Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 234
- +15 vs. Q3 2021
- Shares held
- 92.7M
- +6.69M (+7.8%) vs. Q3 2021
- Total value
- $432.2M
- −$224.4M (−34.2%) vs. Q3 2021
- New holders
- 53
- 71 more added
- Sold out
- 38
- 59 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great West Life Assurance Co | 16,615 | $77.0K | 0.00% | +651+4.1% | Added |
| Integrated Wealth Concepts LLC | 16,801 | $78.0K | 0.00% | +410+2.5% | Added |
| AQR Capital Management LLC | 16,892 | $79.0K | 0.00% | −12,038−41.6% | Reduced |
| InterOcean Capital Group, LLC | 17,000 | $79.0K | 0.00% | +3,000+21.4% | Added |
| Bridgewater Advisors Inc. | 17,500 | $81.0K | 0.02% | −22,000−55.7% | Reduced |
| IHT Wealth Management, LLC | 17,493 | $81.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 17,680 | $82.0K | 0.01% | −4,000−18.5% | Reduced |
| Cetera Advisor Networks LLC | 17,655 | $82.0K | 0.00% | +17,655 | New |
| Keystone Financial Group | 18,150 | $84.0K | 0.01% | +1,000+5.8% | Added |
| Wedbush Securities Inc | 18,000 | $84.0K | 0.00% | +2,500+16.1% | Added |
| XTX Topco Ltd | 18,117 | $84.0K | 0.05% | +18,117 | New |
| Prudential Financial Inc | 19,115 | $89.0K | 0.00% | −435−2.2% | Reduced |
| Laidlaw Wealth Management LLC | 19,180 | $89.0K | 0.01% | 00.0% | Unchanged |
| Pictet Asset Management SA | 19,066 | $89.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 19,329 | $90.0K | 0.00% | −2,661−12.1% | Reduced |
| Moloney Securities Asset Management, LLC | 19,885 | $92.0K | 0.02% | −23,315−54.0% | Reduced |
| Modus Advisors, LLC | 19,706 | $92.0K | 0.04% | 00.0% | Unchanged |
| STRS Ohio | 20,100 | $93.0K | 0.00% | −13,500−40.2% | Reduced |
| Salem Investment Counselors Inc | 20,000 | $93.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 20,183 | $94.0K | 0.01% | +380+1.9% | Added |
| Kovitz Investment Group Partners, LLC | 15,100 | $103.0K | 0.00% | +15,100 | New |
| Ameritas Investment Partners, Inc. | 23,089 | $107.0K | 0.00% | +2,123+10.1% | Added |
| Investors Asset Management of Georgia Inc | 23,000 | $107.0K | 0.05% | +23,000 | New |
| Cerity Partners LLC | 23,587 | $110.0K | 0.00% | +23,587 | New |
| Private Advisor Group, LLC | 24,055 | $112.0K | 0.00% | −12,745−34.6% | Reduced |
| Front Street Capital Management, Inc. | 24,000 | $112.0K | 0.02% | +24,000 | New |
| Qube Research & Technologies Ltd | 24,838 | $115.0K | 0.00% | +24,838 | New |
| NorthRock Partners, LLC | 25,000 | $116.0K | 0.01% | +25,000 | New |
| Alpine Global Management, LLC | 25,893 | $120.0K | 0.02% | +25,893 | New |
| GFG Capital, LLC | 26,800 | $125.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 26,928 | $125.0K | 0.05% | +4,463+19.9% | Added |
| Engineers Gate Manager LP | 27,563 | $128.0K | 0.01% | +27,563 | New |
| E Fund Management Co., Ltd. | 27,832 | $129.0K | 0.00% | +6,068+27.9% | Added |
| United Capital Management of KS, Inc. | 28,990 | $135.0K | 0.05% | +2,000+7.4% | Added |
| HighTower Advisors, LLC | 29,518 | $136.0K | 0.00% | −4,025−12.0% | Reduced |
| AXA S.A. | 29,800 | $139.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 30,639 | $145.0K | 0.00% | +16,352+114.5% | Added |
| US Bancorp | 31,869 | $149.0K | 0.00% | +6,269+24.5% | Added |
| Public Employees Retirement Association of Colorado | 33,397 | $155.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 34,701 | $161.0K | 0.02% | −662−1.9% | Reduced |
| Victory Capital Management Inc | 36,760 | $171.0K | 0.00% | +2,524+7.4% | Added |
| Tower Research Capital LLC (TRC) | 37,672 | $175.0K | 0.00% | −47,072−55.5% | Reduced |
| Centaurus Financial, Inc. | 37,555 | $175.0K | 0.01% | +8,020+27.2% | Added |
| S&T Bank | 38,853 | $181.0K | 0.03% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 40,300 | $187.0K | 0.04% | −9,433−19.0% | Reduced |
| Crescent Grove Advisors, LLC | 43,000 | $200.0K | 0.02% | +21,000+95.5% | Added |
| Independent Financial Group, LLC | 43,500 | $202.3K | 0.02% | +5,500+14.5% | Added |
| SG Americas Securities, LLC | 46,245 | $215.0K | 0.00% | −63,632−57.9% | Reduced |
| Oaktree Fund Advisors, LLC | 50,000 | $232.0K | 0.47% | −16,000−24.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 50,724 | $236.0K | 0.00% | +8,656+20.6% | Added |
| Amalgamated Bank | 51,158 | $238.0K | 0.00% | +3,001+6.2% | Added |
| Teacher Retirement System of Texas | 54,438 | $253.0K | 0.00% | +11,530+26.9% | Added |
| Capital Fund Management S.A. | 57,912 | $269.3K | 0.01% | +57,912 | New |
| Susquehanna Fundamental Investments, LLC | 60,300 | $280.0K | 0.01% | +60,300 | New |
| Lattice Capital Management, LLC | 63,200 | $294.0K | 0.30% | +63,200 | New |
| Cambridge Investment Research Advisors, Inc. | 63,696 | $296.0K | 0.00% | −20,648−24.5% | Reduced |
| BNP Paribas Arbitrage, SA | 64,093 | $298.0K | 0.00% | +13,817+27.5% | Added |
| ProShare Advisors LLC | 65,265 | $303.0K | 0.00% | +29,662+83.3% | Added |
| ClariVest Asset Management LLC | 65,664 | $306.0K | 0.01% | −3,197−4.6% | Reduced |
| Collective Family Office LLC | 67,810 | $315.0K | 0.12% | +23,607+53.4% | Added |
| Asset Management Resources, LLC | 68,020 | $316.0K | 0.28% | +68,020 | New |
| Handelsbanken Fonder AB | 69,100 | $321.0K | 0.00% | +7,800+12.7% | Added |
| Donald L. Hagan, LLC | 73,584 | $342.0K | 0.18% | +30,655+71.4% | Added |
| Arizona State Retirement System | 76,221 | $354.0K | 0.00% | +1,845+2.5% | Added |
| Metropolitan Life Insurance Co | 77,437 | $360.1K | 0.00% | +4,537+6.2% | Added |
| Ameriprise Financial Inc | 80,001 | $372.0K | 0.00% | −13,823−14.7% | Reduced |
| Goodman Advisory Group, LLC | 80,992 | $377.0K | 0.13% | +80,992 | New |
| Patriot Financial Group Insurance Agency, LLC | 82,302 | $383.0K | 0.06% | +35,650+76.4% | Added |
| Commonwealth Equity Services, LLC | 83,962 | $390.0K | 0.00% | −5,300−5.9% | Reduced |
| Principal Financial Group Inc | 84,050 | $391.0K | 0.00% | −26,662−24.1% | Reduced |
| LPL Financial LLC | 84,533 | $393.0K | 0.00% | −27,200−24.3% | Reduced |
| Hudson Bay Capital Management LP | 87,759 | $408.0K | 0.00% | +87,759 | New |
| Ensign Peak Advisors, Inc | 88,990 | $414.0K | 0.00% | +88,990 | New |
| Walleye Trading LLC | 98,019 | $456.0K | 0.01% | −30,346−23.6% | Reduced |
| ETF Managers Group, LLC | 93,026 | $456.0K | 0.01% | +93,026 | New |
| State Board of Administration of Florida Retirement System | 98,684 | $459.0K | 0.00% | −69,709−41.4% | Reduced |
| Parametric Portfolio Associates LLC | 100,274 | $466.0K | 0.00% | −1,642−1.6% | Reduced |
| MetLife Investment Management | 104,535 | $486.1K | 0.00% | +16,362+18.6% | Added |
| Suvretta Capital Management, LLC | 105,744 | $492.0K | 0.01% | +105,744 | New |
| Avidian Wealth Solutions, LLC | 106,000 | $493.0K | 0.03% | −3,000−2.8% | Reduced |
| Voya Investment Management LLC | 108,631 | $505.0K | 0.00% | +1,092+1.0% | Added |
| swisspartners Ltd. | 110,000 | $518.0K | 0.37% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 111,906 | $520.0K | 0.00% | +9,933+9.7% | Added |
| Jane Street Group, LLC | 116,468 | $542.0K | 0.00% | +63,179+118.6% | Added |
| Eudaimonia Advisors LLC | 120,400 | $560.0K | 0.33% | +120,400 | New |
| Invesco Ltd. | 128,003 | $596.0K | 0.00% | +7,660+6.4% | Added |
| Millennium Management LLC | 133,148 | $619.0K | 0.00% | +133,148 | New |
| Manufacturers Life Insurance Company, The | 143,252 | $666.0K | 0.00% | +5,360+3.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 148,931 | $693.0K | 0.00% | −66,230−30.8% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 150,000 | $697.0K | 0.01% | +16,000+11.9% | Added |
| Advisor Group Holdings, Inc. | 153,686 | $718.0K | 0.00% | −31,140−16.8% | Reduced |
| American International Group, Inc. | 158,760 | $738.0K | 0.00% | +6,699+4.4% | Added |
| Voloridge Investment Management, LLC | 169,029 | $786.0K | 0.00% | +169,029 | New |
| Raymond James & Associates | 179,757 | $836.0K | 0.00% | +28,000+18.5% | Added |
| New York State Common Retirement Fund | 184,266 | $857.0K | 0.00% | −471−0.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 202,292 | $940.0K | 0.00% | +202,292 | New |
| Deutsche Bank AG | 202,889 | $944.0K | 0.00% | +6,668+3.4% | Added |
| Royal Bank of Canada | 203,315 | $946.0K | 0.00% | +152,206+297.8% | Added |
| Bank of America Corp | 217,050 | $1.01M | 0.00% | −60,763−21.9% | Reduced |
| Emfo, LLC | 221,217 | $1.03M | 0.91% | −11,791−5.1% | Reduced |