $556.3K | 0.00% | +577,082+1,135.0% | Added |
| Jane Street Group, LLC | 731,024 | $647.7K | 0.00% | +276,282+60.8% | Added |
| Millennium Management LLC | 741,995 | $657.0K | 0.00% | +304,190+69.5% | Added |
| AXA S.A. | 774,200 | $685.9K | 0.00% | +346,900+81.2% | Added |
| BNP Paribas Arbitrage, SA | 812,820 | $720.2K | 0.00% | −109,647−11.9% | Reduced |
| Cubist Systematic Strategies, LLC | 914,286 | $810.1K | 0.01% | +74,542+8.9% | Added |
| Morgan Stanley | 1,022,825 | $906.2K | 0.00% | −76,142−6.9% | Reduced |
| Qube Research & Technologies Ltd | 1,034,729 | $916.8K | 0.01% | +710,440+219.1% | Added |
| Wells Fargo & Company | 1,039,799 | $921.3K | 0.00% | −280,793−21.3% | Reduced |