Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 233
- +7 vs. Q2 2022
- Shares held
- 165.7M
- +12.3M (+8.0%) vs. Q2 2022
- Total value
- $260.2M
- −$48.2M (−15.6%) vs. Q2 2022
- New holders
- 27
- 78 more added
- Sold out
- 20
- 42 more reduced
3 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Verition Fund Management LLC | 21,971 | $34.0K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 22,281 | $35.0K | 0.00% | +1,200+5.7% | Added |
| Jump Financial, LLC | 22,284 | $35.0K | 0.00% | +22,284 | New |
| Keystone Financial Group | 22,650 | $36.0K | 0.01% | 00.0% | Unchanged |
| Truist Financial Corp | 22,650 | $36.0K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 23,205 | $37.0K | 0.00% | +420+1.8% | Added |
| Front Street Capital Management, Inc. | 24,000 | $38.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 24,880 | $39.0K | 0.00% | +2,425+10.8% | Added |
| Mackenzie Financial Corp | 25,219 | $40.0K | 0.00% | −811−3.1% | Reduced |
| Valeo Financial Advisors, LLC | 26,473 | $42.0K | 0.00% | +7,000+35.9% | Added |
| Ameritas Investment Partners, Inc. | 28,515 | $44.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 30,697 | $48.0K | 0.00% | +28,504+1,299.8% | Added |
| Stifel Financial Corp | 31,422 | $49.0K | 0.00% | +9,750+45.0% | Added |
| Acorn Wealth Advisors, LLC | 32,784 | $51.0K | 0.04% | +574+1.8% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $52.0K | 0.00% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 33,500 | $53.0K | 0.03% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 33,615 | $53.0K | 0.01% | +33,615 | New |
| GoalVest Advisory LLC | 33,615 | $53.0K | 0.04% | +33,615 | New |
| Mariner, LLC | 34,693 | $54.0K | 0.00% | +34,693 | New |
| Balyasny Asset Management LLC | 36,094 | $57.0K | 0.00% | −25,352−41.3% | Reduced |
| Caption Management, LLC | 36,892 | $57.0K | 0.01% | +36,892 | New |
| Natixis | 37,147 | $60.0K | 0.00% | +22,147+147.6% | Added |
| S&T Bank | 38,853 | $61.0K | 0.01% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 40,255 | $63.0K | 0.01% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $63.0K | 0.02% | 00.0% | Unchanged |
| RMR Wealth Builders | 40,250 | $63.0K | 0.02% | +15,750+64.3% | Added |
| Two Sigma Securities, LLC | 40,816 | $64.0K | 0.01% | 00.0% | Unchanged |
| Salvus Wealth Management, LLC | 40,911 | $64.0K | 0.06% | 00.0% | Unchanged |
| ProShare Advisors LLC | 41,911 | $66.0K | 0.00% | −801−1.9% | Reduced |
| US Bancorp | 41,880 | $66.0K | 0.00% | +4,846+13.1% | Added |
| ExodusPoint Capital Management, LP | 44,233 | $69.0K | 0.00% | +44,233 | New |
| HighTower Advisors, LLC | 46,012 | $72.0K | 0.00% | −1,996−4.2% | Reduced |
| Bank of Montreal | 34,813 | $73.0K | 0.00% | −200,794−85.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 46,630 | $73.0K | 0.00% | +46,624+777,066.7% | Added |
| Independent Financial Group, LLC | 47,000 | $73.8K | 0.01% | +3,000+6.8% | Added |
| Gsa Capital Partners LLP | 47,595 | $75.0K | 0.01% | +26,074+121.2% | Added |
| World Equity Group, Inc. | 48,000 | $75.4K | 0.02% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 48,928 | $77.0K | 0.00% | −154−0.3% | Reduced |
| Amalgamated Bank | 50,084 | $79.0K | 0.00% | +145+0.3% | Added |
| Squarepoint Ops LLC | 50,844 | $80.0K | 0.00% | +50,844 | New |
| Csenge Advisory Group | 51,456 | $81.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 52,683 | $83.0K | 0.00% | +5,365+11.3% | Added |
| SG Americas Securities, LLC | 53,722 | $84.0K | 0.00% | −363,094−87.1% | Reduced |
| Atria Wealth Solutions, Inc. | 53,600 | $84.2K | 0.00% | −14,825−21.7% | Reduced |
| Janus Henderson Group PLC | 54,763 | $86.0K | 0.00% | +320+0.6% | Added |
| Point72 Hong Kong Ltd | 57,149 | $90.0K | 0.01% | +57,149 | New |
| Moors & Cabot, Inc. | 58,500 | $92.0K | 0.01% | −3,000−4.9% | Reduced |
| Lattice Capital Management, LLC | 63,200 | $99.0K | 0.16% | 00.0% | Unchanged |
| Oaktree Fund Advisors, LLC | 66,000 | $103.0K | 0.16% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 69,100 | $108.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 74,087 | $116.0K | 0.05% | +540+0.7% | Added |
| Engineers Gate Manager LP | 77,610 | $122.0K | 0.01% | −70,123−47.5% | Reduced |
| Goodman Advisory Group, LLC | 80,992 | $127.0K | 0.07% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 82,204 | $129.0K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 83,526 | $131.0K | 0.00% | +17,128+25.8% | Added |
| Ameriprise Financial Inc | 96,507 | $152.0K | 0.00% | −481−0.5% | Reduced |
| State Board of Administration of Florida Retirement System | 98,694 | $155.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 100,053 | $157.0K | 0.00% | +10,095+11.2% | Added |
| Collective Family Office LLC | 105,920 | $166.0K | 0.08% | +7,175+7.3% | Added |
| Arizona State Retirement System | 105,696 | $166.0K | 0.00% | +24,711+30.5% | Added |
| swisspartners Ltd. | 110,000 | $173.0K | 0.18% | 00.0% | Unchanged |
| LPL Financial LLC | 114,103 | $179.0K | 0.00% | −2,447−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 120,069 | $190.0K | 0.00% | −3,195−2.6% | Reduced |
| Invesco Ltd. | 122,011 | $192.0K | 0.00% | +3,519+3.0% | Added |
| Teacher Retirement System of Texas | 127,215 | $200.0K | 0.00% | +80,306+171.2% | Added |
| HSBC Holdings PLC | 127,342 | $205.0K | 0.00% | −33,391−20.8% | Reduced |
| ETF Managers Group, LLC | 132,778 | $208.0K | 0.01% | +9,896+8.1% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $210.0K | 0.00% | 00.0% | Unchanged |
| Asset Management Resources, LLC | 138,020 | $217.0K | 0.21% | 00.0% | Unchanged |
| Eudaimonia Advisors LLC | 138,887 | $218.0K | 0.16% | +7,700+5.9% | Added |
| Manufacturers Life Insurance Company, The | 141,438 | $222.1K | 0.00% | −3,126−2.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 144,483 | $227.0K | 0.00% | +250+0.2% | Added |
| Commonwealth Equity Services, LLC | 145,229 | $228.0K | 0.00% | −20,488−12.4% | Reduced |
| Simplex Trading, LLC | 147,289 | $231.0K | 0.01% | −100,268−40.5% | Reduced |
| Donald L. Hagan, LLC | 149,477 | $235.0K | 0.17% | +60,739+68.4% | Added |
| Voya Investment Management LLC | 150,244 | $235.9K | 0.00% | +6,279+4.4% | Added |
| Deutsche Bank AG | 164,808 | $259.0K | 0.00% | −29,309−15.1% | Reduced |
| American International Group, Inc. | 180,505 | $283.0K | 0.00% | +2,550+1.4% | Added |
| Price T Rowe Associates Inc | 193,237 | $304.0K | 0.00% | +51,676+36.5% | Added |
| MetLife Investment Management | 198,880 | $312.2K | 0.00% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 200,990 | $316.0K | 0.03% | +4,717+2.4% | Added |
| Tower Research Capital LLC (TRC) | 209,892 | $330.0K | 0.01% | +134,712+179.2% | Added |
| New York Life Investment Management LLC | 216,013 | $339.0K | 0.00% | +15,867+7.9% | Added |
| Emfo, LLC | 230,717 | $362.0K | 0.35% | 00.0% | Unchanged |
| UBS Group AG | 234,638 | $369.0K | 0.00% | −900,431−79.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 246,001 | $386.0K | 0.01% | +246,001 | New |
| Raymond James & Associates | 257,319 | $404.0K | 0.00% | +101,500+65.1% | Added |
| Virtu Financial LLC | 262,020 | $411.0K | 0.04% | +58,357+28.7% | Added |
| New York State Common Retirement Fund | 265,879 | $417.0K | 0.00% | +1,204+0.5% | Added |
| UBS Asset Management Americas Inc | 266,443 | $418.3K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 279,400 | $439.0K | 0.00% | −40,700−12.7% | Reduced |
| Victory Capital Management Inc | 281,357 | $442.0K | 0.00% | +162,123+136.0% | Added |
| Marshall Wace, LLP | 293,934 | $461.0K | 0.00% | +293,934 | New |
| Two Sigma Investments, LP | 302,015 | $474.0K | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 313,297 | $492.0K | 0.00% | +409+0.1% | Added |
| Qube Research & Technologies Ltd | 324,289 | $509.0K | 0.00% | +276,396+577.1% | Added |
| Legal & General Group Plc | 329,953 | $518.0K | 0.00% | −16,028−4.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 378,068 | $593.0K | 0.00% | +378,068 | New |
| AXA S.A. | 427,300 | $670.9K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 437,805 | $687.0K | 0.00% | +191,146+77.5% | Added |