Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 34
- −184 vs. Q4 2022
- Shares held
- 4.40M
- −194.2M (−97.8%) vs. Q4 2022
- Total value
- $1.58M
- −$174.4M (−99.1%) vs. Q4 2022
- New holders
- 5
- 3 more added
- Sold out
- 189
- 7 more reduced
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 0 | $0 | 0.00% | −108,865−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −106,183−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −105,484−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −101,326−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −100,844−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −94,796−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −93,433−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −92,656−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −90,954−100.0% | Sold out |
| Goodman Advisory Group, LLC | 0 | $0 | 0.00% | −80,992−100.0% | Sold out |
| Handelsbanken Fonder AB | 0 | $0 | 0.00% | −79,200−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −71,411−100.0% | Sold out |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −62,693−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −33,243−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −61,373−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −59,354−100.0% | Sold out |
| Ci Investments Inc. | 0 | $0 | 0.00% | −58,502−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −56,500−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −55,100−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −54,766−100.0% | Sold out |
| Csenge Advisory Group | 0 | $0 | 0.00% | −51,456−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −51,362−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −50,555−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −48,865−100.0% | Sold out |
| World Equity Group, Inc. | 0 | $0 | 0.00% | −48,000−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −45,632−100.0% | Sold out |
| Weaver Consulting Group | 0 | $0 | 0.00% | −45,600−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −36,911−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −43,868−100.0% | Sold out |
| J.W. Cole Advisors, Inc. | 0 | $0 | 0.00% | −43,200−100.0% | Sold out |
| Salvus Wealth Management, LLC | 0 | $0 | 0.00% | −40,911−100.0% | Sold out |
| Centaurus Financial, Inc. | 0 | $0 | 0.00% | −40,255−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −40,229−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −36,892−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −34,500−100.0% | Sold out |
| Public Employees Retirement Association of Colorado | 0 | $0 | 0.00% | −33,397−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −35,512−100.0% | Sold out |
| Investors Asset Management of Georgia Inc | 0 | $0 | 0.00% | −33,500−100.0% | Sold out |
| Acorn Wealth Advisors, LLC | 0 | $0 | 0.00% | −33,194−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Syntegra Private Wealth Group, LLC | 0 | $0 | 0.00% | −29,123−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −28,609−100.0% | Sold out |
| Xponance, Inc. | 0 | $0 | 0.00% | −26,348−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −26,360−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −26,202−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −25,725−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −25,219−100.0% | Sold out |
| Front Street Capital Management, Inc. | 0 | $0 | 0.00% | −24,000−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −22,650−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −22,281−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −18,807−100.0% | Sold out |
| IFG Advisory, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| NorthRock Partners, LLC | 0 | $0 | 0.00% | −19,055−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −18,272−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −17,873−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −17,762−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −13,373−100.0% | Sold out |
| InterOcean Capital Group, LLC | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| Integrated Advisors Network LLC | 0 | $0 | 0.00% | −16,936−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −15,825−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −15,700−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −14,570−100.0% | Sold out |
| Kelly Financial Services LLC | 0 | $0 | 0.00% | −14,515−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −13,947−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −13,254−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −13,207−100.0% | Sold out |
| Fluent Financial, LLC | 0 | $0 | 0.00% | −12,820−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −12,195−100.0% | Sold out |
| Goelzer Investment Management, Inc. | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −11,950−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,872−100.0% | Sold out |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −11,418−100.0% | Sold out |
| Profund Advisors LLC | 0 | $0 | 0.00% | −11,004−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −10,876−100.0% | Sold out |
| Everhart Financial Group, Inc. | 0 | $0 | 0.00% | −10,717−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| New England Capital Financial Advisors LLC | 0 | $0 | 0.00% | −5,900−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −7,154−100.0% | Sold out |
| Sugarloaf Wealth Management, LLC | 0 | $0 | 0.00% | −4,750−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −4,419−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −3,460−100.0% | Sold out |
| Valley National Advisers Inc | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,500−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −3,250−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Stephens Consulting, LLC | 0 | $0 | 0.00% | −1,740−100.0% | Sold out |
| Armstrong Advisory Group, Inc | 0 | $0 | 0.00% | −1,520−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| PFS Partners, LLC | 0 | $0 | 0.00% | −1,063−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −893−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −890−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −768−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −569−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| First Manhattan Co | 0 | $0 | 0.00% | −500−100.0% | Sold out |