Sorrento Therapeutics, Inc.
SRNEDelisted Apr 12, 2023- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. was delisted on Apr 12, 2023; its insiders filed their last Form 4 on Mar 20, 2023; 224 institutions reported holding it in 13F filings for Q4 2022, worth $180.7M in total; Oaktree Capital was the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Sorrento Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 221
- +13 vs. Q2 2021
- Shares held
- 86.1M
- +8.95M (+11.6%) vs. Q2 2021
- Total value
- $657.9M
- −$89.7M (−12.0%) vs. Q2 2021
- New holders
- 31
- 69 more added
- Sold out
- 18
- 52 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SRNE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 5 | $70 |
| Q1 2026 | 4 | $380 |
| Q4 2025 | 5 | $82 |
| Q3 2025 | 4 | $20 |
| Q2 2025 | 2 | $6 |
| Q1 2025 | 4 | $4 |
| Q4 2024 | 5 | $66 |
| Q3 2024 | 4 | $287 |
| Q2 2024 | 5 | $826 |
| Q1 2024 | 7 | $704 |
| Q4 2023 | 9 | $13.9K |
| Q3 2023 | 9 | $6.42K |
| Q2 2023 | 9 | $26.1K |
| Q1 2023 | 34 | $1.58M |
| Q4 2022 | 224 | $180.7M |
| Q3 2022 | 233 | $260.2M |
| Q2 2022 | 229 | $308.5M |
| Q1 2022 | 235 | $301.7M |
| Q4 2021 | 234 | $432.2M |
| Q3 2021 | 221 | $657.9M |
| Q2 2021 | 212 | $750.9M |
| Q1 2021 | 231 | $641.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Sorrento Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Banque Cantonale Vaudoise | 17,200 | $131.0K | 0.01% | 00.0% | Unchanged |
| Keystone Financial Group | 17,150 | $131.0K | 0.02% | +100+0.6% | Added |
| National Asset Management, Inc. | 17,400 | $133.0K | 0.00% | −3,918−18.4% | Reduced |
| IHT Wealth Management, LLC | 17,493 | $133.0K | 0.01% | −1,550−8.1% | Reduced |
| IFG Advisory, LLC | 17,900 | $136.0K | 0.01% | +17,900 | New |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $138.0K | 0.14% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 18,200 | $139.0K | 0.01% | +18,200 | New |
| Pictet Asset Management SA | 19,066 | $145.0K | 0.00% | +19,066 | New |
| Laidlaw Wealth Management LLC | 19,180 | $146.0K | 0.04% | +3,000+18.5% | Added |
| Prudential Financial Inc | 19,550 | $149.0K | 0.00% | +1,250+6.8% | Added |
| Modus Advisors, LLC | 19,706 | $150.0K | 0.06% | 00.0% | Unchanged |
| Algert Global LLC | 19,803 | $151.0K | 0.02% | +19,803 | New |
| Salem Investment Counselors Inc | 20,000 | $153.0K | 0.01% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 20,325 | $155.0K | 0.10% | +2,275+12.6% | Added |
| HighPoint Advisor Group LLC | 20,435 | $156.0K | 0.02% | −500−2.4% | Reduced |
| Ameritas Investment Partners, Inc. | 20,966 | $160.0K | 0.01% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 21,680 | $165.0K | 0.02% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 21,764 | $166.0K | 0.01% | +21,764 | New |
| Crescent Grove Advisors, LLC | 22,000 | $168.0K | 0.02% | +2,000+10.0% | Added |
| Kestra Advisory Services, LLC | 21,990 | $168.0K | 0.00% | +7,863+55.7% | Added |
| Virtus ETF Advisers LLC | 22,465 | $171.0K | 0.08% | −1,181−5.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 24,850 | $190.0K | 0.02% | +4,400+21.5% | Added |
| US Bancorp | 25,600 | $195.0K | 0.00% | −240−0.9% | Reduced |
| First Republic Investment Management, Inc. | 25,837 | $197.0K | 0.00% | +25,837 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 26,495 | $202.0K | 0.00% | +26,495 | New |
| GFG Capital, LLC | 26,800 | $204.0K | 0.06% | +26,800 | New |
| United Capital Management of KS, Inc. | 26,990 | $206.0K | 0.08% | +6,025+28.7% | Added |
| AQR Capital Management LLC | 28,930 | $221.0K | 0.00% | −44,011−60.3% | Reduced |
| Centaurus Financial, Inc. | 29,535 | $225.0K | 0.02% | +4,100+16.1% | Added |
| AXA S.A. | 29,800 | $227.0K | 0.00% | +29,800 | New |
| Public Employees Retirement Association of Colorado | 33,397 | $255.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 33,543 | $255.0K | 0.00% | +7,491+28.8% | Added |
| STRS Ohio | 33,600 | $256.0K | 0.00% | +28,900+614.9% | Added |
| Victory Capital Management Inc | 34,236 | $261.0K | 0.00% | −16,234−32.2% | Reduced |
| Gsa Capital Partners LLP | 35,363 | $270.0K | 0.03% | +35,363 | New |
| ProShare Advisors LLC | 35,603 | $272.0K | 0.00% | −35,127−49.7% | Reduced |
| Private Advisor Group, LLC | 36,800 | $281.0K | 0.00% | −1,025−2.7% | Reduced |
| Independent Financial Group, LLC | 38,000 | $289.9K | 0.03% | +7,000+22.6% | Added |
| S&T Bank | 38,853 | $296.0K | 0.05% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 39,500 | $301.0K | 0.08% | +7,000+21.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 42,068 | $321.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 42,908 | $327.0K | 0.00% | +13,597+46.4% | Added |
| Donald L. Hagan, LLC | 42,929 | $328.0K | 0.19% | +2,871+7.2% | Added |
| Moloney Securities Asset Management, LLC | 43,200 | $330.0K | 0.06% | +43,200 | New |
| Collective Family Office LLC | 44,203 | $337.0K | 0.14% | +15,443+53.7% | Added |
| Patriot Financial Group Insurance Agency, LLC | 46,652 | $356.0K | 0.06% | +450+1.0% | Added |
| Amalgamated Bank | 48,157 | $367.0K | 0.00% | −2,069−4.1% | Reduced |
| SlateStone Wealth, LLC | 49,733 | $379.0K | 0.09% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 50,276 | $383.6K | 0.00% | +40,171+397.5% | Added |
| Royal Bank of Canada | 51,109 | $390.0K | 0.00% | +12,767+33.3% | Added |
| Jane Street Group, LLC | 53,289 | $407.0K | 0.00% | −4,463−7.7% | Reduced |
| Handelsbanken Fonder AB | 61,300 | $468.0K | 0.00% | 00.0% | Unchanged |
| HAP Trading, LLC | 61,523 | $469.0K | 0.03% | +23,471+61.7% | Added |
| Oaktree Fund Advisors, LLC | 66,000 | $503.0K | 48.93% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 68,861 | $526.0K | 0.02% | −2,368−3.3% | Reduced |
| Metropolitan Life Insurance Co | 72,900 | $556.2K | 0.01% | −519−0.7% | Reduced |
| Arizona State Retirement System | 74,376 | $567.0K | 0.00% | +1,986+2.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 84,344 | $644.0K | 0.00% | −932−1.1% | Reduced |
| Tower Research Capital LLC (TRC) | 84,744 | $647.0K | 0.02% | +77,495+1,069.0% | Added |
| MetLife Investment Management | 88,173 | $672.8K | 0.01% | −10,163−10.3% | Reduced |
| Commonwealth Equity Services, LLC | 89,262 | $681.0K | 0.00% | +3,380+3.9% | Added |
| Ameriprise Financial Inc | 93,824 | $716.0K | 0.00% | +363+0.4% | Added |
| Highland Capital Management Fund Advisors, L.P. | 100,000 | $763.0K | 0.13% | +100,000 | New |
| Parametric Portfolio Associates LLC | 101,916 | $778.0K | 0.00% | −39,223−27.8% | Reduced |
| Price T Rowe Associates Inc | 101,973 | $778.0K | 0.00% | −22,500−18.1% | Reduced |
| Voya Investment Management LLC | 107,539 | $821.0K | 0.00% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 109,000 | $832.0K | 0.06% | −400.0% | Reduced |
| SG Americas Securities, LLC | 109,877 | $838.0K | 0.00% | +97,200+766.7% | Added |
| swisspartners Ltd. | 110,000 | $839.0K | 0.65% | 00.0% | Unchanged |
| Principal Financial Group Inc | 110,712 | $845.0K | 0.00% | +3,575+3.3% | Added |
| LPL Financial LLC | 111,733 | $853.0K | 0.00% | −2,578−2.3% | Reduced |
| Invesco Ltd. | 120,343 | $919.0K | 0.00% | +23,142+23.8% | Added |
| Walleye Trading LLC | 128,365 | $979.0K | 0.02% | +128,365 | New |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 134,000 | $1.02M | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 135,978 | $1.04M | 0.00% | +93,676+221.4% | Added |
| Manufacturers Life Insurance Company, The | 137,892 | $1.05M | 0.00% | −9,858−6.7% | Reduced |
| Heritage Wealth Management, LLC | 150,000 | $1.15M | 0.41% | 00.0% | Unchanged |
| Raymond James & Associates | 151,757 | $1.16M | 0.00% | +39,300+34.9% | Added |
| American International Group, Inc. | 152,061 | $1.16M | 0.01% | −705−0.5% | Reduced |
| State Board of Administration of Florida Retirement System | 168,393 | $1.28M | 0.00% | −45,229−21.2% | Reduced |
| Advisor Group Holdings, Inc. | 184,826 | $1.40M | 0.00% | −151−0.1% | Reduced |
| New York State Common Retirement Fund | 184,737 | $1.41M | 0.00% | −50,878−21.6% | Reduced |
| Deutsche Bank AG | 196,221 | $1.50M | 0.00% | +8,789+4.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 215,161 | $1.64M | 0.00% | +24,907+13.1% | Added |
| Citadel Advisors LLC | 228,055 | $1.74M | 0.00% | +154,832+211.5% | Added |
| Emfo, LLC | 233,008 | $1.78M | 1.57% | −110,000−32.1% | Reduced |
| Legal & General Group Plc | 240,671 | $1.84M | 0.00% | +173,764+259.7% | Added |
| Nisa Investment Advisors, LLC | 258,450 | $1.97M | 0.01% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 274,807 | $2.10M | 0.02% | −3,959−1.4% | Reduced |
| Bank of America Corp | 277,813 | $2.12M | 0.00% | +4,451+1.6% | Added |
| Credit Suisse AG | 281,314 | $2.15M | 0.00% | −101,689−26.6% | Reduced |
| First Trust Advisors LP | 282,917 | $2.16M | 0.00% | +214,194+311.7% | Added |
| Rhumbline Advisers | 298,752 | $2.28M | 0.00% | +7,335+2.5% | Added |
| UBS Asset Management Americas Inc | 301,898 | $2.30M | 0.00% | −8,403−2.7% | Reduced |
| State of New Jersey Common Pension Fund D | 319,131 | $2.44M | 0.01% | +161,962+103.0% | Added |
| State of Wisconsin Investment Board | 336,900 | $2.57M | 0.01% | −40,900−10.8% | Reduced |
| Citigroup Inc | 350,959 | $2.68M | 0.00% | −218,421−38.4% | Reduced |
| California State Teachers Retirement System | 372,698 | $2.84M | 0.00% | −3,020−0.8% | Reduced |
| Rafferty Asset Management, LLC | 393,440 | $3.00M | 0.02% | +99,357+33.8% | Added |
| Cormorant Asset Management, LP | 400,000 | $3.05M | 0.12% | −100,000−20.0% | Reduced |