Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SRNE is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 34
- −184 vs. Q4 2022
- Shares held
- 4.40M
- −194.2M (−97.8%) vs. Q4 2022
- Total value
- $1.58M
- −$174.4M (−99.1%) vs. Q4 2022
- New holders
- 5
- 3 more added
- Sold out
- 189
- 7 more reduced
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 1 | $0 | 0.00% | −3,091,176−100.0% | Reduced |
| Asset Dedication, LLC | 1,771 | $0 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 25 | $9 | 0.00% | +25 | New |
| Trust Co of Vermont | 204 | $73 | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 266 | $96 | 0.00% | +266 | New |
| SOA Wealth Advisors, LLC. | 1,451 | $522 | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,500 | $540 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,000 | $720 | 0.00% | −2,500−55.6% | Reduced |
| Ogorek Anthony Joseph | 3,600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 2,886 | $1.00K | 0.00% | −200−6.5% | Reduced |
| AlphaMark Advisors, LLC | 3,135 | $1.00K | 0.00% | 00.0% | Unchanged |
| Hanson & Doremus Investment Management | 3,000 | $1.00K | 0.00% | +3,000 | New |
| Pacifica Partners Inc. | 3,500 | $1.29K | 0.00% | 00.0% | Unchanged |
| Baillie Gifford & Co | 3,711 | $1.34K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 6,000 | $2.16K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,650 | $2.39K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 7,000 | $2.52K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,316 | $3.00K | 0.00% | −5,176−38.4% | Reduced |
| Werba Rubin Papier Wealth Management | 10,000 | $3.60K | 0.00% | +10,000 | New |
| Huntington National Bank | 14,001 | $5.04K | 0.00% | +10,000+249.9% | Added |
| Wedbush Securities Inc | 16,330 | $6.00K | 0.00% | −1,970−10.8% | Reduced |
| Modus Advisors, LLC | 19,706 | $7.09K | 0.00% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 20,000 | $7.20K | 0.00% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 21,433 | $8.00K | 0.00% | 00.0% | Unchanged |
| Granite Bay Wealth Management, LLC | 22,520 | $8.00K | 0.01% | +3,400+17.8% | Added |
| Valeo Financial Advisors, LLC | 27,473 | $9.89K | 0.00% | 00.0% | Unchanged |
| Houlihan Financial Resource Group, Ltd. | 30,000 | $11.0K | 0.01% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 32,915 | $11.8K | 0.01% | −18,725−36.3% | Reduced |
| S&T Bank | 38,853 | $14.0K | 0.00% | 00.0% | Unchanged |
| Lattice Capital Management, LLC | 51,800 | $18.6K | 0.02% | −11,400−18.0% | Reduced |
| Crescent Grove Advisors, LLC | 60,000 | $21.6K | 0.00% | +38,000+172.7% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $23.8K | 0.02% | 00.0% | Unchanged |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $48.2K | 0.00% | 00.0% | Unchanged |
| Paloma Partners Management Co | 3,775,000 | $1.36M | 0.30% | +3,775,000 | New |
| State Street Corp | 0 | $0 | 0.00% | −50,637,571−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −39,423,641−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −29,535,954−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −8,905,936−100.0% | Sold out |
| B. Riley Financial, Inc. | 0 | $0 | 0.00% | −5,216,250−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −5,106,072−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −4,394,415−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −4,180,871−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −3,508,377−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −3,125,259−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −2,987,772−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −2,833,364−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −2,773,811−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −2,383,825−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −2,332,719−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,922,143−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −1,689,671−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −1,657,557−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −1,538,421−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −1,086,400−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −1,039,799−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −1,034,729−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −1,022,825−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −914,286−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −812,820−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −774,200−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −741,995−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −731,024−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −627,926−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −606,023−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −574,893−100.0% | Sold out |
| Wellspring Financial Advisors, LLC | 0 | $0 | 0.00% | −483,551−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −451,542−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −401,484−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −357,879−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −355,278−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −302,015−100.0% | Sold out |
| Mayo Clinic | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −279,400−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −266,443−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −265,729−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −243,451−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −242,594−100.0% | Sold out |
| E Fund Management Co., Ltd. | 0 | $0 | 0.00% | −223,808−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −223,019−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −218,199−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −209,418−100.0% | Sold out |
| Emfo, LLC | 0 | $0 | 0.00% | −209,398−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −201,134−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −200,096−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −185,246−100.0% | Sold out |
| Donald L. Hagan, LLC | 0 | $0 | 0.00% | −169,514−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −162,912−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −149,982−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −149,477−100.0% | Sold out |
| Eudaimonia Advisors LLC | 0 | $0 | 0.00% | −138,887−100.0% | Sold out |
| Asset Management Resources, LLC | 0 | $0 | 0.00% | −138,020−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −136,229−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −134,983−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −134,037−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −130,765−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −126,966−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −125,062−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −127,342−100.0% | Sold out |
| Collective Family Office LLC | 0 | $0 | 0.00% | −119,420−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −117,646−100.0% | Sold out |