Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q1 2022
Institutional positions in Sorrento Therapeutics, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 235
- +4 vs. Q4 2021
- Shares held
- 129.7M
- +37.0M (+39.9%) vs. Q4 2021
- Total value
- $301.7M
- −$130.4M (−30.2%) vs. Q4 2021
- New holders
- 41
- 89 more added
- Sold out
- 37
- 37 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NorthRock Partners, LLC | 19,055 | $44.0K | 0.00% | −5,945−23.8% | Reduced |
| Pictet Asset Management SA | 19,066 | $44.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 19,181 | $44.7K | 0.00% | −58,256−75.2% | Reduced |
| Prudential Financial Inc | 19,115 | $45.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 19,252 | $45.0K | 0.02% | +1,135+6.3% | Added |
| Valeo Financial Advisors, LLC | 19,473 | $45.0K | 0.00% | +5,000+34.5% | Added |
| STRS Ohio | 20,100 | $46.0K | 0.00% | 00.0% | Unchanged |
| Modus Advisors, LLC | 19,706 | $46.0K | 0.02% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,000 | $46.0K | 0.00% | +4,100+25.8% | Added |
| Crescent Grove Advisors, LLC | 20,000 | $47.0K | 0.00% | −23,000−53.5% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $47.0K | 0.00% | 00.0% | Unchanged |
| Keystone Financial Group | 20,150 | $47.0K | 0.01% | +2,000+11.0% | Added |
| Granite Bay Wealth Management, LLC | 20,120 | $47.0K | 0.04% | +3,850+23.7% | Added |
| Stifel Financial Corp | 21,672 | $50.0K | 0.00% | +21,672 | New |
| Walleye Trading LLC | 21,936 | $51.0K | 0.00% | −76,083−77.6% | Reduced |
| Ameritas Investment Partners, Inc. | 23,089 | $54.0K | 0.00% | 00.0% | Unchanged |
| Front Street Capital Management, Inc. | 24,000 | $56.0K | 0.01% | 00.0% | Unchanged |
| Acorn Wealth Advisors, LLC | 24,018 | $56.0K | 0.04% | +8,704+56.8% | Added |
| Advisory Services Network, LLC | 24,810 | $58.0K | 0.00% | +24,810 | New |
| BNP Paribas Arbitrage, SA | 24,895 | $58.0K | 0.00% | −39,198−61.2% | Reduced |
| Virtus ETF Advisers LLC | 25,427 | $59.0K | 0.03% | −1,501−5.6% | Reduced |
| Kestra Advisory Services, LLC | 25,404 | $59.0K | 0.00% | +6,075+31.4% | Added |
| Atria Wealth Solutions, Inc. | 26,675 | $62.0K | 0.00% | +26,675 | New |
| Investors Asset Management of Georgia Inc | 27,500 | $64.0K | 0.03% | +4,500+19.6% | Added |
| United Capital Management of KS, Inc. | 29,390 | $68.0K | 0.03% | +400+1.4% | Added |
| HSBC Holdings PLC | 31,499 | $75.0K | 0.00% | +860+2.8% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $78.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 36,008 | $84.0K | 0.00% | +6,490+22.0% | Added |
| Parametrica Management Ltd | 37,387 | $87.0K | 0.06% | +37,387 | New |
| Royal Bank of Canada | 38,231 | $88.0K | 0.00% | −165,084−81.2% | Reduced |
| Creative Planning | 38,438 | $90.0K | 0.00% | +38,438 | New |
| S&T Bank | 38,853 | $91.0K | 0.01% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $94.0K | 0.02% | 00.0% | Unchanged |
| Centaurus Financial, Inc. | 40,255 | $94.0K | 0.01% | +2,700+7.2% | Added |
| US Bancorp | 41,810 | $97.0K | 0.00% | +9,941+31.2% | Added |
| Independent Financial Group, LLC | 44,000 | $102.5K | 0.01% | +500+1.1% | Added |
| Amalgamated Bank | 47,420 | $110.0K | 0.00% | −3,738−7.3% | Reduced |
| Amalgamated Financial Corp. | 47,420 | $110.0K | 0.00% | +47,420 | New |
| Paloma Partners Management Co | 47,591 | $111.0K | 0.01% | +47,591 | New |
| World Equity Group, Inc. | 48,000 | $111.8K | 0.02% | +48,000 | New |
| Oaktree Fund Advisors, LLC | 50,000 | $116.0K | 0.19% | 00.0% | Unchanged |
| Barclays PLC | 50,859 | $118.0K | 0.00% | −327,570−86.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,574 | $118.0K | 0.00% | −150−0.3% | Reduced |
| Lattice Capital Management, LLC | 63,200 | $119.4K | 0.17% | 00.0% | Unchanged |
| GFG Capital, LLC | 54,000 | $126.0K | 0.04% | +27,200+101.5% | Added |
| Janus Henderson Group PLC | 54,223 | $126.0K | 0.00% | +54,223 | New |
| ProShare Advisors LLC | 56,014 | $131.0K | 0.00% | −9,251−14.2% | Reduced |
| Natixis | 57,830 | $135.0K | 0.00% | +42,100+267.6% | Added |
| Teacher Retirement System of Texas | 59,410 | $138.0K | 0.00% | +4,972+9.1% | Added |
| Bank of Montreal | 56,891 | $144.0K | 0.00% | +45,045+380.3% | Added |
| Moors & Cabot, Inc. | 62,500 | $146.0K | 0.01% | +50,750+431.9% | Added |
| Handelsbanken Fonder AB | 69,100 | $161.0K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 75,591 | $176.0K | 0.00% | −4,410−5.5% | Reduced |
| Point72 Hong Kong Ltd | 77,609 | $181.0K | 0.02% | +77,609 | New |
| Arizona State Retirement System | 78,667 | $183.0K | 0.00% | +2,446+3.2% | Added |
| Simplex Trading, LLC | 78,704 | $183.0K | 0.01% | +78,704 | New |
| Goodman Advisory Group, LLC | 85,592 | $199.0K | 0.07% | +4,600+5.7% | Added |
| Principal Financial Group Inc | 85,664 | $200.0K | 0.00% | +1,614+1.9% | Added |
| Donald L. Hagan, LLC | 86,934 | $203.0K | 0.11% | +13,350+18.1% | Added |
| Collective Family Office LLC | 87,010 | $203.0K | 0.08% | +19,200+28.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 87,402 | $204.0K | 0.00% | +23,706+37.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 95,252 | $222.0K | 0.04% | +12,950+15.7% | Added |
| ETF Managers Group, LLC | 95,417 | $226.0K | 0.00% | +2,391+2.6% | Added |
| State Board of Administration of Florida Retirement System | 98,684 | $230.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 105,879 | $247.0K | 0.01% | +78,316+284.1% | Added |
| LPL Financial LLC | 108,404 | $253.0K | 0.00% | +23,871+28.2% | Added |
| swisspartners Ltd. | 110,000 | $256.0K | 0.20% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 112,245 | $262.0K | 0.00% | +112,245 | New |
| Voya Investment Management LLC | 114,455 | $267.0K | 0.00% | +5,824+5.4% | Added |
| Manufacturers Life Insurance Company, The | 115,658 | $269.5K | 0.00% | −27,594−19.3% | Reduced |
| Nisa Investment Advisors, LLC | 116,290 | $271.0K | 0.00% | +113,090+3,534.1% | Added |
| MetLife Investment Management | 117,951 | $274.8K | 0.00% | +13,416+12.8% | Added |
| Eudaimonia Advisors LLC | 120,400 | $281.0K | 0.16% | 00.0% | Unchanged |
| Invesco Ltd. | 123,193 | $287.0K | 0.00% | −4,810−3.8% | Reduced |
| E Fund Management Co., Ltd. | 123,048 | $287.0K | 0.01% | +95,216+342.1% | Added |
| Tower Research Capital LLC (TRC) | 124,166 | $289.0K | 0.00% | +86,494+229.6% | Added |
| Price T Rowe Associates Inc | 130,715 | $305.0K | 0.00% | +18,809+16.8% | Added |
| Parametric Portfolio Associates LLC | 131,423 | $306.0K | 0.00% | +31,149+31.1% | Added |
| Asset Management Resources, LLC | 134,020 | $312.0K | 0.25% | +66,000+97.0% | Added |
| American International Group, Inc. | 148,321 | $346.0K | 0.00% | −10,439−6.6% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 150,000 | $349.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 156,302 | $364.0K | 0.00% | +72,340+86.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 161,195 | $376.0K | 0.00% | +12,264+8.2% | Added |
| Jane Street Group, LLC | 165,409 | $386.0K | 0.00% | +48,941+42.0% | Added |
| IndexIQ Advisors LLC | 165,463 | $386.0K | 0.01% | +165,463 | New |
| Raymond James & Associates | 166,825 | $389.0K | 0.00% | −12,932−7.2% | Reduced |
| Walleye Capital LLC | 167,701 | $391.0K | 0.01% | +167,701 | New |
| Victory Capital Management Inc | 260,362 | $393.0K | 0.00% | +223,602+608.3% | Added |
| Man Group plc | 182,000 | $424.0K | 0.00% | +182,000 | New |
| Deutsche Bank AG | 184,609 | $429.0K | 0.00% | −18,280−9.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 186,337 | $434.0K | 0.00% | −15,955−7.9% | Reduced |
| New York State Common Retirement Fund | 201,001 | $468.0K | 0.00% | +16,735+9.1% | Added |
| Quantbot Technologies LP | 205,400 | $478.0K | 0.04% | +205,400 | New |
| Emfo, LLC | 230,717 | $538.0K | 0.49% | +9,500+4.3% | Added |
| Cubist Systematic Strategies, LLC | 236,400 | $551.0K | 0.00% | +220,209+1,360.1% | Added |
| Susquehanna Fundamental Investments, LLC | 246,001 | $573.0K | 0.01% | +185,701+308.0% | Added |
| UBS Asset Management Americas Inc | 256,343 | $597.3K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 260,925 | $608.0K | 0.01% | −11,341−4.2% | Reduced |
| Legal & General Group Plc | 268,804 | $627.0K | 0.00% | +3,143+1.2% | Added |
| Credit Suisse AG | 285,022 | $664.0K | 0.00% | +14,269+5.3% | Added |